Prosecution Insights
Last updated: August 17, 2026
Application No. 18/777,946

METHOD OF MANUFACTURING A MEMORY DEVICE

Non-Final OA §103
Filed
Jul 19, 2024
Priority
Apr 04, 2024 — RE 10-2024-0045953
Examiner
CHOUDHRY, MOHAMMAD M
Art Unit
Tech Center
Assignee
SK hynix Inc.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
576 granted / 703 resolved
+21.9% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
31 currently pending
Career history
737
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
75.6%
+35.6% vs TC avg
§102
10.9%
-29.1% vs TC avg
§112
4.1%
-35.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 703 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-2, 4-6 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang (CN 112635486, hereinafter Zhang) in view of Choi et al. (US 2018/0366488, hereinafter Choi). With respect to claim 1, Zhang discloses a method of manufacturing a memory device (Page 02; Para 02), the method comprising: forming first openings (230 of Fig. 2a) passing through a first preliminary stacked structure (220); forming sacrificial pillars (240/250 of Fig. 2b) filling the first openings; forming a second preliminary stacked structure (260 of Fig. 2c) over the first preliminary stacked structure and the sacrificial pillars (Fig. 2c); forming first channel holes (280 of Fig. 2d) passing through the first preliminary stacked structure and the second preliminary stacked structure by removing a portion of the second preliminary stacked structure and the sacrificial pillars (Fig. 2d). Zhang does not explicitly disclose forming cell plugs in the first channel holes. In an analogous art, Choi discloses forming cell plugs in the first channel holes (Para 0020; 0035; Fig.1 - cell plugs). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang’s device by having Choi’s disclosure in order to miniaturize the size of a memory device. With respect to claim 2, Zhang discloses wherein in the forming of the first openings, each of the first openings has substantially a shape of a hole (30 of Fig. 2a). With respect to claim 4, Zhang discloses wherein the forming of the first channel holes comprises: exposing the sacrificial pillars by etching the portion of the second preliminary stacked structure (Page 2; Para 01 & Page 04; Para 02); and removing exposed portions of the sacrificial pillars (Fig. 2d). With respect to claim 5, Zhang discloses wherein in the forming of the first channel holes, the sacrificial pillars are at least partially removed to expose an inner surface of the first preliminary stacked structure through the first openings (Fig. 2d). With respect to claim 6, Zhang discloses wherein in the forming of the first channel holes, each of the first channel holes has a tapered cross- section gradually decreasing toward a lower part (Fig. 2d). With respect to claim 17, Zhang/Choi discloses the method of claim 1. Zhang does not explicitly disclose wherein the forming of the cell plug comprises: forming a memory layer in each of the first holes, the memory layer contacting the first preliminary stacked structure and the second preliminary stacked structure; and forming a channel layer on an inner surface of the memory layer. In an analogous art, Choi discloses wherein the forming of the cell plug comprises: forming a memory layer in each of the first holes, the memory layer contacting the first preliminary stacked structure and the second preliminary stacked structure; and forming a channel layer on an inner surface of the memory layer (Para 0035; 0051-0052). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang’s device by having Choi’s disclosure in order to miniaturize the size of a memory device. Claims 3 and 7-14 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang/Choi in view of Hopkins et al. (US 2021/0013228, hereinafter Hopkins). With respect to claim 3, Zhang/Choi discloses the method of claim 1. Zhang/Choi does not explicitly disclose wherein the forming of the sacrificial pillars comprises filling the first openings with an insulating material. In an analogous art, Hopkins discloses wherein the forming of the sacrificial pillars comprises filling the first openings with an insulating material (Para 0056 – high -k dielectric). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different component of a semiconductor device. With respect to claim 7, Zhang/Choi discloses the method of claim 1. Zhang/Choi does not explicitly disclose wherein the forming of the first openings is performed simultaneously with forming a second opening passing through the first preliminary stacked structure and having substantially a linear shape. In an analogous art, Hopkins discloses wherein the forming of the first openings is performed simultaneously with forming a second opening passing through the first preliminary stacked structure and having substantially a linear shape (Fig. 13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to expedite the manufacturing process of a semiconductor device. With respect to claim 8, Zhang discloses wherein the forming of the sacrificial pillars is performed simultaneously with forming a lower isolation structure filling the second opening (Page 07; Para 03; Page 11; last Para; Page 12; Para 01). With respect to claim 9, Zhang/Choi discloses the method of claim 8. Zhang/Choi does not explicitly disclose wherein the forming of the sacrificial layers and the lower isolation structure comprises filling the first openings and the second opening with an insulating material. In an analogous art, Hopkins discloses wherein the forming of the sacrificial layers and the lower isolation structure comprises filling the first openings and the second opening with an insulating material (Para 0056 and 0062). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device. With respect to claim 10, Zhang/Choi discloses the method of claim 8. Zhang/Choi does not explicitly disclose wherein the forming of the first channel holes is performed simultaneously with forming second channel holes passing through the first preliminary stacked structure and the second preliminary stacked structure by removing the portion of the second preliminary stacked structure and a portion of the lower isolation structure. In an analogous art, Hopkins discloses wherein the forming of the first channel holes is performed simultaneously with forming second channel holes passing through the first preliminary stacked structure and the second preliminary stacked structure by removing the portion of the second preliminary stacked structure and a portion of the lower isolation structure (Para 0056-0057; 0062; Fig. 8-13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device. With respect to claim 11, Zhang/Choi discloses the method of claim 10. Zhang/Choi does not explicitly disclose wherein in the forming of the first channel holes, the second channel holes pass through the lower isolation structure. In an analogous art, Hopkins discloses wherein in the forming of the first channel holes, the second channel holes pass through the lower isolation structure (Fig. 9 -13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device to avoid short circuiting. With respect to claim 12, Zhang/Choi discloses the method of claim 10. Zhang/Choi does not explicitly disclose wherein in the forming of the second channel holes, an inner surface of the first preliminary stacked structure, an inner surface of the second preliminary stacked structure, and an inner surface of the lower isolation structure are exposed through the second channel holes. In an analogous art, Hopkins discloses wherein in the forming of the second channel holes, an inner surface of the first preliminary stacked structure, an inner surface of the second preliminary stacked structure, and an inner surface of the lower isolation structure are exposed through the second channel holes (Fig. 13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device to avoid short circuiting. With respect to claim 13, Zhang/Choi discloses the method of claim 8. Zhang/Choi does not explicitly disclose wherein the forming of the first channel holes is performed simultaneously with forming second channel holes into at least a portion of the first preliminary stacked structure and passing through the second preliminary stacked structure by removing the portion of the second preliminary structure and a portion of the lower isolation structure. In an analogous art, Hopkins discloses wherein the forming of the first channel holes is performed simultaneously with forming second channel holes into at least a portion of the first preliminary stacked structure and passing through the second preliminary stacked structure by removing the portion of the second preliminary structure and a portion of the lower isolation structure (Para 0056-0057; 0062; Fig. 8-13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device to protect the device. With respect to claim 14, Zhang/Choi/Hopkins discloses the method of claim 13. Zhang/Choi does not explicitly disclose wherein in the forming of the first channel holes, the second channel holes are formed into at least a portion of the lower isolation structure. In an analogous art, Hopkins discloses wherein in the forming of the first channel holes, the second channel holes are formed into at least a portion of the lower isolation structure (Figs. 9-13). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Hopkin’s disclosure in order to isolate different components of a semiconductor device to protect the device. Claims 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang/Choi in view of Won (KR 1020210143976, hereinafter Won). With respect to claim 15, Zhang/Choi discloses the method of claim 1. Zhang/Choi does not explicitly disclose before forming the first openings, forming the first preliminary stacked structure by stacking at least one first material layer and at least one second material layer. In an analogous art, Won discloses before forming the first openings (Figs. 6-7 & 10), forming the first preliminary stacked structure (Fig. 6) by stacking at least one first material layer (62) and at least one second material layer (63).Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Zhang/Choi’s device by having Won’s disclosure in order to miniaturize the size of a memory device. With respect to claim 16, Zhang/Choi/Won discloses the method of claim 15. Zhang discloses wherein the forming of the second preliminary stacked structure comprises alternately stacking third material layers and fourth material layers over the first preliminary stacked structure (Fig. 2c – stack 260 comprises of alternate layer), wherein the third material layers include a same material as the first material layer, and wherein the fourth material layers include a same material as the second material layer (Page06; Para 01; Page 07; Para 01; and Page 09; Para 02). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOHAMMAD M CHOUDHRY whose telephone number is (571)270-5716. The examiner can normally be reached Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fairbanks Brent can be reached at 408-918-7532. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MOHAMMAD M CHOUDHRY/Primary Examiner, Art Unit 2899
Read full office action

Prosecution Timeline

Jul 19, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707667
HIGH ELECTRON MOBILITY TRANSISTOR WITH GATE ELECTRODE BELOW THE CHANNEL
4y 7m to grant Granted Aug 11, 2026
Patent 12707859
DISPLAY DEVICE
4y 0m to grant Granted Aug 11, 2026
Patent 12707912
PLASMA DICED WAFERS AND METHODS THEREOF
3y 5m to grant Granted Aug 11, 2026
Patent 12702061
SEMICONDUCTOR DIES INCLUDING RECESSES FOR FACILITATING MECHANICAL DEBONDING, AND ASSOCIATED SYSTEMS AND DEVICES
3y 12m to grant Granted Aug 04, 2026
Patent 12696765
SEMICONDUCTOR DEVICE AND METHOD FOR MANUFACTURING THE SAME
3y 8m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+11.9%)
2y 9m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 703 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month