Prosecution Insights
Last updated: August 16, 2026
Application No. 18/779,889

TRANSMISSION OF REFERENCE SIGNALS FROM A TERMINAL DEVICE

Non-Final OA §102§103
Filed
Jul 22, 2024
Priority
Feb 19, 2019 — nonprovisional of PCTEP2019054061 +2 more
Examiner
NGUYEN, MINH TRANG T
Art Unit
Tech Center
Assignee
Telefonaktiebolaget LM Ericsson
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
811 granted / 900 resolved
+30.1% vs TC avg
Moderate +6% lift
Without
With
+5.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
21 currently pending
Career history
915
Total Applications
across all art units

Statute-Specific Performance

§101
8.5%
-31.5% vs TC avg
§103
41.9%
+1.9% vs TC avg
§102
36.0%
-4.0% vs TC avg
§112
5.1%
-34.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 900 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 7-9, 12-14, 16-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Wennstrom et al (US 2011/0212730) (hereinafter Wennstrom). Regarding claim 1, Wennstrom discloses a terminal device (e.g., remote node (RN)) for transmission of N uplink reference signals, the terminal device comprising: at least N physical antenna ports (see Wennstrom, Fig. 3, p. [0024], e.g., A user terminal may have multiple physical antennas); and processing circuitry, the processing circuitry being configured to cause the terminal device to: connect a virtual antenna port to at least two of the N physical antenna ports (see Wennstrom. Fig. 3, p. [0024], e.g., Whatever is transmitted from the virtual antenna will undergo a defined mapping and be transmitted from the physical antennas, and p. [0025], e.g., Mapping is described in general by the connection from virtual antenna ports to physical antennas); and transmit the N uplink reference signals (see Wennstrom, Fig. 7.p. [0039], e.g., performing the uplink transmission with at most the number of reference signals N on transmit antennas comprised in the RN); in the virtual antenna port, wherein N is at least two (see Wennstrom, p. [0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 2, Wennstrom discloses the terminal device according to claim 1, wherein the N uplink reference signals are transmitted sequentially (see Wennstrom, p. [0024-0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 3, Wennstrom discloses the terminal device according to claim 1, wherein each of the N uplink reference signals is distributed over the at least two of the N physical antenna ports (see Wennstrom, p. [0024-0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 7, Wennstrom discloses the terminal device according to claim 1, wherein one single virtual antenna port is connected to the at least two of the N physical antenna ports (see Wennstrom, Fig. 4, p. [0026], e.g., If a DRS is transmitted through a virtual antenna, the DRS will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0053]). Regarding claim 8, Wennstrom discloses the terminal device according to claim 1, wherein the virtual antenna port is connected to all N physical antenna ports of the terminal device (see Wennstrom, Figs. 3-4, p. [0024-0026], e.g., Mapping is described in general by the connection from virtual antenna ports to physical antennas and weighted by complex valued weights e.g. W1 and W2 as shown in FIG. 3). Regarding claim 9, Wennstrom discloses the terminal device according to claim 1, wherein the N uplink reference signals are sounding reference signals (SRSs) (see Wennstrom, claim 14). Regarding claim 12, Wennstrom discloses the terminal device according to claim 1, wherein the terminal device is further configured to obtain an indication to transmit the N uplink reference signals (see Wennstrom, p. [0039], e.g., receiving an indication of a number of reference signals N to be used for uplink transmission by a RN). Regarding claim 13, the combined teaching of Wennstrom and Liu disclose the terminal device according to claim 1, wherein the terminal device is further configured to transmit, in the virtual antenna port, uplink data (see Wennstrom, p. [0009], e.g., transmitting independent data streams for each antenna). Regarding claim 14, the combined teaching of Wennstrom and Liu disclose the terminal device according to claim 1, wherein the terminal device is further configured to transmit, in the virtual antenna port, uplink data (see Wennstrom, p. [0009], e.g., transmitting independent data streams for each antenna). Regarding claim 17, Wennstrom discloses a method for transmission of N uplink reference signals, the method being performed by a terminal device comprising at least N physical antenna ports (see Wennstrom, Fig. 3, p. [0024], e.g., A user terminal may have multiple physical antennas), the method comprising: connecting a virtual antenna port to at least two of the N physical antenna ports (see Wennstrom. Fig. 3, p. [0024], e.g., Whatever is transmitted from the virtual antenna will undergo a defined mapping and be transmitted from the physical antennas, and p. [0025], e.g., Mapping is described in general by the connection from virtual antenna ports to physical antennas); and transmitting the N uplink reference signals in the virtual antenna port, wherein N is at least two (see Wennstrom, Fig. 7.p. [0039], e.g., performing the uplink transmission with at most the number of reference signals N on transmit antennas comprised in the RN, and p. [0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 18, Wennstrom discloses a computer program product comprising a computer program for transmission of reference signals and a non-transitory computer readable storage medium on which the computer program is stored, the computer program comprising computer code which, when run on processing circuitry of a terminal device for transmission of N uplink reference signals, the terminal device comprising at least N physical antenna ports (see Wennstrom, Fig. 3, p. [0024], e.g., A user terminal may have multiple physical antennas), causes the terminal device to: connect a virtual antenna port to at least two of the N physical antenna ports (see Wennstrom. Fig. 3, p. [0024], e.g., Whatever is transmitted from the virtual antenna will undergo a defined mapping and be transmitted from the physical antennas, and p. [0025], e.g., Mapping is described in general by the connection from virtual antenna ports to physical antennas); and transmit the N uplink reference signals in the virtual antenna port, wherein N is at least two (see Wennstrom, Fig. 7.p. [0039], e.g., performing the uplink transmission with at most the number of reference signals N on transmit antennas comprised in the RN, and p. [0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 19, Wennstrom discloses a communication system comprising a terminal device for transmission of N uplink reference signals, the terminal device comprising at least N physical antenna ports (see Wennstrom, Fig. 3, p. [0024], e.g., A user terminal may have multiple physical antennas) and a radio access network node configured to provide network access over one or more radio propagation channels to the terminal device (see Wennstrom, Fig. 3, p. [0032], e.g., a Central Node (CN), e.g. a BS such as an eNB in the 3GPP LTE system or a Node B in the UMTS system), wherein the communication system is configured to: connect a virtual antenna port to at least two of the N physical antenna ports (see Wennstrom. Fig. 3, p. [0024], e.g., Whatever is transmitted from the virtual antenna will undergo a defined mapping and be transmitted from the physical antennas, and p. [0025], e.g., Mapping is described in general by the connection from virtual antenna ports to physical antennas); and transmit the N uplink reference signals in the virtual antenna port, wherein N is at least two (see Wennstrom, Fig. 7.p. [0039], e.g., performing the uplink transmission with at most the number of reference signals N on transmit antennas comprised in the RN, and p. [0026], e.g., If a DRS is transmitted through a virtual antenna, as shown in the example in FIG. 4, the DRS in this example will be copied into two replicas, each weighted by complex valued weights W1 and W2, respectively, and then transmitted from each of the two physical antennas shown in FIG. 4, and p. [0030]). Regarding claim 20, Wennstrom discloses the communication system according to claim 19, wherein each of the N physical antenna port is fed by its own power amplifier (see Wennstrom, p. [0003]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4-5, 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Wennstrom in view of Liu et al (US 2021/0352596) (hereinafter Liu). Regarding claim 1, Wennstrom does not expressly disclose the terminal device according to claim 1, wherein the terminal device only has access to non-coherent precoders for uplink transmission. Liu discloses the above recited limitations (see Liu, p. [0003], e.g., Liu discloses a coherent capability, and p. [0100], e.g., the network device may indicate to use a fully-coherent codeword, a partially-coherent codeword, and a non-coherent codeword, or use a partially-coherent codeword and a non-coherent codeword, or use a non-coherent codeword. For another example, if the maximum coherent capability reported by the terminal is partially-coherent, the network device indicates to use a partially-coherent codeword and a non-coherent codeword, or use a non-coherent codeword). It would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to incorporate Liu’s teachings into Wennstrom. The suggestion/motivation would have been to provide precoding manner of each transmit port and select the proper antenna port for data transmission. Regarding claim 5, the combined teaching of Wennstrom and Liu disclose the terminal device according to claim 1, wherein the terminal device only has access to non-coherent precoders and partial-coherent precoders for uplink transmission (see Liu, p. [0003], e.g., Liu discloses a coherent capability, and p. [0100], e.g., the network device may indicate to use a fully-coherent codeword, a partially-coherent codeword, and a non-coherent codeword, or use a partially-coherent codeword and a non-coherent codeword, or use a non-coherent codeword. For another example, if the maximum coherent capability reported by the terminal is partially-coherent, the network device indicates to use a partially-coherent codeword and a non-coherent codeword, or use a non-coherent codeword). Regarding claim 15, the combined teaching of Wennstrom and Liu disclose the terminal device according to claim 14, wherein the uplink data is transmitted on a physical uplink shared channel (PUSCH) (see Liu, p. [0094], e.g., the antenna port includes an antenna port for an uplink data channel, for example, an antenna port for a physical uplink shared channel (PUSCH)). Regarding claim 16, the combined teaching of Wennstrom and Liu disclose the terminal device according to claim 1, wherein the N uplink reference signals are transmitted over the 5G New Radio (NR) air interface (see Liu, p. [0089]). Allowable Subject Matter Claims 6, 10-11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MINH TRANG T NGUYEN whose telephone number is (571)270-5248. The examiner can normally be reached M-F 8:30am-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag C Shah can be reached at 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MINH TRANG T NGUYEN/Primary Examiner, Art Unit 2477
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Prosecution Timeline

Jul 22, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
96%
With Interview (+5.7%)
2y 5m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 900 resolved cases by this examiner. Grant probability derived from career allowance rate.

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