Prosecution Insights
Last updated: July 17, 2026
Application No. 18/781,547

MEMORY DEVICE AND MANUFACTURING METHOD THEREOF, AND MEMORY SYSTEM

Non-Final OA §102§103
Filed
Jul 23, 2024
Priority
Apr 28, 2024 — CN 202410525618.3
Examiner
KING, DOUGLAS
Art Unit
2824
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yangtze Memory Technologies Co., Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
591 granted / 739 resolved
+12.0% vs TC avg
Minimal +4% lift
Without
With
+4.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
20 currently pending
Career history
757
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
73.7%
+33.7% vs TC avg
§102
15.7%
-24.3% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 739 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 4, 15, 16 and 19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lin (US 2016/0155484). Regarding claim 1, Lin discloses a memory device, comprising: a memory cell array (see Figure 2); a plurality of word lines (GWL’s, LWL’s, see Figure 2-5) coupled with the memory cell array; and a peripheral circuit (GWL, LWL decoders+drivers) coupled with the memory cell array through the plurality of word lines and comprising a drive circuit, wherein the drive circuit comprises a main driver (driver of GWL) and a plurality of word line drivers (Driver of LWL), each of the word line drivers is correspondingly coupled with each of the word lines, and the main driver is connected to n word line drivers, wherein n is an integer greater than 8 (see paragraph 0055, GWL being driven by its inherent driver is connected to 16 LWL). Regarding claim 4, Lin discloses the memory device of claim 1, wherein the main driver is connected to 16 word line drivers (see paragraph 0055). Regarding claim 15, Lin discloses a memory system, comprising: a memory device, comprising: a memory cell array; a plurality of word lines coupled with the memory cell array; and a peripheral circuit coupled with the memory cell array through the plurality of word lines and comprising a drive circuit, wherein the drive circuit comprises a main driver and a plurality of word line drivers, each of the word line drivers is correspondingly coupled with each of the word lines, and the main driver is connected to n word line drivers, wherein n is an integer greater than 8 (see rejection of claim 1 above); and a memory controller coupled to the memory device and configured to control the memory device (see Figure 6, 619 for example). Regarding claims 16 and 19 recites substantially the same features as above in the method form of “forming” said device. Since the device is taught as outlined above, the generic method of simply “forming” is inherently disclosed as well. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 13 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lin. Regarding claim 13, Lin discloses the memory device of claim 1, but fails to teach wherein the memory cell array comprises a plurality of memory cells, and each memory cell comprises one vertical transistor and one capacitor. However, this is a common and well-known memory configuration (vertical transistor DRAM) and implementing the teachings of Lin in such known devices would have been obvious at the time of filing in order to achieve the benefits described by Lin in the DRAM. Regarding claim 14, Lin discloses the memory device of claim 1, but fails the memory cell array and the peripheral circuit are formed on different substrates, and the peripheral circuit and the memory cell array are stacked in a vertical direction. However, this is a common and well-known memory configuration of stacked and layers circuitry and implementing the teachings of Lin in such known devices would have been obvious at the time of filing in order to achieve the benefits described by Lin in the DRAM. Further, it would have been obvious to stack the peripheral and memory circuits vertically in order to minimize lateral chip space. Claim(s) 2, 3, 17 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lin in view of Em (US 2025/0006247). Regarding claim 2 and 17, Lin discloses the memory device of claim 1, but fails to teach wherein the main driver comprises a pre-charge circuit and an output circuit, a transistor size of a transistor in the output circuit is greater than a transistor size of a transistor in the pre-charge circuit. However, it was known at the time of filing to provide larger main wordline drive transistors and reducing transistor count to conserve circuit area (see Em, paragraph 0037). Furthermore, Em teaches such a word line driver comprises a main driver output circuit (420 for example) with the increased transistor size and a precharge circuit 410). Regarding claims 3 and 18, Lin as modified above discloses the memory device of claim 2, but fails to teach wherein a ratio of a transistor size of a transistor in the output circuit to a transistor size of a transistor in the pre-charge circuit ranges from 1.5 to 2. However the size of transistors is well established in the art as result effective variable and one of ordinary skill is fully aware of how the modifications to the size of said transistors will effect performance (e.g. speed, leakage, current handling, etc.). Therefore, finding the optimal size (and therefore ratio) of sizes for the output circuit transistors would require only a routine optimization and be obvious to those having ordinary skill at the time of filing. Allowable Subject Matter Claims 5-12 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claims 5 and 20, the prior art fails to teach or reasonably disclose in combination all the features of the claim in combination with preceding claim limitations including a row decoder coupled to the drive circuit and configured to decode 9th-bit to 5th-bit row addresses in a row address signal of m bits to generate a main drive signal, and decode the row addresses of the lowest 4 bits in the row address signal of m bits to generate a word line drive signal, wherein m is an integer greater than 9; and the drive circuit is configured to drive a target word line based on the main drive signal and the word line drive signal. Claims 6-12 depend from above. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The remaining cited and attached references teach various embodiments of various embodiments of row signal line "fanning" configurations. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DOUGLAS KING whose telephone number is (571)272-2311. The examiner can normally be reached M-F: 9:00AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Richard Elms can be reached on 571-272-1869. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DOUGLAS KING/Primary Examiner, Art Unit 2824
Read full office action

Prosecution Timeline

Jul 23, 2024
Application Filed
Apr 28, 2026
Non-Final Rejection mailed — §102, §103
Jun 22, 2026
Interview Requested

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12682939
Magnetoresistive Random-Access Memory (MRAM) Cell and Method of Operation Thereof
2y 11m to grant Granted Jul 14, 2026
Patent 12682959
POWER LOSS PROTECTION AND RESET SIGNAL GENERATION IN MEMORY SYSTEMS
2y 6m to grant Granted Jul 14, 2026
Patent 12682946
HYBRID BOOSTING FOR MEMORY WRITE ASSIST
2y 5m to grant Granted Jul 14, 2026
Patent 12676176
MEMORY DEVICE PERFORMING ECS OPERATION, OPERATION METHOD OF THE MEMORY DEVICE, MEMORY SYSTEM, ELECTRONIC DEVICE, AND ELECTRONIC SYSTEM
2y 10m to grant Granted Jul 07, 2026
Patent 12657448
NEUROMORPHIC ARCHITECTURES, ACTUATORS, AND RELATED METHODS
4y 6m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
84%
With Interview (+4.5%)
2y 6m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 739 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month