Prosecution Insights
Last updated: May 29, 2026
Application No. 18/784,251

MEMORY DEFRAGMENTATION IN PROGRAMMABLE INTEGRATED CIRCUIT DEVICES

Non-Final OA §103
Filed
Jul 25, 2024
Examiner
JUNG, ANDREW J
Art Unit
2175
Tech Center
2100 — Computer Architecture & Software
Assignee
Xilinx, Inc.
OA Round
2 (Non-Final)
58%
Grant Probability
Moderate
2-3
OA Rounds
1y 5m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
80 granted / 139 resolved
+2.6% vs TC avg
Strong +37% interview lift
Without
With
+37.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
7 currently pending
Career history
148
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
92.1%
+52.1% vs TC avg
§102
2.9%
-37.1% vs TC avg
§112
2.9%
-37.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 139 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is in response to amendment filed on September 12, 2025. Claims 1, 10, and 19 have been amended. Claims 8 and 17 have been canceled. The objections and rejections from the prior correspondence that are not restated herein are withdrawn. Response to Arguments Applicant's arguments filed on September 12, 2025 have been fully considered but are not persuasive. Applicant argues that the cited prior art fails to teach all the limitations of amended claim 1 because “Yamaki does not evaluate fragment memory instances relative to the size of the memory primitives needed to implement the fragment memory instances for the purpose of combining fragment memory instances. Rather, Yamaki performs a comparison that is used to select a particular memory module from which a standby signal may be output to effectuate a reduced power mode.” The Examiner respectfully disagrees. The Examiner notes that amended claim 1 recites “wherein each fragment memory instance has a size defined in the circuit design that uses less than one or more memory primitives of a target programmable integrated circuit (IC) device, and wherein the fragment memory instances require a selected amount of the memory primitives of the target programmable IC device for implementation therein.” In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., evaluate fragment memory instances relative to the size of the memory primitives needed to implement the fragment memory instances) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). YAMAKI [0164] teaches a determination is made as to which SRAM module is to be placed in which memory block, as to which memory block is to be placed in which memory group, as to the memory module coupling path in each memory block, and as to the coupling path among memory blocks, where memory groups are determined by grouping SRAM modules (i.e. memory primitives) at close physical locations such that the total storage capacity of each memory group is equal to or less than a predetermined value (i.e. uses less than one or more memory primitives); [0167-0170] teach the smallest storage capacity of each memory module is employed as the criterion as well as other types of criterion. Therefore, YAMAKI teaches the above limitation. Examiner suggests amending claim 1 to recite further details of how the size/number of memory primitives are determined/calculated in relation to fragment memory instances in order to overcome the cited prior art, provided that Applicant’s specification provides support for the subject matter. Applicant also noted that claim 1 is amended to clarify that the composite memory requires fewer than the selected amount of memory primitives for implementation in the target programmable IC device. Examiner notes that YAMAKI [0164] & [0167-0170] teach memory groups are determined by grouping SRAM modules at close physical locations such that the total storage capacity of each memory group is equal to or less than a predetermined value (i.e. fewer than the selected amount of memory primitives)), and therefore teaches the limitation. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 9-10, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over FENDER (Patent No.: US 9698794 B1), hereafter FENDER, in view of YAMAKI (Pub. No.: US 20130021832 A1), hereafter YAMAKI. Regarding claim 1, FENDER teaches: A method, comprising: detecting, by computer hardware, memory instances of a circuit design that are fragment memory instances (FENDER C4:L6-11 teach free space fragmentation may occur, e.g., while subregions 208 a-b are free, they are fragmented, instead of forming an available contiguous region. When a new function D (202 d) is to be loaded onto the FPGA 201, the fragmented FPGA, e.g., at 207, cannot provide an available region large enough for function D.); generating, by the computer hardware, a group including a plurality of the fragment memory instances that are compatible with memory merger criteria; generating, by the computer hardware, a composite memory by merging the fragment memory instances of the group (FENDER C4:L12-24 teach region defragmentation 300 of a running virtualized FPGA system using live region migration within the FPGA. At 301, which is similar to the fragmented FPGA 206 in FIG. 2 after function A has been released, defragmentation can be implemented by migrating function B to a new region such that the original subregion associated with function B can be released to coalesce with other available subregions. To achieve this, a new function B′ can be loaded at 303, which may be configured to perform a similar task as function B. The new function B′ can take up a previously fragmented space.); replacing, by the computer hardware and within the circuit design, the fragment memory instances of the group with the composite memory (FENDER C3:L1-5 teach defragmentation via region migration can be implemented to release and coalesce adjacent subregions such that the coalesced subregions can provide sufficient resources for the new function for the virtualized FPGA; C5:L4-7 teach either with a precompiled region-specific bitstream or a region-remappable bitstream, an FPGA function can be moved to a different location on the FPGA fabric while preserving the same function to be performed). FENDER does not appear to explicitly teach wherein each fragment memory instance has a size defined in the circuit design that uses less than one or more memory primitives of a target programmable integrated circuit (IC) device, and wherein the fragment memory instances require a selected amount of the memory primitives of the target programmable IC device for implementation therein; wherein the composite memory requires fewer than the selected amount of memory primitives for implementation in the target programmable IC device. However, YAMAKI teaches wherein each fragment memory instance (YAMAKI [0164] teaches a determination is made as to which SRAM module is to be placed in which memory block, as to which memory block is to be placed in which memory group, as to the memory module coupling path in each memory block, and as to the coupling path among memory blocks, where memory groups are determined by grouping SRAM modules (i.e. memory primitives) at close physical locations such that the total storage capacity of each memory group is equal to or less than a predetermined value (i.e. uses less than one or more memory primitives); [0167-0170] teach the smallest storage capacity of each memory module is employed as the criterion as well as other types of criterion; [0042-0043] teach selecting memory modules having largest storage capacity in the memory block to ensure that when it is commanded to cancel the lower power consumption state for memory modules in a downstream memory block, substantially all memory modules in an upstream memory block have already exited the lower power consumption state. Thus, it is possible to prevent inrush current peaks from overlapping between memory blocks); wherein the composite memory requires fewer than the selected amount of memory primitives for implementation in the target programmable IC device (see YAMAKI [0164] & [0167-0170] above, where memory groups are determined by grouping SRAM modules at close physical locations such that the total storage capacity of each memory group is equal to or less than a predetermined value (i.e. fewer than the selected amount of memory primitives)). Accordingly, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of FENDER and YAMAKI before them, to include YAMAKI’s memory selection in FENDER’s coalescing regions on a programmable logic device. One would have been motivated to make such a combination in order to provide greater storage capacity as taught by YAMAKI ([ABST]). Regarding claim 10, the claim recites similar limitation as corresponding claim 1 and is rejected for similar reasons as claim 1 using similar teachings and rationale. FENDER also teaches A system, comprising: a hardware processor capable of executing operations (see FENDER Fig. 1). Regarding claim 19, the claim recites similar limitation as corresponding claim 1 and is rejected for similar reasons as claim 1 using similar teachings and rationale. FENDER also teaches A computer program product comprising a computer readable storage medium having program instructions embodied therewith, wherein the program instructions are executable by computer hardware to cause the computer hardware to initiate executable operations (see FENDER claim 19). Regarding claim 9, FENDER in view of YAMAKI teaches the elements of claim 1 as outlined above. YAMAKI also teaches: placing and routing the circuit design including the composite memory (YAMAKI [0164] teaches in the place and route design of the microcomputer 1, a determination is made as to which SRAM module is to be placed in which memory block, as to which memory block is to be placed in which memory group, as to the memory module coupling path in each memory block, and as to the coupling path among memory blocks). The same motivation that was utilized for combining FENDER and YAMAKI as set forth in claim 1 is equally applicable to claim 9. Regarding claim 18, the claim recites similar limitation as corresponding claim 9 and is rejected for similar reasons as claim 9 using similar teachings and rationale. Claims 2-7, 11-16, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over FENDER in view of YAMAKI as applied to claims 1, 10, and 19 above, and further in view of SCHOPP (Pub. No.: US 20050066143 A1), hereafter SCHOPP. Regarding claim 2, FENDER in view of YAMAKI teaches the elements of claim 1 as outlined above. FENDER also teaches: wherein the generating the group comprises: comparing attributes of the fragment memory instances with the memory merger criteria (FENDER C4:L39-51 teach the FPGA system can respond to a request to move function B 311a from its original subregion to a new subregion at 311b by looking up a corresponding configuration bitstream that has been precompiled to implement for a same function as the function B but to be placed at the new subregion, referred to as function B′, and then loading the corresponding configuration bitstream in the FPGA at the subregion location 311b. Because the corresponding configuration bitstream for function B′ can implement the same function as the original function B 311a, function B′ has the ability to accept state from the original function B 311a; see also C5:L34-36 & Fig. 4 #407, where in response to a new function loading request when the FPGA does not have a large enough contiguous region). FENDER in view of YAMAKI does not appear to explicitly teach removing from the group each fragment memory instance that is incompatible with the memory merger criteria. However, SCHOPP teaches the limitation (see SCHOPP Fig. 4, where free/allocated status for preceding and succeeding blocks are determined (48), and locks are initiated on only heaps with free preceding or succeeding blocks (50), where blocks that do not meet such criteria are not considered for coalescing per rules, which is seen as being removed from the group/incompatible). Accordingly, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of FENDER, YAMAKI, and SCHOPP before them, to include SCHOPP’s method of coalescing blocks of memory within multiple memory heaps in FENDER and YAMAKI’s coalescing regions on a programmable logic device. One would have been motivated to make such a combination in order to provide an efficient method whereby memory could be coalesced across memory heap boundaries as taught by SCHOPP ([0006]). Regarding claim 3, FENDER in view of YAMAKI teaches the elements of claim 1 as outlined above. FENDER in view of YAMAKI does not appear to explicitly teach: wherein the memory merger criteria specify validation rules for merging logical memories of the circuit design in at least one dimension. However, SCHOPP teaches the limitation (SCHOPP [0027] teaches coalescing of memory blocks according to designated coalescing rules, for example (1) if both the preceding and succeeding adjacent blocks of memory are present within the same memory heap, the newly freed memory block is coalesced with both of those blocks and moved to the heap containing those two blocks; (2) if both the preceding and succeeding adjacent memory blocks are free but are present in two different heaps, the newly freed memory block is coalesced with the larger of the preceding and succeeding memory block in the heap which previously contained the newly freed memory block; and (3) if only one of the preceding or succeeding adjacent memory blocks is free, it should be coalesced with the newly freed memory block, thus providing a partial coalescing of two memory blocks). Accordingly, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of FENDER, YAMAKI, and SCHOPP before them, to include SCHOPP’s method of coalescing blocks of memory within multiple memory heaps in FENDER and YAMAKI’s coalescing regions on a programmable logic device. One would have been motivated to make such a combination in order to provide an efficient method whereby memory could be coalesced across memory heap boundaries as taught by SCHOPP ([0006]). Regarding claim 4, FENDER in view of YAMAKI and SCHOPP teaches the elements of claim 3 as outlined above. SCHOPP also teaches: wherein the at least one dimension is horizontal (see SCHOPP [0027], where (1) if both the preceding and succeeding adjacent blocks of memory are present within the same memory heap, the newly freed memory block is coalesced with both of those blocks and moved to the heap containing those two blocks). The same motivation that was utilized for combining FENDER, YAMAKI, and SCHOPP as set forth in claim 3 is equally applicable to claim 4. Regarding claim 5, FENDER in view of YAMAKI and SCHOPP teaches the elements of claim 4 as outlined above. FENDER in view of YAMAKI and SCHOPP also teaches: wherein the validation rules include: each fragment memory instance of the group uses same addressing for read operations and for write operations; and each fragment memory instance of the group uses same control signals (FENDER Fig. 1 illustrates a single memory bus connecting to On Chip Memory 112 and Memory 115, where C3:L13-24 teach read/write operations for memory; SCHOPP [0021] also teaches using memory addresses to identify memory blocks, where Fig. 2 illustrates a single bus to access memory blocks in each heap). The same motivation that was utilized for combining FENDER, YAMAKI, and SCHOPP as set forth in claim 3 is equally applicable to claim 5. Regarding claim 6, FENDER in view of YAMAKI and SCHOPP teaches the elements of claim 3 as outlined above. SCHOPP also teaches: wherein the at least one dimension is vertical (see SCHOPP [0027], where (2) if both the preceding and succeeding adjacent memory blocks are free but are present in two different heaps, the newly freed memory block is coalesced with the larger of the preceding and succeeding memory block in the heap which previously contained the newly freed memory block). The same motivation that was utilized for combining FENDER, YAMAKI, and SCHOPP as set forth in claim 3 is equally applicable to claim 6. Regarding claim 7, FENDER in view of YAMAKI and SCHOPP teaches the elements of claim 6 as outlined above. FENDER in view of YAMAKI and SCHOPP also teaches: wherein the validation rules include: each fragment memory instance of the group has a read address bus and a write address bus with a plurality of common address bits (see FENDER Fig. 1 & C3:L13-24 and SCHOPP Fig. 2 & [0021] as outlined in claim 5 above, where single memory bus is used to access memory blocks in the heap for read/write operations); the fragment memory instances of the group form a contiguous address space (see SCHOPP [0027], where the newly freed memory blocks are coalesced and moved to the heap containing those two blocks). The same motivation that was utilized for combining FENDER, YAMAKI, and SCHOPP as set forth in claim 3 is equally applicable to claim 7. Regarding claim 11, the claim recites similar limitation as corresponding claim 2 and is rejected for similar reasons as claim 2 using similar teachings and rationale. Regarding claim 12, the claim recites similar limitation as corresponding claim 3 and is rejected for similar reasons as claim 3 using similar teachings and rationale. Regarding claim 13, the claim recites similar limitation as corresponding claim 4 and is rejected for similar reasons as claim 4 using similar teachings and rationale. Regarding claim 14, the claim recites similar limitation as corresponding claim 5 and is rejected for similar reasons as claim 5 using similar teachings and rationale. Regarding claim 15, the claim recites similar limitation as corresponding claim 6 and is rejected for similar reasons as claim 6 using similar teachings and rationale. Regarding claim 16, the claim recites similar limitation as corresponding claim 7 and is rejected for similar reasons as claim 7 using similar teachings and rationale. Regarding claim 20, the claim recites similar limitation as corresponding claim 3 and is rejected for similar reasons as claim 3 using similar teachings and rationale. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW J JUNG whose telephone number is (571)270-3779. The examiner can normally be reached on Monday through Friday from 9am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Wiley can be reached on 571-272-4150. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW J JUNG/Supervisory Patent Examiner, Art Unit 2175
Read full office action

Prosecution Timeline

Show 3 earlier events
Jul 28, 2025
Examiner Interview Summary
Jul 28, 2025
Applicant Interview (Telephonic)
Sep 12, 2025
Response Filed
Jan 26, 2026
Final Rejection mailed — §103
Feb 22, 2026
Interview Requested
Feb 25, 2026
Applicant Interview (Telephonic)
Feb 25, 2026
Examiner Interview Summary
Mar 23, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
58%
Grant Probability
95%
With Interview (+37.3%)
3y 3m (~1y 5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 139 resolved cases by this examiner. Grant probability derived from career allowance rate.

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