Prosecution Insights
Last updated: May 29, 2026
Application No. 18/796,752

NEUROMORPHIC DEVICE AND OPERATION METHOD THEREOF

Non-Final OA §102§103
Filed
Aug 07, 2024
Priority
Nov 30, 2023 — RE 10-2023-0171646 +1 more
Examiner
NGUYEN, VAN THU T
Art Unit
2824
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Seoul National University R&Db Foundation
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
788 granted / 953 resolved
+14.7% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
19 currently pending
Career history
987
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
69.5%
+29.5% vs TC avg
§102
21.0%
-19.0% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 953 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are pending and examined. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 1 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by PGPub. 2020/0144293 to Majhi et al. (hereafter Majhi). Regarding independent claim 1, Majhi teaches a neuromorphic device comprising: a plurality of bit lines (memory device 908 of FIG. 9, plurality of bit lines are represented with bit line 832 of FIG. 8, see par. [0095]); a plurality of word lines (memory device 908 of FIG. 9, plurality of word lines are represented with word line 836 of FIG. 8, see par. [0095]); and a non-volatile memory array including an ambipolar transistor disposed in a region where the bit lines and the word lines intersect (FIG. 8: FeFET 834, also see FIGS. 1A-1B and par. [0028]-[0033]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-20 are rejected under 35 U.S.C. 103 as being unpatentable over Majhi in view of PGPub. 2024/0303484 to Grollier et al. (hereafter Grollier). Majhi teaches, as applied in prior rejection of claim 1, all claimed subject matter except further limitations set forth in the following claim(s). Regarding dependent claim 2, Grollier teaches a neuromorphic device comprising synaptic devices (FIG. 1: synapse 24), wherein each synapse is produced by a set of two memristors (FIG. 4: synapse 24 comprising two memristors 24) using ferroelectric tunnel junctions for non-volatile function (see par. [0083]-[0084]), wherein the synapse is responsive to both positive and negative voltage pulse to produce positive and negative weights (see FIG. 5 and par. [0082]-[0095]). Since Majhi and Grollier are both from the same field of endeavor, the purpose disclosed by Majhi would have been recognized in the pertinent art of Grollier. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to use the ambipolar transistor of Majhi as a synapse for the a neuromorphic device of Grollier for simplicity because the ambipolar transistor of Majhi is responsive to both positive and negative voltage pulse. Regarding dependent claim 3, Grollier teaches wherein the non-volatile memory array performs two-layer operation by implanting different weights in two current regions present in the ambipolar transistor (FIG. 4: synapse 24 comprising two memristors 24, each memristor is corresponding to one current region). Regarding dependent claim 4, Grollier teaches wherein the non-volatile memory array alternately applies specific voltages of first and second polarities to word lines and bit lines connected to specific synaptic devices among the plurality of bit lines and the plurality of word lines to perform weight implantation for multi-layer learning (see FIG. 5 and par. [0084]-[0095]). Regarding dependent claim 5, Grollier teaches applying a specific voltage of a first polarity to a memristor of a synapse, and applying a specific voltage of a second polarity different from the first polarity to the other memristor of the synapse to implant different weights in the respective regions (see FIGS. 4-5 and par. [0084]-[0095]). Majhi teaches the ambipolar transistor having forward region responsive to a positive voltage pulse, and a ambipolar region responsive to a negative voltage pulse (see FIG. 3C). Regarding dependent claim 6, Grollier teaches wherein the non-volatile memory array performs weight implantation by applying a specific voltage to a word line (FIG. 1: e.g. applying u1 to first horizonal line, wherein u1 may be waveform in FIG. 5) and a bit line (FIG. 1: e.g. generating current I on vertical line) connected to a target device among the plurality of bit lines and the plurality of word lines, and implicitly allowing the remaining word lines and bit lines to be grounded or floating (i.e. when other horizonal lines and vertical lines are not selected). Regarding independent claim 7, Grollier teaches multi-layer artificial neural network processing neuromorphic device, comprising: a plurality of bit lines arranged to extend along a first direction (FIG. 1: vertical lines); a plurality of word lines extending along a second direction perpendicular to the first direction (FIG. 1: horizontal lines); and a plurality of synaptic devices located in regions where the bit lines and the word lines intersect (FIG. 1: synaptic devices 24), wherein the synaptic device FIG. 4: synapse 24 comprising two memristors 24, each memristor is corresponding to one current region). Grollier does not teach the synaptic device includes an ambipolar transistor. Majhi teaches a non-volatile memory cell including an ambipolar transistor (FIG. 8: FeFET 834, also see FIGS. 1A-1B and par. [0028]-[0033]). Since Grollier and Majhi are both from the same field of endeavor, the purpose disclosed by Majhi would have been recognized in the pertinent art of Grollier. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to use the ambipolar transistor of Majhi as a synapse for the a neuromorphic device of Grollier for simplicity because the ambipolar transistor of Majhi is responsive to both positive and negative voltage pulse. Regarding dependent claim 8, Majhi teaches wherein the ambipolar transistor includes a tunneling transistor or a ferroelectric tunneling transistor (FIGS. 1A-1B: the transistor is ferroelectric transistor). Regarding dependent claim 9, Majhi teaches wherein the ambipolar transistor has two or more different current mechanisms depending on a gate voltage, and includes a forward region and an ambipolar region with symmetrical current characteristics as a function of voltage (see FIGS. 1A-1B and FIG. 3C). Regarding dependent claim 10, Majhi teaches wherein in a non-volatile memory device based on the ambipolar transistor, the forward region and the ambipolar region. Grollier teaches the two memristors are each controlled to store two weights in one synaptic device (see FIGS. 4-5 and par. [0084]-[0095]). Regarding dependent claim 11, Grollier teaches wherein when different weights are stored in two memristors, two analog vector matrix multiplications (VMM) are performed in one synapse array (because of positive and negative voltage pulses). Majhi teaches different weights are stored in the forward region and the ambipolar region of ambipolar transistors. Regarding independent claim 12, Grollier teaches an operation method of a neuromorphic device using a synaptic device disposed in an array of non-volatile memory formed along a plurality of bit lines and a plurality of word lines (see FIG. 1), the method comprising: implanting a first weight in a first region of the synaptic device (FIG. 4: in first memristor 30 of synaptic device 24); implanting a second weight in a second region of the synaptic device (FIG. 4: in second memristor 30 of synaptic device 24); performing a first layer operation using a current in the first region and the implanted first weight (FIG. 4: e.g. writing one of positive and negative weight to the synaptic device 24); and performing a second layer operation using a current in the second region and the implanted second weight (FIG. 4: e.g. writing the other of positive and negative weight to the synaptic device 24). Grollier does not teach the synaptic device includes an ambipolar transistor. Majhi teaches a non-volatile memory cell including an ambipolar transistor (FIG. 8: FeFET 834, also see FIGS. 1A-1B and par. [0028]-[0033]). Since Grollier and Majhi are both from the same field of endeavor, the purpose disclosed by Majhi would have been recognized in the pertinent art of Grollier. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to use the ambipolar transistor of Majhi as a synapse for the a neuromorphic device of Grollier for simplicity because the ambipolar transistor of Majhi is responsive to both positive and negative voltage pulse. Regarding dependent claim 13, Majhi teaches wherein the ambipolar transistor has two or more different current mechanisms depending on a gate voltage, and includes a forward region and an ambipolar region with symmetrical current characteristics as a function of voltage (see FIGS. 1A-1B). Regarding dependent claim 14, Majhi teaches wherein the implanting of the first weight includes applying a specific voltage of a first polarity to a gate of the ambipolar transistor to perform weight implantation in one of a forward region and an ambipolar region of the ambipolar transistor (see FIGS 1A and 3B for hole accumulation). Regarding dependent claim 15, Majhi teaches wherein the implanting of the second weight includes applying a specific voltage of a second polarity to the gate of the ambipolar transistor to perform weight implantation in the remaining region of the ambipolar transistor (see FIGS. 1B and 3B for electron accumulation). Regarding dependent claim 16, Grollier teaches wherein in the implanting of the first weight and the implanting of the second weight, two weights are stored in one synaptic device (see FIG. 4) Majhi teaches implanting weight by controlling a forward region and an ambipolar region of the ambipolar transistor (see FIGS. 1A-1B). Regarding dependent claims 17-18, Grollier teaches wherein the performing of the first/second layer operation includes calculating with a weight of a memristor and adjusting a magnitude of an input signal through a voltage time applied to the memristor (see FIGS. 4-5 and par. [0152]) Majhi teaches implanting weight by controlling a forward region and an ambipolar region of the ambipolar transistor (see FIGS. 1A-1B). Regarding dependent claims 19-20, Grollier teaches wherein the performing of the first/second layer operation includes performing a product operation of weight and voltage by reading a current in one of the memristors, and obtaining an operation result by sensing a current through an analog-to-digital converter (FIG. 4: through conveyor of current 60). Majhi teaches the ambipolar transistor having forward region responsive to a positive voltage pulse, and a ambipolar region responsive to a negative voltage pulse (see FIG. 3C). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VANTHU NGUYEN whose telephone number is (571)272-1881. The examiner can normally be reached M-F: 7:00AM - 3:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Richard Elms can be reached at (571) 272-1869. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. March 4, 2026 /VANTHU T NGUYEN/Primary Examiner, Art Unit 2824
Read full office action

Prosecution Timeline

Aug 07, 2024
Application Filed
Mar 09, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12640941
Systems and Methods for Providing Reliable Physically Unclonable Functions
3y 10m to grant Granted May 26, 2026
Patent 12626731
METHODS FOR OPTIMIZING SEMICONDUCTOR DEVICE PLACEMENT ON A SUBSTRATE FOR IMPROVED PERFORMANCE, AND ASSOCIATED SYSTEMS AND METHODS
2y 3m to grant Granted May 12, 2026
Patent 12620425
MEMORY DEVICE AND METHOD OF OPERATING THE SAME
2y 6m to grant Granted May 05, 2026
Patent 12618893
APPARATUS AND METHOD OF MEASURING RELIABILITY FOR FLASH MEMORY MATERIAL THROUGH A CURRENT MEASUREMENT
2y 6m to grant Granted May 05, 2026
Patent 12620448
SOLID STATE DRIVE (SSD) WITH IN-FLIGHT ERASURE ITERATION SUSPENSION
1y 10m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
89%
With Interview (+6.6%)
2y 2m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 953 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month