Prosecution Insights
Last updated: April 19, 2026
Application No. 18/799,265

ORTHODONTIC APPLIANCE WITH NON-SLIDING ARCHFORM

Non-Final OA §102§103
Filed
Aug 09, 2024
Examiner
LEWIS, RALPH A
Art Unit
3772
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Lorelli Technologies LLC
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
3y 1m
To Grant
91%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
817 granted / 1220 resolved
-3.0% vs TC avg
Strong +24% interview lift
Without
With
+23.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
43 currently pending
Career history
1263
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
59.4%
+19.4% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1220 resolved cases

Office Action

§102 §103
Status under America Invents Act The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Rejections based on Prior Art The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-7 and 10-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Oda et al (US 2018/0049847). Oda et al disclose in Figure 10 an archwire 520 comprised of a plurality of connectors 524 configured to couple with a plurality of orthodontic brackets 530, 532. The Oda et al connectors 524 include a tab extending to a free end positioned at the top side of the connector and first and second arms 526, 527 disposed on the bottom side of the connector and extending to fee ends. Oda et al further disclose a plurality of interproximal loops 522, 523 disposed between adjacent connectors of the plurality of connectors. Note Figure 10 of Oda annotated below identifying each of the claimed structures. PNG media_image1.png 487 735 media_image1.png Greyscale In regard to claims 2, 3 and 14, note the consistent thickness and the rectangular cross-section illustrated in Oda et al Figure 10. In regard to claim 4, the opening 529 in Oda et al meets the broad groove limitation. In regard to claims 6, 7, note the directions and the arrangement of elements identified in the ODA et al annotated Figure 10 above. In regard to claim 12, the Oda et al brackets are capable of being mounted on the lingual surfaces of a patient’s teeth. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2, 3, 8, 9, 14 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Oda et al (US 2018/0049847) in view of Roein Peikar et al (US 2017/0156823). While Oda et al appears to illustrate an archwire that is cut/machined from a flat sheet of metal, they don’t appear to expressly state such a manufacturing method that would provide for a “consistent thickness” and “rectangular cross-section” as required in claims 2, 3, 14 and 20. To the limited extent that such limitations arguably are not necessarily present in Oda et al, then Roein Peikar et al is cited as teaching such a manufacturing method (see e.g. paragraphs [0034]-[0036]) which would provide for the consistent thickness and rectangular cross-section limitations. To have constructed the Oda et al Figure 10 archwire 520 from a flat sheet of material as taught by Roein Peiklar et al would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention. Additionally, with respect to claims 8 and 9, Oda et al does not appear to indicate that the archwire material is of shape memory metal. Roein Peikar et al, however, teaches the conventional use of such metal material (paragraphs [0034]-[0036]) for archwires. To have used a shape memory metal for the Oda et al archwire 520 in order to take advantage of its well-known elastic properties would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ralph Lewis whose telephone number is (571)272-4712. The examiner can normally be reached Monday-Friday from 9AM-4PM. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, Edelmira Bosques 571 270-5614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /RALPH A LEWIS/Primary Examiner, Art Unit 3772 (571) 272-4712
Read full office action

Prosecution Timeline

Aug 09, 2024
Application Filed
Jan 10, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594144
METHOD OF DETERMINING AN ORTHODONTIC TREATMENT
2y 5m to grant Granted Apr 07, 2026
Patent 12594149
Orthodontic Tube System
2y 5m to grant Granted Apr 07, 2026
Patent 12588973
REDUCED REGISTRATION BONDING TEMPLATE
2y 5m to grant Granted Mar 31, 2026
Patent 12582507
DENTAL IMPLANTS WITH STEPPED THREADS AND SYSTEMS AND METHODS FOR MAKING THE SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12582505
ORTHODONTIC ALIGNERS AND METHODS OF DESIGNING AND FABRICATING ORTHODONTIC ALIGNERS BASED ON TOOTH SHAPE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
91%
With Interview (+23.7%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 1220 resolved cases by this examiner. Grant probability derived from career allow rate.

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