Prosecution Insights
Last updated: April 19, 2026
Application No. 18/799,669

SEMICONDUCTOR MEMORY DEVICE

Non-Final OA §103
Filed
Aug 09, 2024
Examiner
HUANG, MIN
Art Unit
2827
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kioxia Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
743 granted / 824 resolved
+22.2% vs TC avg
Moderate +10% lift
Without
With
+9.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
18 currently pending
Career history
842
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
54.3%
+14.3% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 824 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claim 9-16, 18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6, 8, 17, 19-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yoon et al. (PGPUB 20090089492), hereinafter as Yoon. Regarding claim 1, Yoon teaches a semiconductor memory device comprising: a first plane including a first memory cell array a second plane including a second memory cell array (Fig. 1, shows a memory plane/array with a plurality of sub-plane/sub-array partitions); and a control circuit configured to: receive a first command set related to the first plane, output a first signal indicating whether or not the first plane is ready for a read operation in a first time period of executing a first operation on the first plane in response to the first command set ([0072] “during which write or erase operations are in process… use the read/busy output signal "R/B_" to detect whether the flash memory device is in a ready condition…ready to be read”), output a second signal indicating whether or not the first plane is ready for an operation in the first time period (“ready condition”, and mere duplication of the essential working parts of a device involves only routine skill in the art. St. Regis Paper Co. v. Bemis Co., 193 USPQ 8.), and output a ready/busy signal indicating whether or not the semiconductor memory device is ready for the operation in the first time period ([0072-3]). Regarding claim 2, Yoon teaches receive a second command set related to status information, and output the first signal, the second signal and a third signal in response to the second command set ([0072-73], and case law used in rejection of claim 1 applies for more signals to be generated). Regarding claim 3, Yoon teaches the operation is a write operation, a read operation or an erase operation ([0072-73] write or erase operation in process). Regarding claim 4, Yoon teaches the second signal indicates a ready state, while the ready/busy signal indicates the ready state ([0072-73] “ready condition”). Regarding claim 5, Yoon teaches the second signal indicates a busy state, while the ready/busy signal indicates the busy state ([0072-73] whether “ready”). Regarding claim 6, Yoon teaches the second signal indicates a ready state, while the ready/busy signal indicates a busy state ([0072-73] and case law used in rejection of claim 1 applies for a second “ready signal”). Regarding claim 8, Yoon teaches the control circuit is further configured to output a third signal indicating pass or fail of the operation, when the second signal indicates a ready state ([0073] to detect ready/busy immediately after operations are finished). Regarding claim 17, Yoon teaches output the second signal indicating that the first plane is ready for the operation set up to the receipt of the first command set ([0072-73], Note: “ready for the operation set up to the receipt” is interpreted as “ready to receive”). Regarding claim 19, Yoon teaches the first operation includes a write operation, and the control circuit is configured to execute the write operation on the first memory cell array in response to the first command set ([0073]). Regarding claim 20, Yoon teaches the first operation includes an erase operation, and the control circuit is configured to execute the erase operation on the first memory cell array in response to the first command set ([0073]). Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yoon, in view of Tokiwa (PGPUB 20100277968), hereinafter as Tokiwa. Regarding claim 7, Yoon teaches a circuit as of claim 1, But not expressly a signal indicates a ready state, while the ready/busy signal indicates a busy state when the first time period is overlapped with a second time period of executing a second operation on the second plane in response to a third command set. Tokiwa teaches a signal indicates a ready state, while the ready/busy signal indicates a busy state when the first time period is overlapped with a second time period of executing a second operation on the second plane in response to a third command set ([0116]). Since Yoon and Tokiwa are both from the same field of semiconductor memory device, the purpose disclosed by Tokiwa would have been recognized in the pertinent art of Yoon. It would have been obvious, before the effective filing date of the claimed invention, to a person having ordinary skill in the art to output a busy signal as in Tokiwa into the device of Yoon for the purpose of managing the operation of the memory device. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MIN HUANG whose telephone number is (571)270-5798. The examiner can normally be reached M-F 9-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amir Zarabian can be reached at (571)272-1852. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MIN HUANG/Primary Examiner, Art Unit 2827
Read full office action

Prosecution Timeline

Aug 09, 2024
Application Filed
Mar 08, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603114
MEMORY DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12597464
SRAM WITH PUF DEDICATED SECTOR STANDING-BY
2y 5m to grant Granted Apr 07, 2026
Patent 12597465
MEMORY DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12592273
Usage-Based Disturbance Mitigation
2y 5m to grant Granted Mar 31, 2026
Patent 12586652
ESTIMATING PEAK SOURCE CURRENT USING MEMORY DIE SUBSTRATE TEMPERATURE DETECTION
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+9.9%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 824 resolved cases by this examiner. Grant probability derived from career allow rate.

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