Prosecution Insights
Last updated: October 02, 2026
Application No. 18/816,403

SEMICONDUCTOR DEVICE

Non-Final OA §103
Filed
Aug 27, 2024
Priority
Mar 07, 2022 — JP 2022-034615 +1 more
Examiner
DINKE, BITEW A
Art Unit
Tech Center
Assignee
Rohm Co., Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
572 granted / 785 resolved
+12.9% vs TC avg
Moderate +12% lift
Without
With
+12.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
56 currently pending
Career history
816
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
65.8%
+25.8% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
11.8%
-28.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 785 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-4, 6-10, and 12-14 are rejected under 35 U.S.C. 103 as being unpatentable over Iwai (U.S. 2017/0213782 A1, hereinafter refer to Iwai) in view of Satou et al. (U.S. 2012/0139130 A1, hereinafter refer to Satou). Regarding Claim 1: Iwai discloses a semiconductor device (see Iwai, Figs.3 and 10 as shown below and ¶ [0002]) comprising: PNG media_image1.png 724 769 media_image1.png Greyscale PNG media_image2.png 344 834 media_image2.png Greyscale PNG media_image3.png 426 457 media_image3.png Greyscale PNG media_image4.png 314 730 media_image4.png Greyscale PNG media_image5.png 316 751 media_image5.png Greyscale a first lead (3) including a base (3) that includes a first surface facing a first side in a thickness direction (see Iwai, Figs.3 and 10 as shown above); a second lead (2) spaced apart from the first lead (3) as viewed in the thickness direction (see Iwai, Figs.3 and 10 as shown above); a semiconductor element (4) mounted on the first surface (see Iwai, Figs.3 and 10 as shown above); and a plurality of conductive members (52) each including a first end portion and a second end portion (see Iwai, Figs.3 and 10 as shown above), wherein the semiconductor element (4) includes an element obverse surface facing the first side in the thickness direction, an element reverse surface facing a second side in the thickness direction, and an obverse-surface electrode (42) formed on the element obverse surface (see Iwai, Figs.3 and 10 as shown above), the first end portion of each of the conductive members (52) is bonded to the obverse-surface electrode (42) (see Iwai, Figs.3 and 10 as shown above), the second lead (2) includes a first portion (212) and a second portion (211) connected to the first portion (see Iwai, Figs.3,10, and 12 as shown above), as viewed in the thickness direction, the first portion (212) is located on a first side in a first direction (X) perpendicular to the thickness direction with respect to the base (3) (see Iwai, Figs.3, 10, and 12 as shown above), the plurality of conductive members (52) include at least one first conductive member (52) whose second end portion is bonded to the second portion (211) (see Iwai, Figs.3, 10, and 12 as shown above). Iwai is silent upon explicitly disclosing wherein as viewed in the thickness direction, the second portion is located on a first side in a second direction perpendicular to the thickness direction and the first direction with respect to the base, and extends in the first direction. For support see Satou, which teaches as viewed in the thickness direction, the second portion (7b2 (7b)) is located on a first side in a second direction (Y) perpendicular to the thickness direction and the first direction (X) with respect to the base (7a2), and extends in the first direction (X) (see Satou, Figs.8-9 as shown below, ¶ [0012], and ¶ [0130]). PNG media_image6.png 684 741 media_image6.png Greyscale PNG media_image7.png 304 672 media_image7.png Greyscale PNG media_image8.png 293 405 media_image8.png Greyscale Thus, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine the teachings of Iwai and Satou to enable as viewed in the thickness direction, the second portion of Iwai’s to be located on a first side in a second direction perpendicular to the thickness direction and the first direction with respect to the base, and extends in the first direction as taught by Satou in order to reduce the size and speeding-up and increase in efficiency of the DC-DC converter. Regarding Claim 2: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein the plurality of first conductive members (52) are spaced apart from each other in the first direction (wherein the plurality of first conductive members are spaced apart from each other in the first direction (X) (see Iwai, Figs.3 and 10 as shown above). Regarding Claim 3: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein the plurality of conductive members (WR2) include at least one second conductive member (WR2) whose second end portion is bonded to the first portion (7b2 (7b)) (see Satou, Figs.8-9 as shown above). Regarding Claim 4: Iwai as modified teaches a semiconductor device as set forth in claim 3 as above. The combination of Iwai and Satou further teaches wherein the first portion (7b2(7b)) extends in the second direction (Y), and the plurality of second conductive members (WR2) are spaced apart from each other in the second direction (Y) (see Satou, Figs.8-9 as shown above). Regarding Claim 6: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein a third lead (1) spaced apart from the first lead (3) and the second lead (2) as viewed in the thickness direction (see Iwai, Figs.3 and 6 as shown above), wherein the plurality of conductive members (51/52) include at least one fourth conductive member (51) whose second end portion is bonded to the third lead (1) (see Iwai, Figs.3 and 6 as shown above). Regarding Claim 7: Iwai as modified teaches a semiconductor device as set forth in claim 6 as above. The combination of Iwai and Satou further teaches wherein the third lead (1) includes a fourth portion (see Iwai, Figs.3 and 6 as shown above), as viewed in the thickness direction, the fourth portion is located on the second side in the second direction (Y) with respect to the base (3), and extends in the first direction (X) (see Iwai, Figs.3 and 6 as shown above), and the second end portion of the at least one fourth conductive member (51) is bonded to the fourth portion (see Iwai, Figs.3 and 6 as shown above). Regarding Claim 8: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein the semiconductor element (4) is a switching element (see Iwai, Figs.3, 10, and 12 as shown above), the obverse-surface electrode (41/42) includes a first obverse-surface electrode (42) serving as a source electrode (42), and a second obverse-surface electrode (41) serving as a gate electrode (see Iwai, Fig.6 as shown above), the semiconductor device further comprises a third lead (1) spaced apart from the first lead (3) and the second lead (2) as viewed in the thickness direction (see Iwai, Fig.3 as shown above), the plurality of conductive members (51/52) include a fourth conductive member (51) whose second end portion is bonded to the third lead (1) (see Iwai, Fig.3 as shown above), the first end portion of the at least one first conductive member (52) is bonded to the first obverse-surface electrode (42) (see Iwai, Fig.3 as shown above), and the first end portion of the fourth conductive member (51) is bonded to the second obverse-surface electrode (41) (see Iwai, Fig.3 as shown above). Regarding Claim 9: Iwai as modified teaches a semiconductor device as set forth in claim 3 as above. The combination of Iwai and Satou further teaches wherein the semiconductor element is a switching element (4) (see Iwai, Fig.3 as shown above), the obverse-surface electrode (41/42) includes a first obverse-surface electrode (42) serving as a source electrode (42), and a second obverse-surface electrode (41) serving as a gate electrode (41) (see Iwai, Figs.3 and 6 as shown above), the semiconductor device further comprises a third lead (1) spaced apart from the first lead (3) and the second lead (2) as viewed in the thickness direction (see Iwai, Figs.3 and 6 as shown above), the plurality of conductive members (51/52) include a fourth conductive member (51) whose second end portion is bonded to the third lead (1) (see Iwai, Figs.3 and 6 as shown above), the first end portion of each of the at least one first conductive member (52) and the at least one second conductive member (52) is bonded to the first obverse-surface electrode (42) (see Iwai, Figs.3 and 6 as shown above), and the first end portion of the fourth conductive member (51) is bonded to the second obverse-surface electrode (41) (see Iwai, Figs.3 and 6 as shown above). Regarding Claim 10: Iwai as modified teaches a semiconductor device as set forth in claim 8 as above. The combination of Iwai and Satou further teaches wherein the third lead (1) includes a fourth portion (see Iwai, Figs.3 and 6 as shown above), as viewed in the thickness direction, the fourth portion is located on a second side in the second direction (Y) with respect to the base (3), and extends in the first direction (see Iwai, Figs.3 and 6 as shown above), and the second end portion of the fourth conductive member (41) is bonded to the fourth portion (see Iwai, Figs.3 and 6 as shown above). Regarding Claim 12: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein a sealing resin (6) covering the semiconductor element (4), at least a portion of each of the first lead (3) and the second lead (2), and the plurality of conductive members (51/52) (see Iwai, Figs.3, 8, and 12 as shown above), the first lead (3) includes at least one first terminal portion (312) connected to an end of the base (3) on the second side in the first direction and exposed from the sealing resin (6) (see Iwai, Figs.3, 8, and 12 as shown above), and the second lead (2) includes at least one second terminal portion (221/213) connected to an end of the first portion on the first side in the first direction and exposed from the sealing resin (6) (see Iwai, Figs.3, 8, and 12 as shown above). Regarding Claim 13: Iwai as modified teaches a semiconductor device as set forth in claim 12 as above. The combination of Iwai and Satou further teaches wherein the at least one first terminal portion (312) extends from the sealing resin to the second side in the first direction, and the at least one second terminal portion (221/213) extends from the sealing resin (6) to the first side in the first direction (see Iwai, Figs.3, 8, and 12 as shown above). Regarding Claim 14: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Satou further teaches wherein each of the conductive members (51/52) is a bonding wire (see Iwai, Figs.3, 10, and 12 as shown above). Claim(s) 1, 3-5 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Iwai (U.S. 2017/0213782 A1, hereinafter refer to Iwai) in view of Nishikizawa et al. (U.S. 2018/0315685 A1, hereinafter refer to Nishikizawa). Regarding Claim 1: Iwai discloses a semiconductor device (see Iwai, Figs.3 and 10 as shown above and ¶ [0002]) comprising: a first lead (3) including a base (3) that includes a first surface facing a first side in a thickness direction (see Iwai, Figs.3 and 10 as shown above); a second lead (2) spaced apart from the first lead (3) as viewed in the thickness direction (see Iwai, Figs.3 and 10 as shown above); a semiconductor element (4) mounted on the first surface (see Iwai, Figs.3 and 10 as shown above); and a plurality of conductive members (52) each including a first end portion and a second end portion (see Iwai, Figs.3 and 10 as shown above), wherein the semiconductor element (4) includes an element obverse surface facing the first side in the thickness direction, an element reverse surface facing a second side in the thickness direction, and an obverse-surface electrode (42) formed on the element obverse surface (see Iwai, Figs.3 and 10 as shown above), the first end portion of each of the conductive members (52) is bonded to the obverse-surface electrode (42) (see Iwai, Figs.3 and 10 as shown above), the second lead (2) includes a first portion (212) and a second portion (211) connected to the first portion (see Iwai, Figs.3,10, and 12 as shown above), as viewed in the thickness direction, the first portion (212) is located on a first side in a first direction (X) perpendicular to the thickness direction with respect to the base (3) (see Iwai, Figs.3, 10, and 12 as shown above), the plurality of conductive members (52) include at least one first conductive member (52) whose second end portion is bonded to the second portion (211) (see Iwai, Figs.3, 10, and 12 as shown above). Iwai is silent upon explicitly disclosing wherein as viewed in the thickness direction, the second portion is located on a first side in a second direction perpendicular to the thickness direction and the first direction with respect to the base, and extends in the first direction. For support see Nishikizawa, which teaches as viewed in the thickness direction, the second portion (LD) is located on a first side in a second direction (Y) perpendicular to the thickness direction and the first direction (X) with respect to the base (DP), and extends in the first direction (X) (see Nishikizawa, Figs.2 and 7 as shown below and ¶ [0010]). PNG media_image9.png 757 764 media_image9.png Greyscale PNG media_image10.png 339 712 media_image10.png Greyscale Thus, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine the teachings of Iwai and Nishikizawa to enable as viewed in the thickness direction, the second portion of Iwai’s to be located on a first side in a second direction perpendicular to the thickness direction and the first direction with respect to the base, and extends in the first direction as taught by Nishikizawa in order to improve the reliability of the semiconductor device. Regarding Claim 3: Iwai as modified teaches a semiconductor device as set forth in claim 1 as above. The combination of Iwai and Nishikizawa further teaches wherein the plurality of conductive members (BW) include at least one second conductive member (BW) whose second end portion is bonded to the first portion (see Nishikizawa, Figs.2 and 7 as shown above). Regarding Claim 4: Iwai as modified teaches a semiconductor device as set forth in claim 3 as above. The combination of Iwai and Nishikizawa further teaches wherein the first portion extends in the second direction, and the plurality of second conductive members (BW) are spaced apart from each other in the second direction (see Nishikizawa, Figs.2 and 7 as shown above). Regarding Claim 5: Iwai as modified teaches a semiconductor device as set forth in claim 4 as above. The combination of Iwai and Nishikizawa further teaches wherein the second lead (LD) includes a third portion connected to the second portion (see Nishikizawa, Figs.2 and 7 as shown above), as viewed in the thickness direction, the third portion is located on a second side in the second direction with respect to the base (DP), and extends in the first direction (see Nishikizawa, Figs.2 and 7 as shown above), and the plurality of conductive members (BW) include at least one third conductive member (BW) whose second end portion is bonded to the third portion (see Nishikizawa, Figs.2 and 7 as shown above). Regarding Claim 11: Iwai as modified teaches a semiconductor device as set forth in claim 5 as above. The combination of Iwai and Nishikizawa further teaches wherein the semiconductor element is a switching element (see Iwai, Figs.3 and 6 as shown above), the obverse-surface electrode (41/42) includes a first obverse-surface electrode (42) serving as a source electrode (42), and a second obverse-surface electrode (41) serving as a gate electrode (41) (see Iwai, Figs.3 and 6 as shown above), the semiconductor device further comprises a third lead (1) spaced apart from the first lead (3) and the second lead (2) as viewed in the thickness direction (see Iwai, Figs.3 and 6 as shown above), the plurality of conductive members (51/52) include a fourth conductive member (51) whose second end portion is bonded to the third lead (1) (see Iwai, Figs.3 and 6 as shown above), the first end portion of each of the at least one first conductive member (52), the at least one second conductive member (52), and the at least one third conductive member (52) is bonded to the first obverse-surface electrode (52) (see Iwai, Figs.3 and 6 as shown above), and the first end portion of the fourth conductive member (51) is bonded to the second obverse-surface electrode (41) (see Iwai, Figs.3 and 6 as shown above). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BITEW A DINKE whose telephone number is (571)272-0534. The examiner can normally be reached M-F 7 a.m. - 5 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at (571)272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BITEW A DINKE/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Aug 27, 2024
Application Filed
Aug 24, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
85%
With Interview (+12.4%)
2y 3m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 785 resolved cases by this examiner. Grant probability derived from career allowance rate.

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