Prosecution Insights
Last updated: October 02, 2026
Application No. 18/819,803

QUANTUM COHERENT RECEIVER

Non-Final OA §102
Filed
Aug 29, 2024
Priority
Aug 29, 2023 — provisional 63/535,209
Examiner
SOHN, SEUNG C
Art Unit
2878
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
California Institute of Technology
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
731 granted / 839 resolved
+19.1% vs TC avg
Moderate +9% lift
Without
With
+9.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
7 currently pending
Career history
842
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
25.1%
-14.9% vs TC avg
§102
51.0%
+11.0% vs TC avg
§112
14.5%
-25.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 839 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant's submission filed on August 7, 2026 has been entered. Information Disclosure Statement The information disclosure statement filed August 7, 2026 fails to comply with 37 CFR 1.98(a)(2), which requires a legible copy of each cited foreign patent document; each non-patent literature publication or that portion which caused it to be listed; and all other information or that portion which caused it to be listed. It has been placed in the application file, but the information referred to therein has not been considered. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 20 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Bacco et al. (Patent Pub. No. CA 3221200 A1). Regarding claim 20, Bacco et al. shows in Fig. 1 a receiver (1) for a quantum signal, comprising: a mixer (2, i.e., optical coupler) for mixing or interfering a local oscillator signal (LO) and a quantum signal (INPUT) to form interference signals; and a pair of photodetectors (PD1 and PD2) that can be balanced for outputting a difference signal in response to the interference signals; and an electronic circuit (14-16) for amplifying the difference signals and determining a quadrature component of the quantum signal from the difference signals with shot noise limited precision or sub-shot noise limited precision or quantum noise limited precision (Page 16, lines 6-21). Allowable Subject Matter Claims 1-19 and 21 are allowed. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Yuan et al. (Patent Pub. No. US 2016/0047643 A1) discloses interference of pulses of light used in quantum communications systems, for example in quantum key distribution (QKD) or measurement device independent QKD (MDI-QKD). Lucamarini et al. (Patent Pub. No. US 2018/0241553 A1) discloses a quantum communication system for distributing a key between first and second units. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEUNG C SOHN whose telephone number is (571)272-4123. The examiner can normally be reached M - F 8 - 5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, GEORGIA EPPS can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEUNG C SOHN/Primary Examiner, Art Unit 2878
Read full office action

Prosecution Timeline

Aug 29, 2024
Application Filed
Aug 06, 2026
Response after Non-Final Action
Aug 07, 2026
Request for Continued Examination
Aug 10, 2026
Response after Non-Final Action
Sep 23, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748196
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3y 8m to grant Granted Sep 29, 2026
Patent 12741757
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Patent 12742664
TEMPERATURE-STABILIZED OPTO-MECHANICAL OSCILLATOR
1y 9m to grant Granted Sep 22, 2026
Patent 12739531
DEPTH IMAGE SENSING DEVICE, IMAGE SIGNAL PROCESSOR AND IMAGE SIGNAL PROCESSING METHOD
2y 8m to grant Granted Sep 15, 2026
Patent 12738891
SMART SENSOR DEVICES FOR MEASURING AND VERIFYING SOLAR ARRAY PERFORMANCE AND OPERATIONAL METHODS FOR USE THEREWITH
2y 1m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+9.0%)
2y 4m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 839 resolved cases by this examiner. Grant probability derived from career allowance rate.

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