Prosecution Insights
Last updated: October 02, 2026
Application No. 18/820,590

SEMICONDUCTOR DEVICE

Non-Final OA §103
Filed
Aug 30, 2024
Priority
Feb 13, 2024 — RE 10-2024-0020666
Examiner
LEBENTRITT, MICHAEL
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
935 granted / 1014 resolved
+32.2% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
16 currently pending
Career history
1028
Total Applications
across all art units

Statute-Specific Performance

§101
6.7%
-33.3% vs TC avg
§103
41.8%
+1.8% vs TC avg
§102
28.5%
-11.5% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1014 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 08/30/2024 was filed after the mailing date of the first action on the merits. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5, and 7-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al, US 20220173106 A1 and further in view of OZAKI TORU, JP 2001094070 A Choi teaches: A semiconductor device comprising: a substrate; (102) a bit line (194) extending vertically on the substrate; a transistor body portion (120BD) including a first source/drain region (122), a channel layer (124), and a second source/drain region (126) that are arranged in a first horizontal direction, wherein the first source/drain region (122) is electrically connected to the bit line; gate electrode layers (184) extending in a second horizontal direction orthogonal to the first horizontal direction and on an upper surface and a lower surface of the channel layer (124); a gate dielectric film (182) between the gate electrode layers; and a cell capacitor (200) electrically connected to the second source/drain region and including a lower electrode layer (210), a capacitor dielectric film (220), and an upper electrode layer (230), wherein the transistor body portion (120BD) is between the cell capacitor (200) and the bit line (194) in the first horizontal direction, and wherein the channel layer (120) is included in a pattern (120a and 120b) that comprises oxide layers on an upper portion and a lower portion of the channel layer, respectively, and silicon nitride layers between the channel layer and the oxide layers, respectively. See Figures 13A-13B In regards to claim 1, Choi fails to teach: an insulating pattern in the substrate; a bit line extending vertically on the substrate and in contact with the insulating pattern; Ozaki teaches: an insulating pattern (16) in the substrate (1); a bit line (17) extending vertically on the substrate and in contact with the insulating pattern. See figures 1-9 Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the above references, because when the potential of the pair of bit lines BL and / BL is made to swing while the switching transistor 46 of the memory cell is turned on, a potential is generated at both ends of the cell capacitor 44, and the plate potential is increased.( see machine translation) Choi further teaches: 2. The semiconductor device of claim 1, wherein the pattern is provided at least twice. In regards to claim 2, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) 3. The semiconductor device of claim 1, wherein the channel layer includes single crystal silicon. In regards to claim 3, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) 4. The semiconductor device of claim 1, wherein the channel layer and the substrate include a same material. (para 78) 5. The semiconductor device of claim 1, wherein the pattern is on the substrate, and one of the oxide layers is at a lowermost end of the pattern. (see figure 13B) 7. The semiconductor device of claim 1, wherein the insulating pattern includes silicon oxide. (See machine translation of Ozaki) 8. The semiconductor device of claim 1, wherein the silicon nitride layers have a same thickness. (para 23-24 of Choi) 9. The semiconductor device of claim 1, wherein the oxide layers include silicon oxide. (para 19-20 Choi) 10. The semiconductor device of claim 1, wherein the capacitor dielectric film (220) and the upper electrode layer (230) are on an inner side surface, an inner lower surface, and an outer side surface of the lower electrode layer (210). Figure 16A and B 11. The semiconductor device of claim 1, wherein the lower electrode layer has a hollow shape including a closed portion that faces the second source/drain region and an open portion opposite to the closed portion in the first horizontal direction, and wherein the upper electrode layer is in an inner portion of the hollow shape of the lower electrode layer. (para 008, 0080) 12. The semiconductor device of claim 1, wherein at least one of the gate electrode layers has a planar T-shape including a top horizontal line that faces the second source/drain region and a vertical line that faces the first source/drain region. (para 007, 008, 0106-0108) 13. The semiconductor device of claim 1, wherein the pattern is provided four times. . In regards to claim 13, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al, US 20220173106 A1 in view of OZAKI TORU, JP 2001094070 A and in further view of KUGIMIYA KENJI, JP 2000195967 A Choi and Ozaki fail to teach:’ 6. The semiconductor device of claim 1, wherein an upper surface of the insulating pattern protrudes upward beyond an upper surface of the substrate. Kenji teaches: 6. The semiconductor device of claim 1, wherein an upper surface of the insulating pattern (5) protrudes upward beyond an upper surface of the substrate. See Figures 1 -4. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of the above references, because a highly reliable drain contact can be provided with a high manufacturing yield and negligible leakage current in the connecting parts. (abstract machine translation) Claim(s) 14-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al, US 20220173106 A1 and further in view of Kenji (cited previously) 14. A semiconductor device comprising: a plurality of transistor body (120BD) portions that are spaced apart from each other in a vertical direction on a substrate and extend in parallel to each other in a first horizontal direction, the plurality of transistor body portions including a first source/drain region (122), a channel layer (124), and a second source/drain region (126) that are arranged in the first horizontal direction; a plurality of bit lines (194) that are spaced apart from each other in a second horizontal direction orthogonal to the first horizontal direction on the substrate and extend in parallel to each other in the vertical direction, wherein a respective one of the plurality of bit lines (194) is electrically connected to the first source/drain region of at least one of the plurality of transistor body portions (120BD); a plurality of gate electrode layers (184) that are spaced apart from each other in the vertical direction, extend in parallel to each other in the second horizontal direction, and are on at least an upper surface and a lower surface of the channel layer of at least one of the plurality of transistor body portions (120BD); a gate dielectric film (182) between ones of the plurality of gate electrode layers; and a plurality of cell capacitors (200) electrically connected to the second source/drain region (126) of the plurality of transistor body portions (120BD), respectively, and including a lower electrode layer (210), a capacitor dielectric film (220), and an upper electrode layer (230), wherein the channel layer (124) is included in a pattern that comprises a pair of second material layers (120b) between a pair of first material layers (120a) and the channel layer (124) between the pair of second material layers, and wherein the pattern is provided at least two times, and the channel layer (124) includes single crystal silicon. See Figures 13A-13B, 18A, 20 , para 19-23 and in regards to the repeating pattern, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) Choi fails to teach: wherein the substrate includes an insulating pattern having an upper surface that protrudes upward beyond an upper surface of the substrate in the vertical direction Kenji teaches: wherein an upper surface of the insulating pattern (5) protrudes upward beyond an upper surface of the substrate. See Figures 1 -4. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of the above references, because a highly reliable drain contact can be provided with a high manufacturing yield and negligible leakage current in the connecting parts. (abstract machine translation) Choi further teaches 15.The semiconductor device of claim 14, wherein the pair of first material layers include oxide, and the pair of second material layers include silicon nitride. (para 64) 16. The semiconductor device of claim 14, wherein the pattern is provided four times. in regards to the repeating pattern, see In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960) 17. The semiconductor device of claim 14, wherein the channel layer and the substrate include a same material. (para 019-023) 18. The semiconductor device of claim 14, wherein the insulating pattern includes silicon oxide and is in contact with a lower portion of at least one of the plurality of bit lines. (see figures 1-4 of Kenji) 19. The semiconductor device of claim 14, wherein each of the plurality of gate electrode layers has a planar T-shape that is rounded concavely between a top horizontal line and a vertical line of the planar T-shape. (para 007, 008, 0106-0108) 20. A semiconductor device comprising: a plurality of transistor body portions (120BD) that are spaced apart from each other in a vertical direction on a substrate and extend in parallel to each other in a first horizontal direction, the plurality of transistor body portions (120BD) including a first source/drain region (122), a channel layer (124), and a second source/drain region (126) that are arranged in the first horizontal direction; a plurality of bit lines (194) that are spaced apart from each other in a second horizontal direction orthogonal to the first horizontal direction on the substrate, extend in parallel to each other in the vertical direction, wherein a respective one of the plurality of bit lines (194) is electrically connected to the first source/drain region (122) of at least one of the plurality of transistor body portions (102BD); a plurality of gate electrode layers (184) that are spaced apart from each other in the vertical direction, extend in parallel to each other in the second horizontal direction, and are on at least an upper surface and a lower surface of the channel layer (124) of at least one of the plurality of transistor body portions; (120BD) a gate dielectric film (182) between ones of the plurality of gate electrode layers; a plurality of cell capacitors (200) including a lower electrode layer (210), an upper electrode layer (230) on the lower electrode layer, and a capacitor dielectric film (220) between the lower electrode layer and the upper electrode layer, wherein the lower electrode layer of a respective one of the plurality of cell capacitors is electrically connected to the second source/drain region (126) of a respective one of the plurality of transistor body portions (120BD), and wherein the lower electrode layer (210) of the respective one of the plurality of cell capacitors (200) has a hollow shape (para 008) including a closed portion that faces the second source/drain region of the respective one of the plurality of transistor body portions (102BD) and an open portion opposite to the closed portion in the first horizontal direction; an oxide layer (120a) on the channel layer (124); and a silicon nitride layer (120b) between the oxide layer and the channel layer (124), wherein the channel layer includes single crystal silicon (para 019-0230), Choi fails to teach: and an upper surface of the insulating pattern protrudes upward beyond an upper surface of the substrate in the vertical direction. Kenji teaches: wherein an upper surface of the insulating pattern (5) protrudes upward beyond an upper surface of the substrate. See Figures 1 -4. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of the above references, because a highly reliable drain contact can be provided with a high manufacturing yield and negligible leakage current in the connecting parts. (abstract machine translation) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL LEBENTRITT whose telephone number is (571)272-1873. The examiner can normally be reached IFP Mon- Fri 8:30 am- 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue Purvis can be reached at (571)272-1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MICHAEL . LEBENTRITT Primary Examiner Art Unit 2893 /MICHAEL LEBENTRITT/Primary Examiner, Art Unit 2893
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Prosecution Timeline

Aug 30, 2024
Application Filed
Aug 27, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
98%
With Interview (+6.2%)
2y 3m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1014 resolved cases by this examiner. Grant probability derived from career allowance rate.

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