Prosecution Insights
Last updated: August 17, 2026
Application No. 18/832,792

VERTICAL TRANSISTOR, LIGHT DETECTION APPARATUS, AND ELECTRONIC DEVICE

Non-Final OA §102§103
Filed
Jul 24, 2024
Priority
Feb 02, 2022 — JP 2022-015139 +1 more
Examiner
CRAWFORD EASON, LATANYA N
Art Unit
Tech Center
Assignee
Sony Group Corporation
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
730 granted / 931 resolved
+18.4% vs TC avg
Minimal +0% lift
Without
With
+0.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
43 currently pending
Career history
971
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
54.3%
+14.3% vs TC avg
§102
31.1%
-8.9% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 931 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 & 9-10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hisanori (US Pub no. 2013/0193496 A1). Regarding claim 1, Hisanori et al discloses A vertical transistor (fig. 6)including a vertical gate electrode (1251)[0127]comprising: a first gate electrode layer(1192a) formed on a side wall and a bottom portion of a trench(114) and having a first impurity concentration[0128][0130]; and a second gate electrode layer (1191a)formed on the first gate electrode layer (1192a)and having a second impurity concentration different from the first impurity concentration[0130]. Regarding claim 2, Hisanori et al discloses wherein the second impurity concentration is lower than the first impurity concentration[0130]. Regarding claim 3, Hisanori et al discloses wherein the second gate electrode layer(1191a) is also formed inside the first gate electrode layer(1192a) in the trench(114) fig. 6. Regarding claim 4, Hisanori et al discloses wherein the first gate electrode layer(1192a) and the second gate electrode layer(1191a) are laminated in contact with each other[0128-0130]. Regarding claim 5, Hisanori et al discloses wherein the vertical transistor (1251)is a transfer transistor that transfers electric charge generated by a photodiode (108)to a floating diffusion[0142]. Regarding claim 9, Hisanori et al discloses A light detection apparatus (600) [0127]including a vertical transistor(1251) including a vertical gate electrode fig. 6 [0127]comprising: a first gate electrode layer(1192a) formed on a side wall and a bottom portion of a trench(114) and having a first impurity concentration[0128][0130]; and a second gate electrode layer(1191a) formed on the first gate electrode layer(1192a) and having a second impurity concentration different from the first impurity concentration[0130]. Regarding claim 10, Hisanori et al discloses An electronic device(2000) [0185][0188] including a light detection apparatus (600)including a vertical transistor (1251) including a vertical gate electrode comprising: a first gate electrode layer (1192a) formed on a side wall and a bottom portion of a trench(114) and having a first impurity concentration[0128][0130]; and a second gate electrode layer (1191a) formed on the first gate electrode layer (1192a)and having a second impurity concentration different from the first impurity concentration[0130]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s)6-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hisanori (US Pub no. 2013/0193496 A1) in view of Manda (US Pub no. 20100308385 A1). Regarding claim 6, Hisanori et al discloses all the claim limitations of claim 1 but fails to teach wherein a planar transistor having a same conductivity type as the vertical transistor is formed on a same plane. However, Manda et al discloses a planar transistor (22) having a same conductivity type as a vertical transistor(21) and formed on a same plane(fig. 4c)[0092-0094]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the invention of Hisanori et al with the teachings of Manda et al such that a planar transistor having a same conductivity type as the vertical transistor is formed on a same plane results because incorporating the planar transistor enhances the sensitivity of the device by increasing the area available for the photodiode. Regarding claim 7, Hisanori et al discloses all the claim limitations of claim 1 but fails to teach wherein a planar transistor having a conductivity type different from the vertical transistor is formed on a same plane. Manda et al discloses wherein a planar transistor (24)having a conductivity type different from the vertical transistor (21)is formed on a same plane fig. 4c[0092-0094]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Hisanori et al with the teachings of Manda et al such that a planar transistor having a conductivity type different from the vertical transistor is formed on a same plane results because applying the known planar transistor (PMOS) in the logic portion provides complimentary logic function and ensure peripheral operation of the device. Regarding claim 8, Manda et al discloses wherein the planar transistor (22)includes a lower first gate electrode layer(15) and an upper second gate electrode layer(16)[0092-0094] but fails to teach impurity concentrations of the first gate electrode layer and the second gate electrode layer of the planar transistor are same as the second gate electrode layer of the vertical gate electrode. Manda et al teaches that by controlling the thickness electrode layers 15 and 16 in the laminated structure of the planar NMOS transistor (22)and controlling the phosphorus concentration of the electrode layer 15, a desired doping concentration can be achieved [0105]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to adjust the impurity concentrations of the first gate electrode layer and the second gate electrode layer of the planar transistor are same as the second gate electrode layer of the vertical gate electrode through routine experimentation to optimize device performance and conductivity characteristics. In re Antonie, 559 F.2d 618, 195 USPQ 6 (CCPA 1977) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LATANYA N CRAWFORD EASON whose telephone number is (571)270-3208. The examiner can normally be reached Monday-Friday 8:30 AM-4:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven B Gauthier can be reached at (571)270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LATANYA N CRAWFORD EASON/Primary Examiner, Art Unit 2813
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Prosecution Timeline

Jul 24, 2024
Application Filed
Jul 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
79%
With Interview (+0.5%)
2y 8m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 931 resolved cases by this examiner. Grant probability derived from career allowance rate.

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