Prosecution Insights
Last updated: August 16, 2026
Application No. 18/834,371

TWO-DIMENSIONAL ELECTRON GAS FIELD-EFFECT TRANSISTOR HAVING SIDE GATES

Non-Final OA §103
Filed
Jul 30, 2024
Priority
Feb 01, 2022 — FR 2200887 +1 more
Examiner
ENAD, CHRISTINE A
Art Unit
Tech Center
Assignee
Centre National de la Recherche Scientifique
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
1137 granted / 1348 resolved
+24.3% vs TC avg
Moderate +10% lift
Without
With
+10.3%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
30 currently pending
Career history
1396
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
64.3%
+24.3% vs TC avg
§102
19.3%
-20.7% vs TC avg
§112
8.2%
-31.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1348 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 13 are rejected under 35 U.S.C. 103 as being unpatentable over Erine et al (Multi Channel AlGaN/GaN In Plane Gate FET, IEEE Electron Device Letters Vol 41., No 3, March 2020-submitted IDS). PNG media_image1.png 321 325 media_image1.png Greyscale Regarding claim 1, Erine discloses a two-dimensional electron gas field-effect transistor, referred to as TEGFET, comprising: a drain Fig 1; a source and at least one channel Fig 1;comprised in a heterostructure formed by a stack of at least two layers of semiconductor Page 2, Column 1; the at least one channel connects, along its largest dimension Fig 1, referred to as the length (L) of the at least one channel, the source and the drain Fig 1; said TEGFET: comprises at least two side gates Fig 1 arranged on either side of the at least one channel and each arranged opposite one side Fig 1 of the at least one channel, said sides of the at least one channel comprise a smaller dimension of said at least one channel Fig 1, referred to as the thickness Fig 1 of the at least one channel, extending along an axis in which the at least two semiconductor layers are stacked and extending perpendicularly to the length of the at least one channel; and does not comprise a gate positioned below or above the at least one channel with respect to an axis perpendicular to a plane, known as the channel plane, along which the at least one channel extends between the source and the drain, said channel plane being perpendicular to the thickness of the at least one channel Fig 1, said TEGFET being characterized including: a width of the at least one channel, and/or - a length of a segment of the at least one channel, located opposite the at least two side gates, wherein the conductivity is modulated and/or controlled, and/or - a length of the at least two side gates, the length of the at least two side gates being the dimension of the at least two side gates in a direction parallel to the length of the at least one channel Fig 1. Although Erine discloses all the limitations but silent on the dimensions of the channel/gate. It would have been obvious to one having ordinary skill in the art at the time the invention was made to the dimensions of the device components, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). It has been held that mere dimensional limitations are prima facie obvious absent a disclosure that the limitations are for a particular unobvious purpose, produce an unexpected result, or are otherwise critical. See, for example, In re Rose, 220 F. 2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F .2d 1048, 189 USPQ 143 (CCPA 1976); Gardner v. TEC Systems, Inc., 725 F .2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984); In re Dailey, 357 F .2d 669, 149 USPQ 47 (CCPA 1966). Regarding claim 2, Erine discloses wherein none of the side gates of the at least two side gates is in contact or has a part or interface in common with the at least one channel Fig 1. Regarding claim 3, Erine discloses wherein said at least two side gates (5) are arranged, to modulate and/or modify and/or vary the potential in the at least one channel along an axis , known as the lateral axis, comprised in the channel plane and perpendicular to the axis connecting source and drain Page 1 Fig 1. Regarding claim 4, Erine discloses comprising a dielectric arranged between each of the side gates , of the at least two side gates, and the at least one channel Fig 1. Regarding claim 5, Erine discloses, wherein the dielectric is arranged in the form of a recess Fig 1. Regarding claim 6, Erine discloses wherein the recess comprises a gas Fig 1. Regarding claim 7, Erine discloses wherein the at least two side gates are composed of a semiconductor material Page 2, Column 1 Fig 1. Regarding claim 8, Erine discloses wherein the semiconductor material making up the at least two side gates comprises metal atoms diffused into the semiconductor material Page 2, Column 1 Fig 1. Regarding claim 9, Erine discloses wherein one of the side gates (5) is electrically connected to the source Page 2, Column 1 Fig 1. Regarding claim 10, Erine discloses method for modulating the conductivity of at least one channel of a two-dimensional electron gas field-effect transistor Fig 1, so-called TEGFET, said method comprising the steps of: - applying a potential difference between a source and a drain of the TEGFET Page 1, column 2 and Page 2 Column 2; applying: the same potential difference between at least one of the side gates of the TEGFET Page 1, column 2 and Page 2 Column 2, from among at least two side gates arranged laterally on either side of the at least one channel of the TEGFET Page 1, column 2 and Page 2 Column 2, and the source of the TEGFET Page 1, column 2 and Page 2 Column 2; and/or the same potential on one or each of the side gates and on the source of the TEGFET- and/or a potential difference between at least one of the side gates of the TEGFET and the source of the TEGFET modulating and/or modifying and/or varying the electron density of the two- dimensional electron gas and/or modulating the current non-uniformly over a width of the at least one channel Fig 1 Page 1, column 2 and Page 2 Column 2; the at least one channel connects, along the largest dimension of the at least one channel, called the length (L) of the at least one channel, the source and the drain of the TEGFET and the TEGFET does not comprise a gate positioned below or above the at least one channel with respect to an axis perpendicular to a plane, called channel plane Fig 1, in which the at least one channel extends between the source and the drain Fig 1, said channel plane being perpendicular to the smallest dimension of the at least one channel, called the thickness of the at least one channel, extending along an axis along which are stacked at least two semi-conductor layers Fig 1 forming a heterostructure wherein the at least one channel is comprised and extending perpendicularly to the length of the at least one channel; each of the at least two side gates is arranged opposite a side Fig 1 of the at least one channel, said sides of the at least one channel comprise the thickness (e) of the at least one channel; the width of the channel and/or a length of a segment of the at least one channel, located opposite the at least two side gates, wherein the conductivity is modulated and/or controlled Fig 1 Although Erine discloses all the limitations but silent on the dimensions of the channel/gate. It would have been obvious to one having ordinary skill in the art at the time the invention was made to the dimensions of the device components, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). It has been held that mere dimensional limitations are prima facie obvious absent a disclosure that the limitations are for a particular unobvious purpose, produce an unexpected result, or are otherwise critical. See, for example, In re Rose, 220 F. 2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F .2d 1048, 189 USPQ 143 (CCPA 1976); Gardner v. TEC Systems, Inc., 725 F .2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984); In re Dailey, 357 F .2d 669, 149 USPQ 47 (CCPA 1966). Regarding claim 11, Erine discloses comprising the step of modulating and/or modifying and/or varying the potential and/or conductivity in at least one channel along a so-called lateral axis (lying in the channel plane and perpendicular to the axis connecting source and drain, by applying the same potential difference between at least one of the side gates and the source and/or by applying the same potential to one or each of the side gates and the source and/or by applying a potential difference between at least one of the side gates, or between each of the side gates, and the source Fig 1 Page 1, column 2 and Page 2 Column 2-Page 3. Regarding claim 12, Erine discloses comprising the step of modulating and/or modifying and/or varying the potential in the at least one channel and/or the conductivity of the two-dimensional electron gas non-uniformly along a width of the at least one channel, the width of the at least one channel ex-tends along an axis perpendicular to the length of the at least one channel and perpendicular to the thickness of the at least one channel, by applying the same potential difference between at least one side gate and the source and/or by applying the same potential to one or each of the side gates and the source and/or by applying a potential difference between at least one of the side gates, or between each of the side gates, and the source Fig 1 Page 1, column 2 and Page 2 Column 2-Page 3. Regarding claim 1, Erine discloses method for manufacturing a two-dimensional electron gas field-effect transistor (1), referred to as a TEGFET, said manufacturing method comprises a single annealing step for forming Page 2, column 1, simultaneously in a single step, distinct ohmic contacts between: a first metal layer Page 2, column 1, intended to form an electrical contact, and a drain of the TEGFET Page 2, column 1; and a second metal layer Page 2, column 1, intended to form an electrical contact, and a source (4) of the TEGFET Page 2, column 1 Fig 1; and a third metal layer (9, 91) Page 2, column 1 Fig 1, intended to form an electrical contact, and at least two side gates of the TEFGET Page 2, column 1 Fig 1, arranged laterally on either side of at least one channel of the TEGFET and each arranged facing a side 1 Fig 1 of the at least one channel, said sides of the at least one channel comprise a smaller dimension of said at least one channel, referred to as the thickness of the at least one channel, extending along an axis along which the at least two semiconductor layers are stacked and extending perpendicular to a length of the at least one channel Fig 1; an annealing time and temperature are chosen so that metal atoms diffuse from each of the metal layers into the semiconductor layers Fig 1. Although Erine discloses all the limitations but silent on the dimensions of the channel/gate. It would have been obvious to one having ordinary skill in the art at the time the invention was made to the dimensions of the device components, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). It has been held that mere dimensional limitations are prima facie obvious absent a disclosure that the limitations are for a particular unobvious purpose, produce an unexpected result, or are otherwise critical. See, for example, In re Rose, 220 F. 2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F .2d 1048, 189 USPQ 143 (CCPA 1976); Gardner v. TEC Systems, Inc., 725 F .2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984); In re Dailey, 357 F .2d 669, 149 USPQ 47 (CCPA 1966). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTINE A ENAD whose telephone number is (571)270-7891. The examiner can normally be reached Monday-Friday, 7:30 am -4:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached at 571 272 1670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTINE A ENAD/Primary Examiner, Art Unit 2811
Read full office action

Prosecution Timeline

Jul 30, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12701738
LATERAL FIN FIELD-EFFECT TRANSISTORS
5y 7m to grant Granted Aug 04, 2026
Patent 12702027
ELECTRONIC DEVICE
2y 11m to grant Granted Aug 04, 2026
Patent 12696534
FABRICATION OF GATE-ALL-AROUND INTEGRATED CIRCUIT STRUCTURES HAVING COMMON METAL GATES AND HAVING GATE DIELECTRICS WITH A DIPOLE LAYER
5y 10m to grant Granted Jul 28, 2026
Patent 12696512
SEMICONDUCTOR DEVICE AND METHOD FOR FORMING THE SAME
4y 0m to grant Granted Jul 28, 2026
Patent 12696475
FIELD EFFECT TRANSISTOR HAVING SEGMENTED CHANNEL REGION
2y 11m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
95%
With Interview (+10.3%)
1y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1348 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month