Prosecution Insights
Last updated: July 17, 2026
Application No. 18/838,655

BEAM MANAGEMENT FOR COMMUNICATION VIA NETWORK CONTROLLED REPEATERS AND RECONFIGURABLE INTELLIGENT SURFACES

Non-Final OA §102§103§112
Filed
Aug 15, 2024
Priority
Feb 24, 2022 — nonprovisional of PCTEP2022054735
Examiner
JAGANNATHAN, MELANIE
Art Unit
Tech Center
Assignee
Telefonaktiebolaget LM Ericsson
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
669 granted / 773 resolved
+26.5% vs TC avg
Minimal +5% lift
Without
With
+4.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
18 currently pending
Career history
794
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
77.4%
+37.4% vs TC avg
§102
9.3%
-30.7% vs TC avg
§112
3.5%
-36.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 773 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-4, 6, 8, 10-15, 20, 23-24, 26, 28, 30-33 are pending. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8 and 26 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 8 recites “adapted to control” which is vague if it, in fact, controls the relaying characteristic. Claim 26 recites similar language. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3, 11, 23, 26, 30 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Abedini et al. US 20210235501. Regarding claim 1, A computer implemented method performed in a network node the method comprising configuring an advanced antenna system (communication system, Figure 1), AAS, of the network node to generate a relay antenna beam associated with transmission to and from a repeater node (millimeter wave repeater, Figure 1, element 110d) of the network node (base station, element 110a), the method further comprising generating at least two different first synchronization signals, and transmitting the at least two different first synchronization signals via the relay antenna beam towards the repeater node (the gNB may transmit SSBs and/or SI using different TX beam forms during respective SSBs, SS0, SS1, SSN-1, etc., the MMW repeater may relay SSBs and/or SI from the gNB by transmitting any received SSBs and/or SI from the gNB using TX beam form during the SSB SSN-1, thereby relaying such SSBs and/or SI using TX beam form, para. 0092). Regarding claim 3, The method according to claim 1,further comprising configuring the repeater node with a first configuration parameter prior to transmitting the at least two different first synchronization signals via the relay antenna beam, where the first configuration parameter is adapted to control a relaying characteristic of the repeater node (a gNB may generate and send a RACH configuration message to an MMW repeater, the RACH configuration message may indicate two or more different RX beam sweep configurations, para. 0039, an MMW repeater may use two TX beams to forward two different SSBs, the MMW repeater may receive a RACH configuration message indicating a first configuration and a second configuration for the RX beams to be used on the ROs associated with the first SSB and the second SSB, para. 0041). Regarding claim 11, The method according to claim 1, where the repeater node is a reconfigurable intelligent surface, RIS, or a network controlled repeater node (a relay is a millimeter wave (MMW) repeater, a network computing device such as a gNB) may control the beams used by an MMW repeater for relaying RACH messages, para. 0042) Regarding claim 20, A computer implemented method performed in a repeater node, the method comprising receiving at least two different first synchronization signals from a network node configured with a relay antenna beam, and configuring a first relaying characteristic of the repeater node to forward the received first synchronization signals differently from the repeater node (a gNB may generate and send a RACH configuration message to an MMW repeater, the RACH configuration message may indicate two or more different RX beam sweep configurations, para. 0039). Regarding claim 23, The method according to claim 20, comprising receiving at least two different second synchronization signals from the relay antenna beam of the network node and configuring a second relaying characteristic of the repeater node to forward the received second synchronization signals differently from the repeater node (an MMW repeater may use two TX beams to forward two different SSBs, the MMW repeater may receive a RACH configuration message indicating a first configuration and a second configuration for the RX beams to be used on the ROs associated with the first SSB and the second SSB, para. 0041). Regarding claim 26, The method according to claim 20, wherein the method comprises: adapting the first and/or second relaying characteristic in dependence of a random access frame structure of the network node, and/or adapting the first and/or second relaying characteristic in dependence of an uplink, UL, format of the network node (the RACH configuration message may indicate the RX beam the MMW repeater is to use for receiving the SSB from the gNB), the TX beam the MMW repeater is to use for relaying the SSB, the two or more different RX beam sweep configurations for the ROs, and/or one or more TX beams the MMW repeater is to use for sending any received RACH message 1 back to the gNB, the RACH configuration message may control beamforming on the uplink (UL) and downlink (DL) between the gNB) and the MMW repeater and beamforming on the UL and DL between the MMW repeater and UE computing devices during RACH procedures, para. 0104). Claim 30 is rejected under the same rationale. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 31-33 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Lee et al. US 20230171675. Regarding claim 31, a computer implemented method performed in a repeater node (smart repeater, Figure 9), the method comprising configuring an antenna system of the repeater node to receive a radio signal from a network node, evaluating a signal quality metric for at least two candidate antenna beams of the antenna system, and selecting a preferred antenna beam out of the at least two candidate antenna beams for communication with the network node (the smart repeater may receive N beams of SSB 1 to SSB N from the base station, measure the received signal strength of each beam, acquire the SSB index in the beam having the highest received signal strength, and feeds back the SSB index to the base station, the base station may receive the SSB index having the highest received signal strength at the smart repeater, the base station may recognize the beam carrying the corresponding SSB index as the best beam, the smart repeater may repeatedly perform the process of searching for the best beam at regular intervals, para. 0088). Regarding claim 32, The method according to claim 31, comprising receiving information related to the repeater node, where the antenna system of the repeater node is at least partly configured based on the received information (the base station may inform the smart repeater and the terminal in advance that the beams with the first N initial SSBs are transmitted to the smart repeater and the beams with the latter M SSBs are transmitted to the terminal via the smart repeater, the base station may include information about N and M in a MIB or SIB broadcast toward the smart repeater and the terminal, para. 0103). Regarding claim 33, The method according to claim 31, wherein the method comprises: evaluating the at least two candidate antenna beams based on a beam management procedure involving a wireless device served via the repeater node and/or evaluating the at least two candidate antenna beams based on a received signal power and/or based on a measured signal-to-noise and interference ratio, SINR (the smart repeater may receive N beams of SSB 1 to SSB N from the base station, measure the received signal strength of each beam, acquire the SSB index in the beam having the highest received signal strength, and feeds back the SSB index to the base station, the base station may receive the SSB index having the highest received signal strength at the smart repeater, the base station may recognize the beam carrying the corresponding SSB index as the best beam, the smart repeater may repeatedly perform the process of searching for the best beam at regular intervals, para. 0088). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 4, 6,10, 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Abedini in view of Abedini et al. US 20210135734 (hereinafter Abedini II). Regarding claim 4, The method according to claim 3, Abedini does not expressly disclose where the relaying characteristic of the repeater node comprises any of: a relaying angle, a relaying direction, a relaying beam width, an amplification setting, an antenna pattern of the repeater device and/or a time instant and/or periodicity during which the first configuration parameter should be applied. Abedini II discloses a base station (BS) to configure initial sweeping with one or more repeaters. For example, a BS may determine a sweeping configuration based on any combination of measurement reports from the repeater and/or received information on the capabilities or category of the repeater. Abedini II discloses a sweep module is configured to receive from a base station system information that includes sweep configuration, based on which the sweep module 408 may configure the beam directions and/or other parameters to receive initial sweep from a base station, para. 0071. Before the filing of the invention it would have been obvious to modify Abedini to include Abedini II’s sweep configuration including beam directions and other parameters. One of ordinary skill in the art would be motivated to do so to enable and provide efficient overhead in beam sweep initialization procedures and/or optimizing beam sweep patterns, para. 0001. Regarding claim 6, The method according to claim 1, Abedini discloses as shown above generating at least two different second synchronization signals, and transmitting the at least two different second synchronization signals via the relay antenna beam towards the repeater node. Abedini does not expressly disclose wherein the method further comprises: receiving a message at the network node from a wireless device via the relay antenna beam, wherein the message is indicative of a radio link quality between the network node and the wireless device via the repeater node. Abedini II discloses additional parameters that may be used by the gNB in determining sweeping configuration may further include measurement reports, they can include reports from one or more repeaters and the reports may include one or more measurements of downlink signals from the gNB, uplink measurements from UEs, para. 0089. Before the filing of the invention it would have been obvious to modify Abedini to include Abedini II’s sweep configuration including beam directions and other parameters. One of ordinary skill in the art would be motivated to do so to enable and provide efficient overhead in beam sweep initialization procedures and/or optimizing beam sweep patterns, para. 0001. Regarding claim 10, The method according to claim 6, Abedini does not disclose wherein the message received from the wireless device comprises a beam failure recovery request, BFRQ, message or a beam report message. Abedini II discloses additional parameters that may be used by the gNB in determining sweeping configuration may further include measurement reports, they can include reports from one or more repeaters and the reports may include one or more measurements of downlink signals from the gNB, uplink measurements from UEs, para. 0089. Before the filing of the invention it would have been obvious to modify Abedini to include Abedini II’s sweep configuration including beam directions and other parameters. One of ordinary skill in the art would be motivated to do so to enable and provide efficient overhead in beam sweep initialization procedures and/or optimizing beam sweep patterns, para. 0001. Claim 24 is rejected under the same rationale. Allowable Subject Matter Claims 8, 12-15, 28 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MELANIE JAGANNATHAN whose telephone number is (571)272-3163. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marcus Smith can be reached at 571-270-1096. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MELANIE JAGANNATHAN/Primary Examiner, Art Unit 2468
Read full office action

Prosecution Timeline

Aug 15, 2024
Application Filed
Jul 02, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
91%
With Interview (+4.7%)
2y 11m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 773 resolved cases by this examiner. Grant probability derived from career allowance rate.

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