Prosecution Insights
Last updated: October 01, 2026
Application No. 18/841,495

MEMBER FOR PLASMA PROCESSING APPARATUS AND METHOD FOR MANUFACTURING THE SAME

Non-Final OA §103
Filed
Aug 26, 2024
Priority
Jul 28, 2023 — nonprovisional of PCTJP2023027802
Examiner
SATHIRAJU, SRINIVAS
Art Unit
2845
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hitachi Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
746 granted / 839 resolved
+20.9% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
31 currently pending
Career history
856
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
17.6%
-22.4% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 839 resolved cases

Office Action

§103
Notice of Non-Final Rejection Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-14 are rejected under 35 U.S.C. 103 as being unpatentable over US20210277509 A1 by Takai et al (Takai). Referring to claim 1 Takai teaches: A method for manufacturing a member for a plasma processing apparatus (See abstract, claim 1), the method comprising: (a) a step of preparing a base material used for the member for a plasma processing apparatus; ( see abstract where Takai teaches plasma spraying on a base material). (b) a step of preparing a first suspension liquid containing a fluorine-containing solvent, a plurality of yttrium fluoride particles, and a plurality of yttrium oxyfluoride particles (See paragraph [0039] where Takai teaches preparing suspension liquid slurry for plasma flame using the rare earth fluorides and rare-earth oxyfluorides); and (c) a step of forming a coating film on the base material by a suspension plasma spraying method using the first suspension liquid (See abstract and paragraphs [0039], [0040]). But, regarding the base material Takai is silent. However, abstract suggests that plasma spraying is stably formed on the base material (abstract). Hence, it would have been obvious to a person with ordinary skill in the art before filing the instant application to incorporate the plasma spraying/ coating a stable rare earth compound coating on to a base material/substrate in atmosphere for excellent corrosion resistance to halogen based gas plasma. (See abstract). Referring to claim 2 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, but silent on wherein the solvent is a fluorocarbon liquid. However, Takai abstract, and paragraph [0039] and claim 1 suggests it uses water and organic solvents. Hence, it would have been obvious to a person with ordinary skill in the art before the effective filing of instant application to incorporate the teachings of using water and organic solvents and use fluorocarbon liquid for plasma spray method. Referring to claim 3 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, but Takai is silent on wherein the solvent is made of any one of CFC, FC, HCFC, or HFC, or is made of a mixed liquid of two or more of CFC, FC, 54 HCFC, and HFC. However, Takai abstract, and paragraph [0039] and claim 1 suggests it uses water and organic solvents. Hence, it would have been obvious to a person with ordinary skill in the art before the effective filing of instant application to incorporate the teachings of using water and organic solvents and use fluorocarbon liquid for plasma spray method. Referring to claim 4 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, wherein the solvent is made of any one of an ammonium fluoride aqueous solution, a potassium fluoride aqueous solution, or a sodium fluoride aqueous solution, or is made of a mixed liquid of two or more of the ammonium fluoride aqueous solution, the potassium fluoride aqueous solution, and the sodium fluoride aqueous solution. (See paragraphs [0027]). Referring to claim 5 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 4, wherein the ammonium fluoride aqueous solution and the potassium fluoride aqueous solution each have a concentration of 5% by weight or more and 50% by weight or less. (See paragraph [0016] and steps 1-3 and paragraph [0024]) Referring to claim 6 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 4, but silent on wherein a concentration of the sodium fluoride aqueous solution is 4% by weight or less. However, Takai teaches using water and organic solvents (See paragraphs [0024] [0030] using soluble organic solvents) with water. Hence, It would have been obvious to person with ordinary skill in the art before the filing date of instant application to use sodium fluoride aqueous solution 4% by weight or less for stable coatings on base material. Referring to claim 7 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, wherein an average particle diameter of the plurality of yttrium fluoride particles and an average particle diameter of the plurality of yttrium oxyfluoride particles each are 0.05 pm or more and 50 pm or less. (See abstract and paragraph [0034]). Referring to claim 8 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, wherein the member for a plasma processing apparatus is disposed in a processing chamber of a plasma processing apparatus, and the coating film is exposed to plasma when the plasma processing apparatus is in operation. (See abstract and paragraph [0016] –[0018]) Referring to claim 9 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, wherein a content of yttrium oxide in the coating film is 9% by weight or less (See Table 1-3 and paragraph [0029]) . Referring to claim 10 modified reference of Takai teaches the method for manufacturing a member for a plasma processing apparatus according to claim 1, wherein a content of yttrium oxide in the coating film is 5% by weight or less. (See paragraph [0029]). Allowable Subject Matter Claim 11 is objected. Claims 12-14 are allowed. Referring to claim 12 the closest prior art of record teaches or reasonably suggest that a member for a plasma processing apparatus, the member comprising: a base material; and a coating film formed on the base material, wherein the coating film includes an yttrium fluoride phase and an yttrium oxyfluoride phase, an average size of crystallites in the yttrium fluoride phase and an average size of crystallites in the yttrium fluoride phase are each 50 nm or less, and a content of yttrium oxide in the coating film is 5% by weight or less. Hence, claim 12 and depending claims 13, and 14 are allowed. Conclusion Claims 1-10 are rejected. Claim 11 is objected Claims 12-14 are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SRINIVAS SATHIRAJU whose telephone number is (571)272-4250. The examiner can normally be reached 8:30AM-3:30PM, 5PM -8:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ALEXANDER H TANINGCO can be reached at 5712728048. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SRINIVAS SATHIRAJU/ 07/11/2026 SRINIVAS . SATHIRAJU Primary Examiner Art Unit 2845
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Prosecution Timeline

Aug 26, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
95%
With Interview (+6.2%)
2y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 839 resolved cases by this examiner. Grant probability derived from career allowance rate.

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