Prosecution Insights
Last updated: October 02, 2026
Application No. 18/845,031

CHO CONFIGURATION FOR FAST OFFLOADING DURING CELL SHUTDOWN

Non-Final OA §103
Filed
Sep 09, 2024
Priority
Mar 10, 2022 — provisional 63/318,464 +1 more
Examiner
NGUYEN, DAVID Q
Art Unit
2643
Tech Center
2600 — Communications
Assignee
Nokia Corporation
OA Round
3 (Non-Final)
91%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
869 granted / 956 resolved
+28.9% vs TC avg
Minimal +4% lift
Without
With
+4.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
18 currently pending
Career history
968
Total Applications
across all art units

Statute-Specific Performance

§101
6.5%
-33.5% vs TC avg
§103
44.4%
+4.4% vs TC avg
§102
32.6%
-7.4% vs TC avg
§112
3.9%
-36.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 956 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9, 11-18 and 62-83 are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al. (US 2024/0179624 A1) in view of ICARO L J DA SILVA (BR-112021010921-A2). Regarding claims 1 and 13, HU et al. teach a method/an apparatus (see fig. 11 a terminal device) comprising: at least one processor (see fig. 11: 1180); and at least one memory including computer program code (see fig. 11: 1120); the at least one memory and the computer program code configured to, with the at least one processor (see fig. 11), cause the apparatus at least to: receive, from a serving cell, a conditional handover configuration, wherein the conditional handover configuration is associated with an energy saving mode (see fig. 3, par. 0084, and par. 0092: 301 and par. 0093: In an operation 301, the network device sends an indication message to the terminal device. The indication message is configured to indicate that the network device will shut down a first cell; In an operation 302, in a case where the terminal device takes the first cell as a primary cell and the network device configures a conditional handover (CHO) for the terminal device, the terminal device adjusts, based on the indication message, a CHO execution condition corresponding to a candidate cell in a CHO candidate-cell list), wherein the conditional handover configuration comprises: an indication of one or more candidate target cells, and information for target cell selection (see par. 0096: [0096] In some embodiments, the network device sends first configuration information to the terminal device. The terminal device receives the first configuration information sent by the network device. The first configuration information includes the CHO candidate-cell list and the CHO execution condition corresponding to each candidate cell in the CHO candidate-cell list); after receiving the conditional handover configuration, receive, from the serving cell, an indication of activation of the energy saving mode at the serving cell (see par. 0124: Based on the energy-saving strategy, the network device, in response to deciding to shut down the first cell, sends the indication message to the terminal device to indicate the terminal device that the network device will shut down the first cell); and conditionally on receiving the indication of activation of the energy saving mode at the serving cell, select, from the one or more candidate target cells, a target cell for handover based on the information for target cell selection comprised in the conditional handover configuration (see par. 0124: For the terminal device which has established the RRC connection in the first cell (i.e., the UE that takes the first cell as the PCell), when the network device configures the CHO for the terminal device, the terminal device adjusts the CHO execution condition, and performs evaluation and triggers the CHO based on the adjusted CHO execution condition. That is, the UE that has established the RRC connection in the first cell may handover to another cell more quickly). Hu et al. do not mention storing the conditional handover configuration without evaluating the conditional handover configuration and evaluate the conditional handover configuration. ICARO L J DA SILVA teaches storing the conditional handover configuration without evaluating the conditional handover configuration (see par. 094: The present inventions provide a method on a UE (user equipment, wireless terminal) for handling conditional handover settings upon entering an idle state (e.g. RRC_IDLE, RRC_INACTIVE or any other protocol state optimized for power saving), the method comprising: • Receiving and storing, in step 7, one or multiple conditional handover configurations from a source network node where each of these configurations is associated with a target cell candidate, for example, while the UE is in RRC_CONNECTED) and evaluate the conditional handover configuration (see par. 022: While the UE evaluates the condition, it must continue operating according to its current RRC configuration, that is, without applying the conditional HO command. When the UE determines that the condition has been met, it disconnects from the serving cell, applies the conditional HO command, and connects to the target cell. These steps are equivalent to the current instant handover run). Therefore, it would have been obvious to one of ordinary skill in the art before the effective the filling date of claimed invention (AIA ) to modify the limitations “storing the conditional handover configuration without evaluating the conditional handover configuration and evaluate the conditional handover configuration” of ICARO L J DA SILVA to method/an apparatus of Hu et al. in order for improving latency and reduces signaling overhead. Regarding claim 71, HU et al. teach a non-transitory computer readable medium comprising instructions stored thereon which, when executed by at least one processor, cause the at least one processor (see par. 0014) to perform at least the following: receive, from a serving cell, a conditional handover configuration, wherein the conditional handover configuration is associated with an energy saving mode (see fig. 3, par. 0084, and par. 0092: 301 and par. 0093: In an operation 301, the network device sends an indication message to the terminal device. The indication message is configured to indicate that the network device will shut down a first cell; In an operation 302, in a case where the terminal device takes the first cell as a primary cell and the network device configures a conditional handover (CHO) for the terminal device, the terminal device adjusts, based on the indication message, a CHO execution condition corresponding to a candidate cell in a CHO candidate-cell list), wherein the conditional handover configuration comprises: an indication of one or more candidate target cells, and information for target cell selection (see par. 0096: [0096] In some embodiments, the network device sends first configuration information to the terminal device. The terminal device receives the first configuration information sent by the network device. The first configuration information includes the CHO candidate-cell list and the CHO execution condition corresponding to each candidate cell in the CHO candidate-cell list); after receiving the conditional handover configuration, receive, from the serving cell, an indication of activation of the energy saving mode at the serving cell (see par. 0124: Based on the energy-saving strategy, the network device, in response to deciding to shut down the first cell, sends the indication message to the terminal device to indicate the terminal device that the network device will shut down the first cell); and conditionally on receiving the indication of activation of the energy saving mode at the serving cell, select, from the one or more candidate target cells, a target cell for handover based on the information for target cell selection comprised in the conditional handover configuration (see par. 0124: For the terminal device which has established the RRC connection in the first cell (i.e., the UE that takes the first cell as the PCell), when the network device configures the CHO for the terminal device, the terminal device adjusts the CHO execution condition, and performs evaluation and triggers the CHO based on the adjusted CHO execution condition. That is, the UE that has established the RRC connection in the first cell may handover to another cell more quickly). Hu et al. do not mention storing the conditional handover configuration without evaluating the conditional handover configuration and evaluate the conditional handover configuration. ICARO L J DA SILVA teaches storing the conditional handover configuration without evaluating the conditional handover configuration (see par. 094: The present inventions provide a method on a UE (user equipment, wireless terminal) for handling conditional handover settings upon entering an idle state (e.g. RRC_IDLE, RRC_INACTIVE or any other protocol state optimized for power saving), the method comprising: • Receiving and storing, in step 7, one or multiple conditional handover configurations from a source network node where each of these configurations is associated with a target cell candidate, for example, while the UE is in RRC_CONNECTED) and evaluate the conditional handover configuration (see par. 022: While the UE evaluates the condition, it must continue operating according to its current RRC configuration, that is, without applying the conditional HO command. When the UE determines that the condition has been met, it disconnects from the serving cell, applies the conditional HO command, and connects to the target cell. These steps are equivalent to the current instant handover run). Therefore, it would have been obvious to one of ordinary skill in the art before the effective the filling date of claimed invention (AIA ) to modify the limitations “storing the conditional handover configuration without evaluating the conditional handover configuration and evaluate the conditional handover configuration” of ICARO L J DA SILVA to method/an apparatus of Hu et al. in order for improving latency and reduces signaling overhead. Regarding claims 2, 14 and 74, HU et al. also teach wherein the indication of activation of the energy saving mode is included in a broadcast message (see par. 0086: the network device broadcasts the indication message). Regarding claims 3, 15 and 75, HU et al. also teach wherein the at least one memory and the computer program code are configured to, with the at least one processor, cause the apparatus to: disconnect from the serving cell; and synchronize with the selected target cell (see par. 0051: In response to the UE determining, based on the condition configured by the network, that the condition related to the target cell is triggered, the UE handovers (i.e., triggering a random access process is triggered and a handover completion message is sent) to the target cell based on the HO command that is configured in advance). Regarding claims 4, 16 and 76, HU et al. also teach wherein the conditional handover configuration further comprises an indication of one or more measurements to perform (see par. 0106: The channel quality measurement value (such as RSRP, RSRQ, RS-SINR, and SO on) of the PCell is adjusted (reduced), based on the indication message, to reach the first measurement value. The first measurement value is a preset value or a value configured by the network device). Regarding claims 5, 17 and 77, HU et al. also teach performing at least one of the one or more measurements; and select the target cell based, at least partially, on a result of the at least one performed measurement (see pars. 0116-0117: [0116] Method 3: The terminal device determines, based on indication message, that the condition "the channel quality of the PCell being below the threshold value a5-Threshold1" is always met. That is, the determination of whether the condition is met is not determined based on the measurement value or the threshold value. [0117] 3. The CHO candidate-cell list includes a third CHO candidate cell. The CHO execution condition corresponding to the third CHO candidate cell includes a CHO event A4. The operation of the terminal device adjusting, based on the indication message, the CHO execution condition corresponding to the candidate cell in the CHO candidate-cell list, may include the following. The terminal device adjusts the CHO execution condition corresponding to the third CHO candidate cell). Regarding claims 6, 18 and 78, HU et al. also teach wherein the at least one memory and the computer program code are configured to, with the at least one processor, cause the apparatus to: select the target cell based, at least partially, on one of: predetermined information, located at the apparatus, that is associated with the target cell, or the information for target cell selection, comprising at least one of: a transmission configuration indicator state associated with the serving cell or the target cell, a reference signal received power value associated with the serving cell or the target cell, a downlink beam of the serving cell or the target cell, or selection criteria (see par. 0095: In an operation 302, in a case where the terminal device takes the first cell as a primary cell and the network device configures a conditional handover (CHO) for the terminal device, the terminal device adjusts, based on the indication message, a CHO execution condition corresponding to a candidate cell in a CHO candidate-cell list). Regarding claims 7 and 79, HU et al. also teach wherein the apparatus is in a radio resource control connected state (see par. 0124: For the terminal device which has established the RRC connection in the first cell (i.e., the UE that takes the first cell as the PCell), when the network device configures the CHO for the terminal device, the terminal device adjusts the CHO execution condition, and performs evaluation and triggers the CHO based on the adjusted CHO execution condition. That is, the UE that has established the RRC connection in the first cell may handover to another cell more quickly). Regarding claims 8 and 80, HU et al. also teach wherein the indication of activation of the energy saving mode at the serving cell comprises an indication of at least one of: cell shutdown, network transmit power reduction, or multiple-in multiple-out transmit antenna element muting (see par. 0005: The present disclosure provides a method of shutting down a cell, a terminal device, a network device, and a storage medium. According to the present disclosure, a signaling overhead for shutting down a first cell is reduced, allowing the network device to rapidly saving energy). Regarding claims 9, 68 and 81, HU et al. also teach wherein the indication of the one or more candidate target cells is based, at least partially, on at least one of: one or more network shutdown policies of the serving cell, one or more frequency layers of the serving cell that are shut down, an order of shutdown of the one or more frequency layers of the serving cell that are shut down, or a frequency layer of a same power saving group as at least one of the one or more frequency layers of the serving cell that are shut down (see par. 0124: Based on the energy - saving strategy, the network device, in response to deciding to shut down the first cell, sends the indication message to the terminal device to indicate the terminal device that the network device will shut down the first cell. For the terminal device which has established the RRC connection in the first cell (i.e., the UE that takes the first cell as the PCell), when the network device configures the CHO for the terminal device, the terminal device adjusts the CHO execution condition, and performs evaluation and triggers the CHO based on the adjusted CHO execution condition. That is, the UE that has established the RRC connection in the first cell may handover to another cell more quickly). Regarding claims 11, 69 and 82, HU et al. also teach wherein the at least one memory and the computer program code are configured to, with the at least one processor, cause the apparatus to: receive an indication of when the conditional handover configuration is to be applied, wherein the indication comprises at least one of: the indication of activation of the energy saving mode at the serving cell, a network offload indication, an indication of an activation of the conditional handover configuration, or an indication of a time for enforcement of the conditional handover configuration, comprising at least one of: a system frame number, a hyper frame number, or a number of time units (see pars. 0091-0095: the UE receives a system information (such as MIB/SIB 1/other SIB) sent by the base station. The system information includes the indication message, which indicates that the base station is going to shut down the first cell. Whether to shut down a certain cell is determined based on an energy-saving strategy of the network device and will not be limited herein. [0092] Information related to the base station shutting down the first cell may include the following: [0093] (1) the frequency point corresponding to the first cell and the PCI of the first cell; and [0094] (2) time information for the base station to shut down the first cell. The time information may be: the UTC time and/or the SFC received by the terminal device. [0095] In an operation 302, in a case where the terminal device takes the first cell as a primary cell and the network device configures a conditional handover (CHO) for the terminal device, the terminal device adjusts, based on the indication message, a CHO execution condition corresponding to a candidate cell in a CHO candidate-cell list). Regarding claims 12, 70 and 83, HU et al. also teach wherein the network offload indication or the indication of an activation of the conditional configuration comprises one of: downlink control information, or a medium access control control element (see par. 002: the terminal may transmit and receive data on the SCell. An initial state of a configured SCell is the inactive state. The SCell may be activated or de-activated in the following two manners: [0043] (1) activating/de-activating the SCell indicated based on a SCell activation/de-activation medium access control element (MAC CE)). Regarding claims 62 and 72, HU et al. also teach wherein the information for target cell selection comprises one or more execution conditions, wherein the at least one memory and the computer program code are configured to, with the at least one processor, cause the apparatus to: evaluate the one or more execution conditions and select the target cell from the one or more candidate target cells based on evaluating the one or more execution conditions (see pars. 0100 –0103: the operation of the terminal device adjusting the CHO execution condition corresponding to the first CHO candidate cell based on the indication message, may include at least one of the following. [0101] (1) The terminal device reduces, based on the indication message, a3 -Offset corresponding to the CHO event A3 to reach a first threshold value. The first threshold value is a preset value or a value configured by the network device. [0102] (2) The terminal device reduces, based on the indication message, a channel quality measurement value of the primary cell to reach a first measurement value. The first measurement value is a preset value or a value configured by the network device. [0103] In some embodiments, the channel quality measurement value may include at least one of: a measurement value of a reference signal received power (RSRP), a measurement value of reference signal received quality (RSRQ), a measurement value of a received signal strength indicator (RSSI), and a measurement value of a signal-to interference plus noise ratio (SINR). The SINR may include a reference signal-signal-to interference plus noise ratio (RS-SINR)). Regarding claims 63 and 73, HU et al. also teach wherein the information for target cell selection comprises one or more radio conditions to be evaluated (see pars. 0113-0117: [0113] Exemplarily, when the CHO execution condition of the second CHO candidate cell includes the CHO event A5 (i.e. CondEvent A5), following method may be performed. [0114] Method 1: The threshold value a5-Threshold1 of CondEvent A5 is increased, based on the indication message, to reach the second threshold value. In some embodiments, the threshold value a5-Threshold2 of CondEvent A5 is adjusted (reduced) to reach the third threshold value. Each of the second threshold value and the third threshold value is a preset value or a value configured by the network device. [0115] Method 2: The channel quality measurement value (such as RSRP, RSRQ, RS-SINR, and so on) of the PCell is adjusted (reduced), based on indication message, to reach the second measurement value. The second measurement value is a preset value or a value configured by the network device. [0116] Method 3: The terminal device determines, based on indication message, that the condition "the channel quality of the PCell being below the threshold value a5-Threshold is always met. That is, the determination of whether the condition is met is not determined based on the measurement value or the threshold value. [0117] 3. The CHO candidate-cell list includes a third CHO candidate cell. The CHO execution condition corresponding to the third CHO candidate cell includes a CHO event A4. The operation of the terminal device adjusting, based on the indication message, the CHO execution condition corresponding to the candidate cell in the CHO candidate-cell list, may include the following. The terminal device adjusts the CHO execution condition corresponding to the third CHO candidate cell)). Regarding claim 64, HU et al. also teach wherein the information for target cell selection comprises one or more execution conditions, wherein the method further comprising: evaluating the one or more execution conditions and selecting the target cell from the one or more candidate target cells based on evaluating the one or more execution conditions (see pars. 0113-0117: [0113] Exemplarily, when the CHO execution condition of the second CHO candidate cell includes the CHO event A5 (i.e. CondEvent A5), following method may be performed. [0114] Method 1: The threshold value a5-Threshold1 of CondEvent A5 is increased, based on the indication message, to reach the second threshold value. In some embodiments, the threshold value a5-Threshold2 of CondEvent A5 is adjusted (reduced) to reach the third threshold value. Each of the second threshold value and the third threshold value is a preset value or a value configured by the network device. [0115] Method 2: The channel quality measurement value (such as RSRP, RSRQ, RS-SINR, and so on) of the PCell is adjusted (reduced), based on indication message, to reach the second measurement value. The second measurement value is a preset value or a value configured by the network device. [0116] Method 3: The terminal device determines, based on indication message, that the condition "the channel quality of the PCell being below the threshold value a5-Threshold1" is always met. That is, the determination of whether the condition is met is not determined based on the measurement value or the threshold value. [0117] 3. The CHO candidate-cell list includes a third CHO candidate cell. The CHO execution condition corresponding to the third CHO candidate cell includes a CHO event A4. The operation of the terminal device adjusting, based on the indication message, the CHO execution condition corresponding to the candidate cell in the CHO candidate-cell list, may include the following. The terminal device adjusts the CHO execution condition corresponding to the third CHO candidate cell)). Regarding claim 65, HU et al. also teach wherein the information for target cell selection comprises one or more radio conditions to be evaluated (see pars. 0113-0117: [0113] Exemplarily, when the CHO execution condition of the second CHO candidate cell includes the CHO event A5 (i.e. CondEvent A5), following method may be performed. [0114] Method 1: The threshold value a5-Threshold1 of CondEvent A5 is increased, based on the indication message, to reach the second threshold value. In some embodiments, the threshold value a5-Threshold2 of CondEvent A5 is adjusted (reduced) to reach the third threshold value. Each of the second threshold value and the third threshold value is a preset value or a value configured by the network device. [0115] Method 2: The channel quality measurement value (such as RSRP, RSRQ, RS-SINR, and so on) of the PCell is adjusted (reduced), based on indication message, to reach the second measurement value. The second measurement value is a preset value or a value configured by the network device. [0116] Method 3: The terminal device determines, based on indication message, that the condition "the channel quality of the PCell being below the threshold value a5-Threshold1" is always met. That is, the determination of whether the condition is met is not determined based on the measurement value or the threshold value. [0117] The CHO candidate-cell list includes a third CHO candidate cell. The CHO execution condition corresponding to the third CHO candidate cell includes a CHO event A4. The operation of the terminal device adjusting, based on the indication message, the CHO execution condition corresponding to the candidate cell in the CHO candidate-cell list, may include the following. The terminal device adjusts the CHO execution condition corresponding to the third CHO candidate cell)). Regarding claim 66, HU et al. also teach wherein the user equipment is in a radio resource control connected state (see par. 0124: For the terminal device which has established the RRC connection in the first cell (i.e., the UE that takes the first cell as the PCell), when the network device configures the CHO for the terminal device, the terminal device adjusts the CHO execution condition, and performs evaluation and triggers the CHO based on the adjusted CHO execution condition). Regarding claim 67, HU et al. also teach wherein the indication of activation of the energy saving mode at the serving cell comprises an indication of at least one of: cell shutdown, network transmit power reduction, or multiple-in multiple-out transmit antenna element muting (see par. 0005: The present disclosure provides a method of shutting down a cell, a terminal device, a network device, and a storage medium. According to the present disclosure, a signaling overhead for shutting down a first cell is reduced, allowing the network device to rapidly saving energy). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID Q NGUYEN whose telephone number is (571)272-7844. The examiner can normally be reached Monday-Friday 7:00 AM - 3:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jinsong Hu can be reached at 5712723965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID Q NGUYEN/ Primary Examiner, Art Unit 2643
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Prosecution Timeline

Show 3 earlier events
May 12, 2026
Response Filed
May 18, 2026
Applicant Interview (Telephonic)
May 18, 2026
Examiner Interview Summary
May 29, 2026
Final Rejection mailed — §103
Jul 29, 2026
Response after Non-Final Action
Aug 24, 2026
Request for Continued Examination
Aug 25, 2026
Response after Non-Final Action
Sep 11, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
91%
Grant Probability
95%
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