Prosecution Insights
Last updated: April 19, 2026
Application No. 18/851,942

COATING METHOD AND SHEET MATERIAL

Non-Final OA §103
Filed
Sep 27, 2024
Examiner
EMPIE, NATHAN H
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nhk Spring Co. Ltd.
OA Round
1 (Non-Final)
44%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
86%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allow Rate
309 granted / 706 resolved
-21.2% vs TC avg
Strong +42% interview lift
Without
With
+42.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
50 currently pending
Career history
756
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
25.9%
-14.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 706 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions The examiner appreciates Applicant’s careful consideration of the 12/29/25 restriction requirement, and agrees with Applicant’s determination that claim 5 should have been grouped with the article claims of Group II, and accepts the Applicant’s election of Group I readable on claims 1-4 and 6-9. Applicant’s election of Group I (claims 1-4 and 6-9) in the reply filed on 2/18/26 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 5, and 10-16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 2/18/26. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Komoda et al (“The effect of yielding of dense silica slurry on the uniformity of coated layer” J. Coat. Technol. Res. 19(1) 61-72, July 29, 2021; provided in 9/3/25 IDS; hereafter Komoda). Claim 1: Komoda teaches a coating method (See, for example, abstract, Fig 3b) comprising: using a coating apparatus (comma coater) including a conveying roller (back up roller O’) that feeds a substrate that is wound and has an elongated shape (see, for example, Fig 3b, pg 64); a knife coater (comma roll “O”) that is disposed above the conveying roller with a gap (wet gap) from the conveying roller, has a columnar or cylindrical shape, and is provided with a knife portion (knife edge) (see, for example, Fig 3b, pg 64); and a liquid-reserving member (such as un-named wall / baffle feature in Fig 3b in contact with, and serving to contain the slurry) having a one end portion positioned on a side of the conveying roller and partitioning a liquid-reserving space together with the conveying roller, to form a coating film of a coating liquid stored by the liquid-reserving member on a surface of the substrate (See, for example, Fig 3b), wherein the coating liquid contains a resin (such as PVA-1700), a solvent (water), and a filler (silica), an outer diameter of the conveying roller (backup roller) is 120 mm, an outer diameter of the knife coater (comma coater) 90 mm, and a distance from the gap to the one end portion of the liquid-reserving member is on the order of less than ~94.2 mm (as calculated via the arc length of the backup roller assuming an angle of less than or equal to 45o; an arc angle of 45o was selected as the relative proportions / positioning of the features of Fig 3b generally suggest an arc angle well below 45o, (so such a higher angle threshold was selected as the depiction appeared well within such range); the examiner further notes that given the roller diameter of 120mm of Komodo, an angle of less than ~57o would further satisfy the claimed condition, which further still is well above the general suggestion of the angle depicted within Fig 3b) (See, for example, Fig 3b, pg 64); (additionally the examiner notes that although the image is not labeled “to scale” the measured ratio of R1/ R2 as depicted (measured from enlarged computer monitor view at 3.6 cm / 4.9 cm or ~0.735 ) is essentially the same ratio as explicitly recited (90 mm / 120 mm or 0.75) thus suggesting the figure is reasonably to scale. If not anticipated outright, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a distance within the claimed range since such a distance is generally suggested by prior art considering the relative dimensions and orientation of the rollers and coating system components. Komoda has further taught the formation of a coating film comprising resin (PVA), solvent (water) and filler (fused silica) at a vol% of filler of 40 vol% (which corresponds to a wt% of ~63-73 wt% based on a density of silica of 2.6-4.2 g/CC) and further embodiments with additional amounts of PVA, such as 15 wt% being added to influence coating and rheological conditions (see, for example, pg 62-63, and Fig 3). Although not explicitly 65-95 parts by mass with respect to 100 parts by mass of a mixture of the resin and the filler as claimed, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a concentration within the claimed range since in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976), and / or since generally, differences in concentration or temperature will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration or temperature is critical.(MPEP 2144.05 II A). Claim 2: Komoda further teaches wherein the solvent (water) is contained in a content of ~60 vol %, or by conversion about 36 to 57 parts to 100 parts by mass of a mixture of the PVA and the filler (see, for example, pg 63, conversion based on an aqueous mixture of 40 vol% silica and 0.2 wt % PVA). Although such a range is not explicitly 10 to 50 parts, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated an amount within the claimed range since in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976). Claim(s) 3 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Komoda as applied to claim 1 and 2 above, and further in view of Kasai et al (JP 2020180245; citations directed to machine translation provided herein; hereafter Kasai). Claim 3: Komoda further teaches wherein the viscosity influences the requisite coating conditions of a formulation to achieve uniform layers (See, for example, abstract, 62-63, conclusion). They both are concerned with the uniformity of applied layers, but they do not explicitly teach wherein the coating liquid has a viscosity of 100 to 20000cP at 25oC. Kasai teaches a method of applying coatings comprising resin, filler and solvents, further for producing layers within printed circuit boards (See, for example, [0001], [0007]). Kasai further teaches wherein the viscosity of coating dispersion liquid should preferably be 100 to 5000 cP (mPa-s) at 25C to provide excellent dispersibility and improved filling and thus resulting in enhanced ease of forming a highly flat coating layer (See, for example, [0009], [0037]). Therefore it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a viscosity of 100 to 5000 cP at 25oC since it would predictably provide a coating formulation with excellent dispersibility and improved filling, and enhanced ease of forming a high flat coating. Claim 6: refer to the rejections of claims 2 (over Komoda) and 3 (over Komoda and Kasai) above. Claim(s) 1-4, and 6-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mizuno et al (US 2013/0081865; hereafter Mizuno) in view of Komoda. Claim 1: Mizuno teaches a coating method (See, for example, abstract, Fig 1, [0096]) comprising: Using a coating apparatus including a roller to form a film of a coating liquid on a surface of a substrate (See, for example, Fig 1, [0096]) The coating liquid containing a resin (such as liquid crystal polyester), a solvent (such as aprotic solvent) and a filler further wherein the filler is a mixture of boron nitride and aluminum oxide, (see, for example, [0011], [0078], [0086], [0094], Example 11) Mizuno further teaches wherein the filler in the coating is contained in an amount of 50-80% by volume, and further wherein the filler includes 20-50 % by volume alumina and 50-80 % by volume boron and the resin includes liquid crystal polyester (see, for example, [0078], [0082], [0086], [0112]). By calculation using densities of Al2O3 of 3.89 g/cc, BN of 2.1, LCP as 1.45 g/cc and DMAc as 0.937 and exemplary liquid crystal polyester solution preparation amounts (mass % of LCP in solvent / resin component = 22 wt%) and for a filler being a mixture of Al2O3 and BN at endpoints of 50% filler (20/80 Al2O3/BN) and 80% filler (50/50 Al2O3/BN) (balance LCP / DMAc mixture); the range of possible filler content ratio to 100 parts by mass mixture of the resin and filler range from ~91.7 parts to ~98.2 parts. Although such a range is not explicitly 65-95 parts by mass with respect to 100 parts by mass of a mixture of the resin and the filler as claimed, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a concentration within the claimed range since in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976), and / or since generally, differences in concentration or temperature will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration or temperature is critical.(MPEP 2144.05 II A). Mizuno further teaches the deposition can provide insulation layers for circuit board laminates, and further is concerned with achieving uniformity over the entire insulation layer (See, for example, abstract, [0078-0079]). Beyond general teaching to using roll or bar coating method to apply the coating liquid coating (see, for example, [0096]) Mizuno is silent as to the particulars of the coating apparatus to deposit its insulative films. Therefore Mizuno does not explicitly teach the claimed coating apparatus structure and dimensions of claim 1. Komoda teaches a coating method, including the application of insulative layers with high solids loading, further comprising a filler, resin and solvent (See, for example, abstract, pg 61-63, conclusions section and Fig 3b). Komodo further teaches a comma coating apparatus with the ability to control the shear strain during the deposition, wherein proper control thereof results in improved coating layer uniformity (See, for example, abstract, pg 61-62, conclusion section). Therefore it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated the comma coating apparatus of Komodo as the means to deposit the coating liquid since it would perform predictably in applying insulative coating, further those at higher solids concentration, with the added advantage of improved coating uniformity. Komodo further teaches its method includes using a coating apparatus (comma coater) including a conveying roller (back up roller O’) that feeds a substrate that is wound and has an elongated shape (see, for example, Fig 3b, pg 64);a knife coater (comma roll “O”) that is disposed above the conveying roller with a gap (wet gap) from the conveying roller, has a columnar or cylindrical shape, and is provided with a knife portion (knife edge) (see, for example, Fig 3b, pg 64); and a liquid-reserving member (such as un-named wall / baffle feature in Fig 3b in contact with, and serving to contain the slurry) having a one end portion positioned on a side of the conveying roller and partitioning a liquid-reserving space together with the conveying roller, to form a coating film of a coating liquid stored by the liquid-reserving member on a surface of the substrate (See, for example, Fig 3b), wherein an outer diameter of the conveying roller (backup roller) is 120 mm, an outer diameter of the knife coater (comma coater) 90 mm, and a distance from the gap to the one end portion of the liquid-reserving member is on the order of less than ~94.2 mm (as calculated via the arc length of the backup roller assuming an angle of less than or equal to 45o; an arc angle of 45o was selected as the relative proportions / positioning of the features of Fig 3b generally suggest an arc angle well below 45o, (so such a higher angle threshold was selected as the depiction appeared well within such range); the examiner further notes that given the roller diameter of 120mm of Komodo, an angle of less than ~57o would further satisfy the claimed condition, which further still is well above the general suggestion of the angle depicted within Fig 3b) (See, for example, Fig 3b, pg 64); (additionally the examiner notes that although the image is not labeled “to scale” the measured ratio of R1/ R2 as depicted (measured from enlarged computer monitor view at 3.6 cm / 4.9 cm or ~0.735 ) is essentially the same ratio as explicitly recited (90 mm / 120 mm or 0.75) thus suggesting the figure is reasonably to scale. If not anticipated outright, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a distance within the claimed range since such a distance is generally suggested by prior art considering the relative dimensions and orientation of the rollers and coating system components. Claim 2: Mizuno has taught teaches wherein the filler in the coating is contained in an amount of 50-80% by volume, and further wherein the filler includes 20-50 % by volume alumina and 50-80 % by volume boron and the resin includes liquid crystal polyester and an exemplary solvent as DMAc, further wherein the DMAc is initially prepared with the resin as solvent % by weight of 78% by mass (see, for example, [0078], [0082], [0086], [0112]). By calculation using densities of Al2O3 of 3.89 g/cc, BN of 2.1, LCP as 1.45 g/cc and DMAc as 0.937 and the exemplary liquid crystal polyester solution preparation amounts (mass % of LCP in solvent / resin component = 22 wt%) and for a filler being a mixture of Al2O3 and BN at endpoints of 50% filler (20/80 Al2O3/BN) and 80% filler (50/50 Al2O3/BN) (balance LCP / DMAc mixture); the range of possible solvent content to 100 parts by mass mixture of the resin and filler range from 6.5 to 30 parts. Although such a range is not explicitly 10-50 parts by mass with respect to 100 parts by mass of a mixture of the resin and the filler as claimed, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a concentration within the claimed range since in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976), and / or since generally, differences in concentration or temperature will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration or temperature is critical.(MPEP 2144.05 II A). Claim 3: Mizuno further teaches wherein the resin / solvent mixture posses a viscosity of 320 cP (See, for example, [0112]), Mizuno further teaches wherein the coating liquid is further mixed with from 50-80% by volume of filler, therefore, naturally, depending on the amount of additional solids, in the form of filler added thereto the viscosity would be a value greater than 320 cP (see, for example, [0078]). Komoda further teaches wherein the viscosity influences the requisite coating conditions of a formulation to achieve uniform layers (See, for example, abstract, 62-63, conclusion). Although such a range is not explicitly 100-20000 cP at a temperature of 25oC, it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a value within the claimed range since in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976), and / or since discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art. In re Boesch, 617 F.2d 272, 276 (CCPA 1980). Claim 4: Mizuno further teaches wherein the boron nitride is contained in a content ratio of ~68 parts by mass with respect to 100 parts by mass of a mixture of boron nitride and the aluminum oxide (see, for example, [0082, [0086], example 11, Table 1; such as a 80:20 volume ratio of Boron to alumina, such as in example 11 wherein 80 vol % of Boron ratio by conversion using the density of BN as 2.1 g/cc and Al2O-3- as 3.89 g/cc results in a 68:32 ratio by weight, or ~68 parts as claimed). Claim 6: refer to the rejections of claims 2 and 3 above. Claim 7: refer to the rejections of claims 2 and 4 above. Claim 8 refer to the rejections of claims 3 and 4 above. Claim 9: refer to the rejections of claims 6 and 4 above. Claim(s) 3, 6, 8, and 9 is/are alternatively rejected under 35 U.S.C. 103 as being unpatentable over Mizuno in view of Komoda as applied to claim 1, 2, and 4 above, and further in view of Kasai. Claim 3: Mizuno further teaches wherein the resin / solvent mixture possesses a viscosity of 320 cP (See, for example, [0112]), but is silent as to the viscosity of the final coating liquid. Komoda further teaches wherein the viscosity influences the requisite coating conditions of a formulation to achieve uniform layers (See, for example, abstract, 62-63, conclusion). They both are concerned with the uniformity of applied layers, but they do not explicitly teach wherein the coating liquid has a viscosity of 100 to 20000cP at 25oC. Kasai teaches a method of applying coatings comprising resin, filler and solvents, further for producing layers within printed circuit boards (See, for example, [0001], [0007]). Kasai further teaches wherein the viscosity of coating dispersion liquid should preferably be 100 to 5000 cP (mPa-s) at 25C to provide excellent dispersibility and improved filling and thus resulting in enhanced ease of forming a highly flat coating layer (See, for example, [0009], [0037]). Therefore it would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the claimed invention to have incorporated a viscosity of 100 to 5000 cP at 25oC since it would predictably provide a coating formulation with excellent dispersibility and improved filling, and enhanced ease of forming a high flat coating. Claim 6: refer to the rejections of claims 2 (over Mizuno in view of Komoda) and 3 (over Mizuno in view of Komoda and Kasai) above. Claim 8 refer to the rejections of claims 3(over Mizuno in view of Komoda and Kasai) and 4 (over Mizuno in view of Komoda) above. Claim 9: refer to the rejections of claims 6 (over Mizuno in view of Komoda and Kasai) and 4 (over Mizuno in view of Komoda) above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN H EMPIE whose telephone number is (571)270-1886. The examiner can normally be reached Monday-Thursday 5:30AM - 4 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Cleveland can be reached at 571-272-1418. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN H EMPIE/ Primary Examiner, Art Unit 1712
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Prosecution Timeline

Sep 27, 2024
Application Filed
Mar 16, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
44%
Grant Probability
86%
With Interview (+42.5%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 706 resolved cases by this examiner. Grant probability derived from career allow rate.

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