Prosecution Insights
Last updated: October 02, 2026
Application No. 18/856,237

PROCESS FOR PREPARING BISCUIT FILLINGS

Non-Final OA §103§112
Filed
Oct 11, 2024
Priority
Apr 14, 2022 — provisional 63/331,192 +3 more
Examiner
GWARTNEY, ELIZABETH A
Art Unit
Tech Center
Assignee
Cargill Incorporated
OA Round
1 (Non-Final)
36%
Grant Probability
At Risk
1-2
OA Rounds
5y 0m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allowance Rate
244 granted / 678 resolved
-24.0% vs TC avg
Strong +35% interview lift
Without
With
+34.8%
Interview Lift
resolved cases with interview
Typical timeline
7y 0m
Avg Prosecution
67 currently pending
Career history
743
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
51.1%
+11.1% vs TC avg
§102
7.7%
-32.3% vs TC avg
§112
32.5%
-7.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 678 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 11 is objected to because of the following informalities: insert “; and” after the word shear in step d). Change step e) to recite “repeat step c) as needed.” Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, the recitation of step a. “mixing a powdered fat and one or more other food ingredients other than liquid oil, and/or a fat composition different from liquid oil” renders the claim indefinite. It is not clear if the powdered fat is mixed with one or more other food ingredient and/or a fat composition different from liquid oil or if the powdered fat is mixed with one or more other food ingredients other than liquid oil and fat compositions different than liquid oil. With respect to the prior art mixing of powdered fat with one or more food ingredients including a fat composition different from liquid oil would meet the claim limitation. Regarding claim 6, the recitation of steps a) –c) render the claim indefinite. It is not clear if the recited steps are in addition to the steps of claim 1 or if the steps are repeated with step (d) further limiting the process of claim 1. Regarding claim 8, the recitation “wherein the obtained food product is a filling that is applied to a first biscuit, cookie, cracker or wafer and optionally a second biscuit, cookie, cracker or wafer on top of the filling is added to make a filled biscuit, cookie, cracker or wafer” renders the claim indefinite. It is not clear if Applicant intends to claim an additional step of applying or adding the filling obtained in step b to a biscuit, cookie, cracker or wafer or if the limitation s merely a recitation of intended use. Regarding claim 9, the recitation “wherein the steps of applying filling to a first biscuit, cookie, cracker or wafer and optionally adding a second biscuit, cookie, cracker or wafer on top ofc the filing is repeated several times, to have one or more biscuit, cookie, cracker or wafer layer and fillings between a top and bottom biscuit, cookie, cracker or wafer” renders the claim indefinite. Given claim 8, from which claim 9 depends, does not recite a step of applying filing to a first, biscuit, cookie, cracker or wafer, there is no antecedent basis for the term “the steps of applying filling . . .”. Regarding claim 10, the recitation “wherein sweeteners, bulking agents, powdered fat and optionally liquid oil and/or fat composition and/or other food ingredients are tempered at a temperature in the range of 10⁰ to 60⁰C, and the process steps are carried out at this temper temperature” renders the claim indefinite. It is not clear if Applicants are intending to claim wherein sweeteners, bulking agents, powdered fat along with other food ingredients are required as part of the filling or wherein all food ingredients and optionally liquid oil and/or fat composition are tempered. Regarding claim 11, the recitation of step a. “mixing of food ingredients other than fat and liquid oil, and/or optionally a fat composition and/or a liquid oil” renders the claim indefinite. It is not clear what “fat or liquid oil” components are excluded from mixing. How can fat and liquid oil be excluded from mixing with food ingredient but also be mixed with food ingredients? With respect to the prior art, step a) including mixing food ingredients optionally with a fat composition or a liquid oil. Moreover, with regarding claim 11, the recitation of step c) add optionally other food ingredient other than liquid oil to a) and apply shear d) add a powdered fat to c) and apply shear e) Repeat c) as need” renders the claim indefinite. It is unclear if steps d) and e) are required if step c) is not conducted. Step c) is optional. Claims 2-5, 7, 12 and 13 are rejected because they are dependent from a rejected base claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-13 are rejected under 35 U.S.C. 103 as being unpatentable over Arfsten et al. (US 2014/0154394- IDS filed October 11, 2024). Regarding claims 1 and 4-6, Arfsten et al. disclose a method of preparing a filling comprising the steps of: (a) mixing an encapsulated liquid oil ( i.e. powdered fat) with the remaining ingredients of the filling composition including a solid fat (i.e., one or more other food ingredients other than liquid oil); (Abstract, [0025], [0041]-[0044], [0068], [0077], [0091]-[0100]). Arfsten et al. disclose mixing can be carried out by conventional mixing, refining and/or aeration methods, for instance using standard industrial mixing apparatus (i.e. applying shear – [0062],[0078]). Arfsten et al. disclose the addition of free liquid oil is optional ([0077]). Arfsten et al. disclose wherein the filling is a biscuit filling, a wafer filling, a cracker filling or a cake filling ([0002], [0068], [0080]). Regarding claim 2, Arfsten et al. disclose all of the claim limitations as set forth above. Arfsten et al. disclose the remaining ingredient of the filling composition can be powder, for example cheese powder, skimmed milk powder, or whey powder ([0092]-[0098]/Examples). Regarding claim 3, Arfsten et al. disclose all of the claim limitations as set forth above. Arfsten et al. disclose liquid oil is added as part of the filling composition. While Arfsten et al. does not disclose adding the liquid oil after mixing the encapsulated liquid oil with the remaining ingredients of the filling composition, selection of any order of mixing ingredient is prima facie obvious in the absence of new or unexpected results – MPEP §2144.04 IV C). Regarding claim 7, Arfsten et al. disclose all of the claim limitations as set forth above. Arfsten et al. disclose the remaining ingredients of the filling composition (i.e., food ingredients other than liquid oil) may be sugar (i.e., sweetener, salt (i.e., spice), or solid fat (i.e., fat composition-[0091]-[0098]/Examples). Regarding claim 8, Arfsten et al. disclose all of the claim limitations as set forth above. Arfsten et al. disclose the filling is intended for use with biscuits, crackers or wafers ([0002], [0068], [0080]). Regarding claim 9, Arfsten et al. disclose all of the claim limitations as set forth above. While Arfsten et al. only disclose the use of the filling for biscuits, crackers or wafers, mere duplication of the process steps to create a multi-layered product has not patentable significant unless a new and unexpected result is produced. I would have been obvious to one of ordinary skill in the art to have repeated the filling process on, for example a cookie to produce a multi-layered cookie and filling product. Regarding claim 10, Arfsten et al. disclose all of the claim limitations as set forth above. Given Arfsten et al. disclose a process of preparing fillings at ambient temperature (i.e., no temperature increase or decrease is claimed) inherently the remaining ingredients in the filling are tempered at ambient temperature (i.e., about 20⁰C) and utilized in the process at ambient temperature (i.e., about 20⁰C –[0091-[0100]/Examples). Regarding claim 11, Arfsten et al. disclose a method of preparing a filling for biscuits, crackers or wafers comprising the steps of: (a) mixing an encapsulated liquid oil ( i.e. powdered fat) with the remaining ingredients of the filling composition including a solid fat (i.e., one or more other food ingredients other than liquid oil); (Abstract, [0025], [0041]-[0044], [0068], [0077], [0091]-[0100]). Arfsten et al. disclose mixing can be carried out by conventional mixing, refining and/or aeration methods, for instance using standard industrial mixing apparatus (i.e. applying shear – [0062],[0078]). While Arfsten et al. does not disclose adding the encapsulated liquid oil after mixing the r remaining ingredients of the filling composition, selection of any order of mixing ingredient is prima facie obvious in the absence of new or unexpected results – MPEP §2144.04 IV C). Regarding claims 12 and 13, Arfsten et al. disclose all of the claim limitations as set forth above. Arfsten et al. disclose the prepared filling composition has a fat content in the range of 5 to 70% (w/w)([0065]). In the case where the claimed ranges overlap or lie inside ranges disclosed by the prior art, a prima facie case of obviousness exists (MPEP §2144.05). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELIZABETH A GWARTNEY whose telephone number is (571)270-3874. The examiner can normally be reached M-F: 9 a.m. - 5 p.m. EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ELIZABETH A. GWARTNEY Primary Examiner Art Unit 1759 /ELIZABETH GWARTNEY/ Primary Examiner, Art Unit 1759
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Prosecution Timeline

Oct 11, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12690604
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Patent 12680059
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
36%
Grant Probability
71%
With Interview (+34.8%)
7y 0m (~5y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 678 resolved cases by this examiner. Grant probability derived from career allowance rate.

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