Prosecution Insights
Last updated: April 19, 2026
Application No. 18/857,005

METHOD FOR INSTALLATION OF AN OFFSHORE WIND TURBINE FOUNDATION MONOPILE

Non-Final OA §102§103§112
Filed
Oct 15, 2024
Examiner
OQUENDO, CARIB A
Art Unit
3678
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Itrec B V
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
91%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
644 granted / 829 resolved
+25.7% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
27 currently pending
Career history
856
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
45.8%
+5.8% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 829 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 24-41 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 24 recites the limitation "the sea floor" in line 3. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 25 recites the limitation "the soil" in line 2. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 26 recites the limitation "the soil" in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim 31 recites the limitation "the axis of rotation" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 32 recites the limitation "the seabed" in line 3. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 32 recites the limitation "the circumference" in line 12. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 37 recites the limitation "the monopile" in line 2. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 37 recites the limitation "the foot end" in line 2. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 37 recites the limitation "the sea floor" in line 3. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim 37 recites the limitation "the central axis" in line 4. There is insufficient antecedent basis for this limitation in the claim. Dependent claims are rejected for depending from a rejected claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 24-34 and 36-41 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Arntz (WO 2020/207903). With regards to claim 24, Arntz discloses a method for installation of an offshore wind turbine foundation monopile (1) in a seabed (page 9, line 1), the monopile having a foot end (4), a top end (3), and a longitudinal axis (figure 1), the method comprising: supporting the monopile in an upright position with the foot end on the sea floor; and revolving the monopile about the longitudinal axis, such that the monopile makes multiple revolutions while being driven into the seabed (page 9, line 15-29; figures 1-11). As to claim 25, Arntz discloses wherein the method further comprises using gravitational forces to press the monopile into the soil by providing a weight at the top end of the monopile masses and/or wherein the method further comprises vibrating the monopile in an axial direction (abstract; “wherein at the upper end or near or at the open lower end (4) vibration means are present”; page 4, lines 31-32; “Vibration means making use of an eccentric mass are known”). As to claim 26, Arntz discloses wherein the method further comprises fluidising the soil by injecting water into the soil at the foot end of the monopile, and allowing the fluidised soil to flow away from below the monopile (figure 2; page 12, lines 13-25; “means (6) to discharge a fluid into the interior space (20) of the tubular housing and means (7) to discharge a fluid from the lower end (4) of the tubular housing (2) in a direction which has a downward directional component.”). As to claim 27, Arntz discloses wherein the method further comprises vibrating the monopile (eccentric masses 45) in a circumferential direction (figure 8-9). As to claim 28, Arntz discloses wherein the frequency of the vibration is between 10 and 500 Hz (page 9, line 26; “The frequency of the vibration means is suitably between 10 and 200 Hz.”). As to claim 29, Arntz discloses wherein the vibration device engages an outside surface of the foundation monopile (page 4, lines 14-15) and/or is mounted at the top end onto the monopile (abstract; “wherein at the upper end or near or at the open lower end (4) vibration means are present”). As to claim 30, Arntz discloses wherein there are multiple vibration devices (5), and the multiple vibration devices are tuned such that they generate an interference pattern comprising peaks that generate a net circumferential displacement in a revolution direction, and thus revolve the monopile about the longitudinal axis of the monopile (figures 1-2 and 9; page 5, lines 6-22; “synchronized their motion”). As to claim 31, Arntz discloses wherein the vibration is achieved by using a number of individual vibration devices each comprising a hydraulic motor connected to a rotating eccentric mass, and wherein the axis of rotation of the eccentric masses are directed in a radial direction with respect to the monopile, to enable the vibration devices to generate a circumferentially directed vibration force (page 5, lines 6-22; “The rotating eccentric masses are suitably connected to one or more electric, pneumatic or hydraulic motors. The axis of rotation of the eccentric masses are suitably directed in a radial direction with respect to the ring shaped housing.”). As to claim 32, Arntz discloses an offshore wind turbine foundation monopile (1), the monopile having a foot end (4), a top end (3), and a longitudinal axis (figure 1), wherein the monopile is configured to be revolved about the longitudinal axis of the monopile during installation of the monopile in the seabed (figure 9), wherein: the monopile is provided with one or more fluidisation conduits (6, 7) extending in the longitudinal direction of the monopile for channelling fluidisation fluid to the foot end of the monopile and with multiple fluidisation fluid nozzles (16, 23) along the circumference of the foot end of the monopile for dispensing jets of fluidisation fluid at the foot end of the monopile during installation of the monopile (figure 1-2); and/or the monopile is configured to be engaged by a pile revolver (ring shaped element 17 includes vibrating device 8 for rotation of pile, figures 1-4). As to claim 33, Arntz discloses wherein the monopile is provided with seats for one or more vibration devices (8) at the top end of the monopile (1) (figures 1-4; Abstract “wherein at the upper end or near or at the open lower end (4) vibration means are present”; see figure 8, clamp 46 seat on the bottom edge similar configuration can be achieved at the upper end). As to claim 34, Arntz discloses wherein the monopile (1) has a diameter of at least 8 meters (figure 1; page 8, lines 20-23). As to claim 37, Arntz discloses a monopile installation system, the system comprising; a monopile support for supporting the monopile in an upright position with the foot end (4) of the monopile on the sea floor (figure 1; page 9, lines 7-14); and a monopile revolver for revolving the monopile about the central axis during installation of the monopile (ring shaped element 17 includes vibrating device 8 for rotation of pile, figures 1-4). As to claim 38, Arntz discloses wherein the monopile revolver (17) comprises multiple vibration devices (8) to be mounted on the top end of the monopile or one or more revolvers configured to engage an outside surface of the monopile and enact a circumferential pile revolving force on the outside surface (abstract; page 4, lines 14-15). As to claim 39, Arntz discloses wherein the installation system further comprises: a pile drive for generating an axial pile driving force (ring 13 with vibrating means 8 generates an axial pile driving force; figures 1-11). As top claim 40, Arntz discloses wherein the installation system further comprises a monopile (1), the monopile having a foot end (4), a top end (3), and a longitudinal axis (figure 1), wherein the monopile is configured to be revolved about the longitudinal axis of the monopile during installation of the monopile in the seabed, wherein: the monopile is provided with one or more fluidisation conduits (28) extending in the longitudinal direction of the monopile for channeling fluidisation fluid to the foot end of the monopile and with multiple fluidisation fluid nozzles (6, 7, 16, 23) along the circumference of the foot end of the monopile for dispensing jets of fluidisation fluid at the foot end of the monopile during installation of the monopile; and/or the monopile is configured to be engaged by a pile revolver (17 or 39) (figure 1-2 and 8-9). As to claim 41, Arntz discloses a vessel (inherent from figure 8, umbilical 42 are known to be connected to a vessel located at the water surface) provided with the system according to claim 37 (see rejection of claim 37 above). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 35 is/are rejected under 35 U.S.C. 103 as being unpatentable over Arntz (WO 2020/207903) in view of Song (US 2015/0345098). As to claim 35, Arntz discloses the invention substantially as claimed. However, Arntz is silent about wherein the monopile is at the foot end provided with multiple excavation blades, which excavation blades are mounted to a bottom surface of the monopile or to a flange mounted to the bottom end of the monopile, wherein the excavation blades extend at an angle with the circumference of the monopile to force soil in a radial direction away from below the monopile. Song teaches a monopile (10) including at the foot end provided with multiple excavation blades (500), which excavation blades are mounted to a bottom surface of the monopile or to a flange mounted to the bottom end of the monopile (figure 1). It would have been obvious to one of ordinary skill in the art to modify the monopile of Arntz to include the blades as taught by Song, since it would provide grounding, increasing a tip support force. However, Song is silent about wherein the excavation blades extend at an angle with the circumference of the monopile to force soil in a radial direction away from below the monopile. It would have been an obvious to one having ordinary skill in the art at the time the invention was filed to modify the angle of the blades, since it has been held that a mere reconfiguration of the essential working parts of a device involves only routine skill in the art. In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARIB A OQUENDO whose telephone number is (571)270-7411. The examiner can normally be reached Monday-Friday, 9am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amber Anderson can be reached at 571-270-5281. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CARIB A OQUENDO/ Primary Examiner, Art Unit 3678
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Prosecution Timeline

Oct 15, 2024
Application Filed
Feb 05, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
91%
With Interview (+13.6%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 829 resolved cases by this examiner. Grant probability derived from career allow rate.

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