Prosecution Insights
Last updated: July 17, 2026
Application No. 18/862,200

OPTICAL ISOLATOR

Non-Final OA §103
Filed
Nov 01, 2024
Priority
May 09, 2022 — JP 2022-077129 +1 more
Examiner
DEAN, RAY ALEXANDER
Art Unit
Tech Center
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
1y 5m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
95 granted / 120 resolved
+19.2% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
38 currently pending
Career history
171
Total Applications
across all art units

Statute-Specific Performance

§103
93.6%
+53.6% vs TC avg
§102
4.3%
-35.7% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 120 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Watanabe (US 20030002128 A1) in view of Ishimatsu (US 20170372501 A1). Re Claim 1, Watanabe discloses, on Fig. 2, An optical isolator with multiple stages, comprising: an optical element comprising at least a first polarizer (polarizer 205) [Par 43], a first Faraday rotator (faraday rotator 203) [Par 43], a second polarizer (polarizer 206) [Par 43], a third polarizer (polarizer 207) [Par 43], a second Faraday rotator (faraday rotator 204) [Par 43], and a fourth polarizer (polarizer 208) [Par 43] in sequence in a direction in which light travels (see Fig. 2 and circles 1-8); and at least one permanent magnet (magnet 210) [Par 43] configured to apply a magnetic field to the first Faraday rotator (if the magnets are present they magnetize faraday rotator 210) [Par 17-18] and the second Faraday rotator (faraday rotator 204) [Par 43], with a relative angle between a transmitted light polarization axis of the second polarizer (polarizer 206) [Par 43] and a transmitted light polarization axis of the third polarizer (See Fig. 3: polarizer 207 and 206 have the same polarization direction so their angle is approaching 0) [Par 43]. But Watanabe does not explicitly disclose, wherein the angle is equal to or more than 0.1 degrees. However, within the same field of endeavor, Ishimatsu teaches, that it is desirable in polarizers to control a direction (angle) of a transmission axis of a polarized light transmitted therethrough [Par 44], and that doing so only necessitates “rotating the polarizer” [Par 45]. Thus Ishimatsu teaches that methods of controlling and adjusting the angle of transmission of polarizer light through a polarizer is known in the art at the time of the invention, and one of ordinary skill in the art would have been capable of simply rotating one of the second or third polarizers slightly such that the transmission angle is equal to or greater than 0.1 degrees. Further one of ordinary skill would have been motivated to do so, to control the polarized image light that is transmitted and then captured by a sensor [Par 44]. Note that the Court has held that where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation; see In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235. Therefore, it would have been obvious to one of ordinary skill in the art before the filing date of the invention to modify the system of Watanabe with Ishimatsu, in order to provide control of the polarized image light that is transmitted and then captured by a sensor [Ishimatsu: Par 44] Re Claim 2, Watanabe in view of Ishimatsu, discloses, the optical isolator according to claim 1, and Watanabe further discloses, wherein the first polarizer (polarizer 205) [Par 43], the first Faraday rotator (faraday rotator 203) [Par 43], and the second polarizer (polarizer 206) [Par 43] are integrated (See Fig. 2 where substrate 201 is processed at an oblique such that polarizers 205 and 206, and rotator 203 are together obliquely disposed as well and thus integrated) [Par 44], and the third polarizer (polarizer 207) [Par 43], the second Faraday rotator (faraday rotator 204) [Par 43], and the fourth polarizer (polarizer 208) [Par 43] are integrated (See Fig. 2 where components 207, 204, and 208 are together flat on substrate 201 and thus integrated) [Par 44]. Re Claim 3, Watanabe in view of Ishimatsu discloses, the optical isolator according to claim 1, and Watanabe further discloses, wherein the second polarizer (polarizer 206) [Par 43] and the third polarizer (polarizer 207) [Par 43] are flat-plate polarizers (See Fig. 2: where all theb polarizers flat plate-like surfaces, and they are made of Polarcor polarizing glass) [Par 68] . Re Claim 4, Watanabe in view of Ishimatsu discloses, the optical isolator according to claim 2, and Watanabe further discloses on Fig. 2, wherein the second polarizer (polarizer 206) [Par 43] and the third polarizer (polarizer 207) [Par 43] are flat-plate polarizers (See Fig. 2: where all theb polarizers flat plate-like surfaces, and they are made of Polarcor polarizing glass) [Par 68]. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chang (US 5808793 A) teaches a optical isolator, with a first polarizer, a faraday rotator, a second polarizer, a third polarizer, a second faraday rotator, and a fourth polarizer in order. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAY ALEXANDER DEAN whose telephone number is (571)272-4027. The examiner can normally be reached Monday-Friday 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bumsuk Won can be reached at (571)-272-2713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RAY ALEXANDER DEAN/ Examiner, Art Unit 2872 /BUMSUK WON/ Supervisory Patent Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

Nov 01, 2024
Application Filed
Jun 24, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
95%
With Interview (+16.2%)
3y 1m (~1y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 120 resolved cases by this examiner. Grant probability derived from career allowance rate.

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