Prosecution Insights
Last updated: October 02, 2026
Application No. 18/887,445

SEMICONDUCTOR DEVICES AND DATA STORAGE SYSTEMS INCLUDING THE SAME

Non-Final OA §DOUBLEPATENT
Filed
Sep 17, 2024
Priority
Jun 03, 2021 — RE 10-2021-0071950 +1 more
Examiner
LEBENTRITT, MICHAEL
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
935 granted / 1014 resolved
+32.2% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
16 currently pending
Career history
1028
Total Applications
across all art units

Statute-Specific Performance

§101
6.7%
-33.3% vs TC avg
§103
41.8%
+1.8% vs TC avg
§102
28.5%
-11.5% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1014 resolved cases

Office Action

§DOUBLEPATENT
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 9/17/2024 and 08/15/2025 was filed after the mailing date of the first action on the merits. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Double Patenting Claims 1-20 are rejected on the ground of non-statutory double patenting as being unpatentable over claims 1-23 of U.S. Patent No. 12,120,876. Although the claims at issue are not identical, they are not patentably distinct from each other because similar subject matter is claimed: ‘876 A semiconductor device, comprising: a first semiconductor structure including a first substrate, circuit elements on the first substrate, and lower interconnection lines; and a second semiconductor structure on the first semiconductor structure, wherein the second semiconductor structure includes a second substrate having a first region and a second region, gate electrodes stacked on the second substrate to be spaced apart from each other in a first direction, the gate electrodes at least partially defining first and second stack structures, interlayer insulating layers alternately stacked with the gate electrodes, channel structures penetrating through the first and second stack structures, the channel structures extending in the first direction, the channel structures respectively including a channel layer, the channel structures being in the first region, separation regions penetrating through the first and second stack structures and extending in a second direction, first and second contact plugs each penetrating through the first and second stack structures and extending into the first semiconductor structure in the first direction, the first and second contact plugs being in the second region, and contact insulating layers in contact with portions of the gate electrodes and surrounding each of the first and second contact plugs, the contact insulating layers being in the second region, wherein the first stack structure has, in the second region, first pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in the second direction to be connected to the first contact plugs, respectively, and first dummy areas located on at least one side of each of the first pad areas and spaced apart from the first contact plugs, wherein the second stack structure has, in the second region, second pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in the second direction and connected to the second contact plugs, respectively, and second dummy areas located on at least one side of each of the second pad areas and spaced apart from the second contact plugs, and wherein the first pad areas overlap the second dummy areas in the first direction, and the second pad areas overlap the first dummy areas in the first direction. Instant application: 1. A semiconductor device, comprising: a first semiconductor structure including a first substrate, circuit elements on the first substrate, and lower interconnection lines; and a second semiconductor structure on the first semiconductor structure, wherein the second semiconductor structure includes a second substrate having a first region and a second region, first and second stack structures vertically stacked on the second substrate, each of the first and second stack structures including gate electrodes stacked to be spaced apart from each other in a first direction, channel structures penetrating through the first and second stack structures, the channel structures being in the first region, and first and second contact plugs each penetrating through the first and second stack structures and extending into the first semiconductor structure in the first direction, the first and second contact plugs being in the second region, and wherein the first stack structure has, in the second region, first pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in a second direction to be connected to the first contact plugs in first contact regions, respectively, and first dummy areas located on at least one side of each of the first pad areas and spaced apart from the first contact plugs, wherein the second stack structure has, in the second region, second pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in the second direction to be connected to the second contact plugs in second contact regions, respectively, and second dummy areas located on at least one side of each of the second pad areas and spaced apart from the second contact plugs, and wherein in each of the first pad areas, at least two of the first contact regions have different lengths in the second direction. ‘876 18. A semiconductor device, comprising: a first substrate; circuit elements on the first substrate; lower interconnection lines electrically connected to the circuit elements; a second substrate on the lower interconnection lines; gate electrodes stacked on the second substrate to be spaced apart from each other in a first direction, the gate electrodes at least partially defining first and second stack structures; channel structures penetrating through the gate electrodes, the channel structures extending in the first direction, the channel structures respectively including a channel layer; and first and second contact plugs each penetrating through the first and second stack structures, the first and second contact plugs being connected to the gate electrodes, respectively, the first and second contact plugs extending in the first direction, wherein the first stack structure has first pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in a second direction and are connected to the first contact plugs, respectively, wherein the second stack structure has second pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in the second direction and are connected to the second contact plugs, respectively, and wherein the first pad areas and the second pad areas are offset in relation to each other so as not to overlap each other in the first direction. Instant: 15. A semiconductor device, comprising: a substrate; first and second stack structures vertically stacked on the substrate, each of the first and second stack structures including gate electrodes stacked to be spaced apart from each other in a first direction; channel structures penetrating through the gate electrodes; and first and second contact plugs each penetrating through the first and second stack structures, the first and second contact plugs being connected to the gate electrodes, respectively, the first and second contact plugs extending in the first direction, wherein the first stack structure has first pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in a second direction to be connected to the first contact plugs in first contact regions, respectively, wherein the second stack structure has second pad areas in which the gate electrodes extend further than upper gate electrodes, respectively, in the second direction to be connected to the second contact plugs in second contact regions, respectively; wherein at least two of the first contact regions have different lengths in the second direction, and wherein each contact plug of the first and second contact plugs includes, a vertical extension portion extending in the first direction, and a horizontal extension portion extending horizontally from the vertical extension portion, to contact an uppermost gate electrode in one pad area of the first and second pad areas. The difference between the two sets of independent claims is that the patented claims claim overlapping pad areas, while the instant application claims different lengths for the contact regions. It would have been obvious to one of ordinary skill in the art to form contact regions with different lengths, because the first and second pad areas have different spacings. Note: Dependent claims not repeated for brevity of office action. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL LEBENTRITT whose telephone number is (571)272-1873. The examiner can normally be reached IFP Mon- Fri 8:30 am- 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue Purvis can be reached at (571)272-1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MICHAEL . LEBENTRITT Primary Examiner Art Unit 2893 /MICHAEL LEBENTRITT/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Sep 17, 2024
Application Filed
Sep 24, 2026
Non-Final Rejection mailed — §DOUBLEPATENT (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12751015
SEMICONDUCTOR DEVICE AND METHOD FOR MANUFACTURING THE SAME, AND ELECTRONIC SYSTEM INCLUDING SEMICONDUCTOR DEVICE
2y 7m to grant Granted Sep 29, 2026
Patent 12745434
FIELD-EFFECT TRANSISTOR CRESCENT-SHAPED DIELECTRIC ISOLATION
2y 11m to grant Granted Sep 22, 2026
Patent 12745647
HIGH FREQUENCY TRANSISTOR
2y 6m to grant Granted Sep 22, 2026
Patent 12740427
RF AMPLIFIERS WITH IMPROVED STABILITY BY SOURCE INDUCTANCE ADJUSTMENT
2y 11m to grant Granted Sep 15, 2026
Patent 12727326
DISPLAY APPARATUS AND METHOD OF MANUFACTURING THE SAME
3y 10m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
98%
With Interview (+6.2%)
2y 3m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1014 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month