Prosecution Insights
Last updated: October 02, 2026
Application No. 18/935,159

COMPACT LASER-POWERED SPECKLE VISIBILITY SPECTROSCOPY DEVICES

Non-Final OA §101§102§103
Filed
Nov 01, 2024
Priority
Nov 03, 2023 — provisional 63/547,269
Examiner
MATTSON, SEAN D
Art Unit
Tech Center
Assignee
California Institute of Technology
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
1y 5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
252 granted / 375 resolved
+7.2% vs TC avg
Strong +42% interview lift
Without
With
+42.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
28 currently pending
Career history
410
Total Applications
across all art units

Statute-Specific Performance

§101
8.9%
-31.1% vs TC avg
§103
42.8%
+2.8% vs TC avg
§102
8.9%
-31.1% vs TC avg
§112
34.2%
-5.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 375 resolved cases

Office Action

§101 §102 §103
DETAILED ACTION Summary Claims 1-3, 5, 7, 9-10, 13, 16-17, 19-22, 25, 27, 30-31, 33, 39, and 41-44 are pending in the application. Claims 1-3, 5, 7, 9-10, 13, 16-17, 19-22, 25, 27, 30-31, and 33 have been withdrawn from further consideration. Claims 39, and 41-44 are rejected under 35 USC 101. Claims 39 and 41 are rejected under 35 USC 102(a)(1). Claims 42-44 are rejected under 35 USC 103. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group III in the reply filed on 8/28/2026 is acknowledged. Claims 1-3, 5, 7, 9-10, 13, 16-17, 19-22, 25, 27, 30-31, and 33 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 8/28/2026. Claim Objections Claims 39, and 41-44 objected to because of the following informalities: Claim 39 recite “one more structures” in lines 4-5. It should recite “one or more structures”. Claim 39 recites “indicative of light” in line 6. It should recite “indicative of the light”. Claim 39 recites “one more structures” in line 6. It should recite “the one or more structures”. Claim 41 recites “indicative of light” in line 2. It should recite “indicative of the light”. Claim 41 recites “one more structures” in line 2. It should recite “the one or more structures”. Claim 42 recites “normalizing each speckle image” in line 2. It should recite “normalizing each of the plurality of speckle images”. Claims 42 recites “each normalized speckle image” in line 4. It should recite “each of the normalized speckle images”. Appropriate correction is required. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 39 and 41-44 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. The claim(s) recite(s) a mental process. This judicial exception is not integrated into a practical application because the additional limitations are directed to . The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional limitations are directed to insignificant pre-solution activities. Claim 39 recites an abstract idea without significantly more. The step of “based on the information indicative of light reflected from one or more structures within the brain, determining one or more cerebral blood metrics as a function of time” is directed to an abstract idea of a mental process. A user, looking at information indicative of reflective light, could determine a blood flow metric using only their mind. The claim recites an abstract idea. The additional limitations do not integrate the abstract idea into a practical application. The steps of causing a laser light to be emitted into a brain and obtaining, using a light detector, information indicative of light reflected from the brain is directed to an insignificant pre-solution activity of gathering data, as it is directed to a necessary data gathering step. The claim is directed to an abstract idea. The claim is not significantly more than the judicial exception. As detailed above, the additional limitations are an insignificant pre-solution activity of gathering data, and does not amount to significantly more than the judicial exception. The claim is not subject matter eligible. Claim 41 is further narrowing the abstract idea of determining a cerebral blood flow metric, and is also directed to an abstract idea. The user, looking at speckle images, could determine a cerebral blood flow metric using only their mind. The claim recites no additional limitations which either integrate the abstract idea into a practical application or amounts to significantly more than the practical application. The claim is not subject matter eligible. Claim 42 recite an abstract idea without significantly more. The steps of normalizing speckle images, calculating a speckle contract, and adjusting a speckle contrast are steps which can reasonably be done in the human mind/with a pen or paper. A user can normalize the image value by thinking about which areas should be more/less bright, and then calculate the contrast and adjust the value of the contrast by thinking about how contrasted the image appears to be and how much of that contrast is due to noise. Furthermore, the steps or normalizing, calculating, and adjusting are also directed to an abstract idea of a mental process. The normalization step is directed to a mathematical algorithm, and the calculation and adjusting steps are directed to mathematical calculations. The claim recites an abstract idea. The claim recites no additional limitations which either integrate the abstract idea into a practical application or amounts to significantly more than the practical application. The claim is not subject matter eligible. Claim 43 recites an abstract idea without significantly more. The steps of calculating a cerebral blood flow is directed at an abstract idea of a mental process. A user, looking at speckle contrast values of images acquired during a breath hold, could determine the cerebral blood flow using only their mind (e.g. by using their experience to associated the values with flow values). The claim recites an abstract idea. The claim recites no additional limitations which either integrate the abstract idea into a practical application or amount to significantly more than the judicial exception. The claim is not subject matter eligible. Claim 43 recites an abstract idea without significantly more. The steps of calculating cerebral blood flow values and calculating a heart rate are directed at an abstract idea of a mental process. A user, looking at speckle contrast values of images acquired during a breath hold, could determine the cerebral blood flow and heart rate values using only their mind (e.g. by using their experience to associated the contrast values with flow values, and flow values with heart rate values). The claim recites an abstract idea. The claim recites no additional limitations which either integrate the abstract idea into a practical application or amount to significantly more than the judicial exception. The claim is not subject matter eligible. Claim Rejections – 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 39 and 41 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xu et al. (Xu, Jian, et al. “Interferometric speckle visibility spectroscopy (ISVS) for human cerebral blood flow monitoring.” Apl Photonics 5.12 (2020).). Regarding Claim 39, Xu discloses a method of determining one or more cerebral blood metrics (Abstract), the method comprising: causing, using a laser (Pg. 4, Col 2, ¶ 3), light to be emitted into a brain within a skull of a head of a user (Fig. 1a)+(Fig. 3a) (Pg. 6, Col 1, ¶2); obtaining, using a light detector (Fig. 3a, camera)+ (Pg. 6, Col 1, ¶2), information indicative of light reflected from one more structures within the brain (Pg. 6, Col 2, ¶1-2); and based on the information indicative of light reflected from one more structures within the brain, determining one or more cerebral blood metrics as a function of time (Fig. 3e-i)+(Pg. 8, Col 1, ¶3). Regarding Claim 41, Xu discloses the invention as claimed. Xu further teaches wherein the obtained information indicative of light reflected from one more structures within the brain comprises a plurality of speckle images (Pg. 3, Section Principal)+(Pg. 6, Col 2, ¶1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 42-43 are rejected under 35 U.S.C. 103 as being unpatentable over Xu in view of Lee et al. (U.S PGPub 2014/0206980 A1) and Dunn et al. (U.S PGPub 2012/0095354 A1). Regarding Claim 42, the combination of references teaches the invention substantially as claimed. Xu fails to explicitly teach normalizing each speckle image based on a first set of the plurality of speckle images acquired during a first time period; calculating a speckle contrast of each normalized speckle image; and adjusting the speckle contrast to account for noise. Lee teaches a method for calculating blood flow from speckle images (Abstract). This system normalizes each speckle image based on a first set of the plurality of speckle images acquired during a first time period [0037]. The system then calculating a speckle contrast of each normalized speckle image [0037]. It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the system of Xu to normalize the speckle images and calculate a speckle contrast, and taught by Lee, because this allows for the image to determine blood flow parameters in real time with reduced computational complexity, as recognized by Lee [0006]. The combination is silent regarding adjusting the speckle contrast to account for noise. Dunn teaches a system for speckle laser contrast imaging (Abstract). This system adjusts the speckle contrast to account for the noise [0076]+[0092]. It would have been obvious to one of ordinary skill in the art before the effective filing date to adjust the speckle contrast to account for noise, as taught by Dunn, because this would increase the accuracy of the blood flow measurements, as recognized by Dunn [0005]+[0104]. Regarding Claim 43, the combination of references teaches the invention substantially as claimed. Xu further teaches further comprising calculating a cerebral blood flow from the adjusted speckle contrast adjusted for noise of each image of a second set of the plurality of speckle images acquired during a second time period in which the user was holding their breath (Fig. 3g) (Pg. 8, Col 1, ¶1-2). Claim 44 is rejected under 35 U.S.C. 103 as being unpatentable over Xu in view of Lee and Dunn as applied to claim 42 above, and further in view of Mizeva et al (Mizeva, Irina, et al. "Spatial heterogeneity of cutaneous blood flow respiratory-related oscillations quantified via laser speckle contrast imaging." PLoS One 16.5 (2021): e0252296.). Regarding Claim 44, the combination of references teaches the invention substantially as claimed. Xu further teaches calculating a plurality of cerebral blood flow values over time from the adjusted speckle contrast adjusted for noise of a second set of the plurality of speckle images acquired during a second time period in which the user was holding their breath (Fig. 3g) (Pg. 8, Col 1, ¶1-2) and calculating a heart rate from a period in a plurality of cerebral blood flow values over time (Fig. 3e-3f) (Pg. 6, Col 2, ¶1). Xu is silent the cerebral blood flow values used to calculate the heart rate are from when the user was holding their breath. Mizeva teaches a system for using speckle images to analyze blood flow (Abstract). This system analyzes the heart rate calculated from the flow images acquired during a breath hold maneuver (Pg. 3, Physiological tests)+(Pg. 8-9, Breath Holding Test). It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the system of Xu to calculate the cardiac frequency (i.e. heart rate) during a breath hold, as taught by Mizeva, because this removes the affect of respiratory motion from the acquired data, thereby increasing the accuracy of the heart rate calculation, as suggested by Mizeva (Pg. 11, ¶ 4-5). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Guang et al. (CN115211830A), which teaches a method of determining cerebral blood flow using speckle imaging. Dunn et al. (U.S PGPub 2012/0071769 A1), which teaches a method of producing laser contrast speckle images. Dunn (Dunn, Andrew K. "Laser speckle contrast imaging of cerebral blood flow." Annals of biomedical engineering 40.2 (2012): 367-377.) which teaches a method of determining cerebral blood flow from speckle images. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN D MATTSON whose telephone number is (408)918-7613. The examiner can normally be reached Monday - Friday 9 AM - 5 PM PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pascal Bui-Pho can be reached at (571) 272-2714. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEAN D MATTSON/Primary Examiner, Art Unit 3798
Read full office action

Prosecution Timeline

Nov 01, 2024
Application Filed
Sep 22, 2026
Non-Final Rejection mailed — §101, §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12708429
SURGICAL DEVICES, SYSTEMS, AND METHODS FOR CONTROL OF ONE VISUALIZATION WITH ANOTHER
4y 10m to grant Granted Aug 18, 2026
Patent 12702305
SKIN EXAMINATION DEVICE
2y 5m to grant Granted Aug 11, 2026
Patent 12691304
NEUROMODULATION ENERGY APPLICATION TECHNIQUES
2y 5m to grant Granted Jul 28, 2026
Patent 12690780
SYSTEM AND APPARATUS FOR DETECTING CATHETERS RELATIVE TO INTRODUCERS
2y 0m to grant Granted Jul 28, 2026
Patent 12685500
DETECTOR FOR A POSITRON EMISSION TOMOGRAPHY (PET)-SCANNING DEVICE
2y 3m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+42.2%)
3y 4m (~1y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 375 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month