Prosecution Insights
Last updated: August 17, 2026
Application No. 18/958,468

Permanent Magnet Rotor for Electrical Submersible Motor and Methods of Construction Thereof

Non-Final OA §103
Filed
Nov 25, 2024
Examiner
ELNAKIB, AHMED
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Halliburton Energy Services Inc.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
465 granted / 590 resolved
+10.8% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
23 currently pending
Career history
611
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
53.5%
+13.5% vs TC avg
§102
21.5%
-18.5% vs TC avg
§112
22.9%
-17.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 590 resolved cases

Office Action

§103
DETAILED ACTION Claims 1-20 of U.S. Application No. 18958468 filed on 11/25/2024 are presented for examination. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 02/20/2025, 8/22/2025, and 08/27/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement are being considered by the examiner. Claim Objections Claim 1 is objected to because of the following informalities: The limitation in the preamble, “…shaft for an ESP motor…” should read, “…shaft for an electric submersible pump (ESP) motor…”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6, 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Fukushima et al. (US 2005/0285468; Hereinafter, “Fukushima”) in view of El-Baraka Khadija et al. (EP 2856612 B1; Hereinafter, “Khadija”) Regarding claim 1: Fukushima discloses a rotor module (20) configured to be concentrically disposed on a drive shaft (24) for an ESP (intended use limitation that has no patentable weight) motor (title), comprising: a plurality of laminations (26; para [0030], and fig. 1), each configured to be concentrically disposed on the drive shaft (24); a plurality of magnets (22); two end rings (23); and two or more retaining strips (25); wherein: the plurality of laminations (26) are axially stacked (fig. 1,3) to form a carrier (21) having a plurality of axially-extending pockets (penetrating holes 26c), each configured to receive one or more of the plurality of magnets (22), and two or more axially extending slots (penetrating holes 26b), each configured to receive one of the two or more retaining strips (25); PNG media_image1.png 623 790 media_image1.png Greyscale each of the two or more retaining strips (25) extends through both end rings (23; fig. 1) and the corresponding slot (26b) in the carrier (21), and is configured to retain the end rings (23) onto both ends of the carrier (fig. 1); the carrier (21) is disposed between the two end rings (23); and the two or more retaining strips (25) are configured to retain the end rings (23) onto both ends of the carrier (21) without threading (since 25 is a rivet, rivets are known to have no threading). Fukushima does not specifically disclose that the retainers 25 are strip shaped. However, It would have been an obvious matter of design choice to shape Fukushima’s retainers as strips, since such a modification would have involved a mere change in the size or shape of a component. A change in size or shape is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 E 3SPQ 237 (CCPA 1955). Also, Khadija discloses retainers (17, since they retain the magnets radially and axially) that are strip shaped. Therefore, it would have been obvious for a person having ordinary skill in the art, before the effective filing date of the claimed invention to have changed the shape of the rivets 25 to be a strip shaped to ease its deformation, thus to ease the manufacturing of the rotor. Regarding claim 2/1: Fukushima in view of Khadija discloses the limitations of claim 1 and the modified Fukushima further discloses that the two or more retaining strips (25) are configured to retain the end rings (23) onto both ends of the carrier (21) using permanent deformation (as known with rivets) of one or more ends of the strip (25). Regarding claim 3/1: Fukushima in view of Khadija discloses the limitations of claim 1 and the Khadija further discloses that at least one end of each retaining strip (17) is configured to be bent in order to retain the end rings onto the carrier (see fig. 2b and 2c). Regarding claim 4/1: Fukushima in view of Khadija discloses the limitations of claim 1 and t the modified Fukushima further discloses that each end ring (23) has (at least partially) low magnetic permeability (stainless steel, an aluminum alloy, a copper alloy, and a ceramics; para [0040]). Regarding claim 5/1, and 6/1: Fukushima in view of Khadija discloses the limitations of claim 1 and the Khadija further discloses that each retaining strips (17) comprises magnetic steel (made of spring steel, which is a magnetic material); each retaining strip comprises spring steel and is configured to act as a compression spring (spring steel). PNG media_image2.png 161 706 media_image2.png Greyscale Regarding claim 12: Fukushima discloses a method of assembling a rotor module (20), comprising: stacking a plurality of laminations (26) on a mandrel to form a carrier (21), wherein the carrier (21) comprises a plurality of axially-extending pockets (26c) configured to retain a plurality of magnets (22); disposing the plurality of magnets (22) within the pockets of the carrier (21); disposing an end ring (23) at each end of the carrier (21); externally compressing the laminations (21) and end rings (23) axially; inserting a plurality of retaining strips (25) into corresponding slots (26b) within the carrier (21), wherein the retaining strips (25) extend axially through the end rings (23) and the carrier (21); permanently deforming (as known with rivets) one or more end of each retaining strip (25); and releasing the external compression; wherein the permanently deformed one or more end of each retaining strip (25) retains the end rings (23) onto both ends of the carrier (21). Fukushima does not specifically disclose that the retainers 25 are strip shaped. However, It would have been an obvious matter of design choice to shape Fukushima’s retainers as strips, since such a modification would have involved a mere change in the size or shape of a component. A change in size or shape is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 E 3SPQ 237 (CCPA 1955). Also, Khadija discloses retainers (17, since they retain the magnets radially and axially) that are strip shaped. Therefore, it would have been obvious for a person having ordinary skill in the art, before the effective filing date of the claimed invention to have changed the shape of the rivets 25 to be a strip shaped to ease its deformation, thus to ease the manufacturing of the rotor. Regarding claim 13/12: Fukushima in view of Khadija discloses the limitations of claim 12 and the Khadija further discloses providing, by the retaining strips (17), a compression spring force on the carrier and end rings (since 17 is made of a spring material). PNG media_image2.png 161 706 media_image2.png Greyscale Allowable Subject Matter Claims 7-11, 14-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AHMED ELNAKIB whose telephone number is (571)270-0638. The examiner can normally be reached 8:00AM-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tulsidas Patel can be reached at 571-272-2098. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AHMED ELNAKIB/Primary Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Nov 25, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12700761
PERMANENT MAGNET FOR AN ELECTRIC MACHINE AND METHOD OF MAKING THE SAME
2y 6m to grant Granted Aug 04, 2026
Patent 12700760
ROTATING ELECTRIC MACHINE
2y 1m to grant Granted Aug 04, 2026
Patent 12695345
DRIVE UNIT HAVING A FLUID FLOW PATH
3y 0m to grant Granted Jul 28, 2026
Patent 12695346
ANNULAR SILICON STEEL SHEET, CIRCULAR WIRE MOTOR ASSEMBLY, CIRCULAR WIRE MOTOR, AND POWERTRAIN
2y 3m to grant Granted Jul 28, 2026
Patent 12689278
MODULE SYSTEM
2y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
87%
With Interview (+8.6%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 590 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month