Prosecution Insights
Last updated: August 17, 2026
Application No. 18/965,854

SPLICE PLATE WITH SPACING INDICIA FOR CABLE TRAY SECTION SPACING

Non-Final OA §103
Filed
Dec 02, 2024
Priority
Sep 21, 2017 — continuation of 15/711,476
Examiner
FERGUSON, MICHAEL P
Art Unit
Tech Center
Assignee
Emerson Electric Co.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
1y 3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
809 granted / 1275 resolved
+3.5% vs TC avg
Strong +73% interview lift
Without
With
+73.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
49 currently pending
Career history
1320
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
24.1%
-15.9% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1275 resolved cases

Office Action

§103
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of Species 1, Figures 5-11, claims 1-5, 7, 8, 12-16 and 18, in the reply filed on July 8, 2026 is acknowledged. Claims 9-11 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on August 24, 2020. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5, 7, 8, 12, 13, 16 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Lacey, Jr. et al. (US 2015/0233497) in view of Grafton et al. (US 7,918,054). As to claims 1-5 and 7, Lacey, Jr. et al. disclose a splice plate 14 for splicing together longitudinal ends of respective first and second cable tray sections 2 to form a cable tray run, the splice plate having opposite first and second longitudinal ends and a length extending therebetween, the splice plate comprising: a plate body 16 having opposite inboard and outboard faces; a first fastener opening 24 extending through the inboard and outboard faces of the plate body, wherein the first fastener opening is configured to receive a first fastener to fasten the splice plate to the first cable tray section; a second fastener opening 24 extending through the inboard and outboard faces of the plate body, wherein the second opening is spaced apart from the first fastener opening along the length of the splice plate, wherein the second fastener opening is configured to receive a second fastener to fasten the splice plate to the second cable tray section; and [AltContent: arrow][AltContent: textbox (X)][AltContent: arrow] PNG media_image1.png 230 242 media_image1.png Greyscale a window X extending through the inboard and outboard faces of the plate body (Figure 1 reprinted below with annotations; Figures 1-3). Lacey, Jr. et al. fail to disclose a splice plate comprising spacing indicia on the outboard face of the plate body adjacent the window configured to indicate to a user longitudinal spacing between the longitudinal ends of the first and second cable tray sections when the splice plate is fastened to the first and second cable tray sections; wherein the spacing indicia comprises calibrated lines and associated unit of length markings spaced apart along the length of the splice plate configured to be alignable with at least one of the longitudinal ends of the first and second cable tray sections. Grafton et al. teach a bracket plate 210 comprising spacing indicia on an outboard face of a plate body 212 adjacent a window A configured to indicate to a user the relative positioning between the bracket plate and adjustable second bracket plate 222 when the two bracket plates are fastened together (Figure 4A reprinted below with annotations); wherein the spacing indicia comprises calibrated lines and associated unit of length markings spaced apart along the length of the window configured to be alignable with reference markings on the second bracket plate; the calibrated spacing lines along the length of the window being adjustably affixed in alignment with a desired reference marking on the second bracket plate, enabling one to adjustably affix the two brackets relative to one another at a specific desired position (Figures 4A-4B). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the splice plate disclosed by Lacey, Jr. et al. to comprise calibrated spacing lines along the length of the window, as taught by Grafton et al., such that the spacing lines are alignable with one of the longitudinal ends of the first and second cable tray sections, in order to enabling one to adjustably affix the splice plate and each cable tray section relative to one another at a specific desired position. Examiner notes that the Grafton et al. reference has not been relied upon to teach or suggest the adjustable longitudinal spacing between the longitudinal ends of the first and second cable tray sections, nor a longitudinally-extending adjustable-positioning window disposed within the splice plate for monitoring such longitudinal spacing; such limitations and features have been disclosed by the base reference of Lacey, Jr. et al. The Grafton et al. reference has only been applied to teach or suggest modifying the splice plate disclosed by Lacey, Jr. et al. to comprise calibrated spacing lines along the length of the adjustable-positioning window X (Lacey, Jr. Figure 1 reprinted below with annotations). [AltContent: arrow][AltContent: textbox (A)][AltContent: arrow] PNG media_image2.png 231 237 media_image2.png Greyscale As to claims 8 and 12, Lacey, Jr. et al. as modified by Grafton et al. disclose a splice plate 14 wherein at least a portion of the spacing indicia is disposed between the first and second fastener openings 24 relative to the length of the splice plate (Figures 1-3). As to claim 13, Lacey, Jr. et al. disclose a splice plate 14 wherein at least one of the first and second fastener openings 24 has a slot shape extending lengthwise of the splice plate (Figures 1-3). As to claim 16, Lacey, Jr. et al. disclose a splice plate 14 for splicing together longitudinal ends of respective first and second cable tray sections 2 to form a cable tray run, the splice plate having opposite first and second longitudinal ends and a length extending therebetween, the splice plate comprising: a plate body 16 having opposite inboard and outboard faces; a first fastener opening 24 extending through the inboard and outboard faces of the plate body, wherein the first fastener opening is configured to receive a first fastener to fasten the splice plate to the first cable tray section; a second fastener opening 24 extending through the inboard and outboard faces of the plate body, wherein the second opening is spaced apart from the first fastener opening along the length of the splice plate, wherein the second fastener opening is configured to receive a second fastener to fasten the splice plate to the second cable tray section; and a window X capable of allowing at least one of the longitudinal ends of the respective first and second cable tray sections to be visible therethrough when the splice plate is fastened to the first and second cable tray sections (Figures 1-3). Lacey, Jr. et al. fail to disclose a splice plate comprising spacing indicia on the outboard face of the plate body configured to indicate to a user longitudinal spacing between the longitudinal ends of the first and second cable tray sections when the splice plate is fastened to the first and second cable tray sections. Grafton et al. teach a bracket plate 210 comprising spacing indicia on an outboard face of a plate body 212 adjacent a window A configured to indicate to a user the relative positioning between the bracket plate and adjustable second bracket plate 222 when the two bracket plates are fastened together; the spacing indicia comprising calibrated lines spaced apart along the length of the window configured to be alignable with reference markings on the second bracket plate; the calibrated spacing lines along the length of the window being adjustably affixed in alignment with a desired reference marking on the second bracket plate, enabling one to adjustably affix the two brackets relative to one another at a specific desired position (Figures 4A-4B). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the splice plate disclosed by Lacey, Jr. et al. to comprise calibrated spacing lines along the length of the window, as taught by Grafton et al., such that the spacing lines are alignable with one of the longitudinal ends of the first and second cable tray sections, in order to enabling one to adjustably affix the splice plate and each cable tray section relative to one another at a specific desired position. Examiner notes that the Grafton et al. reference has not been relied upon to teach or suggest the adjustable longitudinal spacing between the longitudinal ends of the first and second cable tray sections, nor a longitudinally-extending adjustable-positioning window disposed within the splice plate for monitoring such longitudinal spacing; such limitations and features have been disclosed by the base reference of Lacey, Jr. et al. The Grafton et al. reference has only been applied to teach or suggest modifying the splice plate disclosed by Lacey, Jr. et al. to comprise calibrated spacing lines along the length of the adjustable-positioning window X (Lacey, Jr. Figure 1 reprinted below with annotations). As to claim 18, Lacey, Jr. et al. disclose a splice plate wherein each of the longitudinal ends of the respective first and second cable tray sections 2 are capable of being visible through the window X when the splice plate 14 is fastened to the first and second cable tray sections (Figures 1-3). Claims 14 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Lacey, Jr. et al. in view of Grafton et al., as applied to claim 1 above, and further in view of Ryals et al. (US 7,118,318). As to claim 14, Lacey, Jr. et al. fail to disclose a splice plate comprising a notification marking indicating to the user that first and second cable tray sections should be spaced apart longitudinally when spliced together using the splice plate. Ryals et al. teach a cable coupling plate 20 comprising a notification marking 50 indicating to the user instructions for using the coupling plate; the notification marking including sizing and measurement information and positioning and usage instructions, ensuring proper positioning and usage of the coupling plate (Figures 1-3; C3 L53-67). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the splice plate disclosed by Lacey, Jr. et al. to comprise a notification marking including sizing and measurement information and positioning and usage instructions, as taught by Ryals et al., indicating to the user that first and second cable tray sections should be spaced apart longitudinally when spliced together using the splice plate, in order to ensure proper positioning and usage of the splice plate. As to claim 15, Lacey, Jr. et al. fail to disclose a splice plate comprising a machine readable marking including a machine readable representation of a web address that directs a hand-held device including a processor to a webpage including instructions for using the splice plate. Ryals et al. teach a cable coupling plate 20 comprising a machine readable barcode 50 including a machine readable representation that directs a hand-held device including a processor to instructions for using the coupling plate, the barcode inherently capable of being a web address directing the hand-held device to a webpage including the instructions; the barcode including sizing and measurement information and positioning and usage instructions, ensuring proper positioning and usage of the coupling plate (Figures 1-3; C3 L53-67). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the splice plate disclosed by Lacey, Jr. et al. to comprise a barcode including sizing and measurement information and positioning and usage instructions, as taught by Ryals et al., such that the barcode is a web address directing the hand-held device to a webpage including the instructions, in order to ensure proper positioning and usage of the splice plate. Assuming arguendo in regards to the barcode of Ryals et al. inherently being a web address directing the hand-held device to a webpage including instructions, Examiner notes that it is well-known and readily-apparent within the art that barcodes on products within a countless number of industries are readable by handheld scanning devices including smartphones to access product information such as product specifications and instructions on the internet; the barcode thus constituting a web address directing one to a webpage. Accordingly, it would have been obvious to one having ordinary skill in the art at the time the invention was made to utilize the splice plate disclosed by Lacey, Jr. et al. as modified by Ryals et al. such that the barcode is a web address directing the hand-held device to a webpage including instructions, as it is well-known and readily-apparent within the art that barcodes on products within a countless number of industries are readable by handheld scanning devices to access product information. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL P FERGUSON whose telephone number is (571)272-7081. The examiner can normally be reached on M-F (10:00 am-7:00 pm EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anna Momper can be reached on (571)270-5788. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. 07/22/26 /MICHAEL P FERGUSON/Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

Dec 02, 2024
Application Filed
Jan 10, 2025
Response after Non-Final Action
Jul 27, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
99%
With Interview (+73.0%)
2y 12m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1275 resolved cases by this examiner. Grant probability derived from career allowance rate.

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