Prosecution Insights
Last updated: August 16, 2026
Application No. 18/969,920

COGNITIVE FUNCTION ASSESSMENT DEVICE AND COGNITIVE FUNCTION ASSESSMENT SYSTEM

Non-Final OA §101§102
Filed
Dec 05, 2024
Priority
Jun 06, 2022 — JP 2022-091349 +1 more
Examiner
WINAKUR, ERIC FRANK
Art Unit
Tech Center
Assignee
Murata Manufacturing Co., Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
1y 6m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
828 granted / 1046 resolved
+19.2% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
35 currently pending
Career history
1073
Total Applications
across all art units

Statute-Specific Performance

§101
8.8%
-31.2% vs TC avg
§103
28.2%
-11.8% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
26.5%
-13.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1046 resolved cases

Office Action

§101 §102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1 – 8 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. According to Step 1 of the eligibility analysis, the claim(s) are directed to a “system” which is within a statutory category of invention. According to Revised Step 2A, Prong One of the eligibility analysis, the claims recite(s) details of a mental steps to “detect” and “determine” information from collected signals, further “determine” indicators responsive to the first two mental steps, and “assess” diagnostic information relying on the determined indicator results, and thus recite abstract ideas. According to Revised Step 2A, Prong Two of the eligibility analysis, these judicial exceptions (abstract idea: mental process) are not integrated into a practical application because the claims only provide details drawn to generic measurement aspects beyond the judicial exception, as the claims merely require the processor to be provided the necessary data from generalized ‘brain signal’ and ‘response motion’ sensors. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because, as indicated, the additional elements relate to nominally recited sensors to acquire the measurement data, but do not serve to meaningfully limit the manner in which a processor acts to apply the analysis to data. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because, as indicated, any additional elements in the claims are merely recited in a generalized/high level manner or do not positively limit the claim scope. Further, no details in any dependent claim are sufficient to show integration of the judicial exception, nor do any of those claims recite details that are considered to amount to significantly more under the eligibility analysis Step 2B, since they merely recite aspects of the judicial exception and/or mere generalized details. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 – 8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gevins et al. (USPN 6,947,790). Gevins et al. teach a neurocognitive EEG measurement system (Figure 1; column 11, line 52 – column 12, line 5), comprising EEG sensing elements for collecting signals responsive to stimuli delivered by display or loud speaker. Additionally, the subject may provide inputs via a pressure switch, keyboard, or joystick in response to the stimuli/tasks and response times may be determined therefrom. The measured signals may be analyzed to determine plural primary and secondary measures to provide data corresponding to Behavioral Performance, Neurophysiological Cognitive, and Neurophysiological Alertness (column 12, lines 10 – 46), where the measures include values corresponding to evoked potential and motor readiness aspects of the EEG signals. The measures may be analyzed in a variety of ways to assess whether the subject exhibits normal or impaired state for the corresponding measure, and additionally a combined state score may be computed from the data (column 12, line 60 – column 13, line 14, line 45; column 8, lines 8 - 26). One would recognize that the NCFC parameter of Gevins et al. is a value consistent with the broadly claimed MMSE score. Gevins et al. disclose various Experiments (1 – 9) wherein the system is used to assess cognitive responses to treatments and medications as well as other drugs, sleep deprivation, and sleep apnea. Experiment 2 particularly is concerned with assessment of changes in the collected data over time. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: Gevins et al. teach a cognitive assessment system, as discussed above. Additionally, Applicant cites several references related to assessment of cognitive ability through detection of response to stimuli, including Kunimatsu (USPGPub 2021/0282687) and Dementia Front LTD (JP2019013375A). Further, Tadi et al. (USPGPub 2016/0235323) teaches a physiological parameter and motion tracking system (Figures 2d, 8-10, and 14) for collecting and analyzing stimulus response information. Jung et al. (USPGPub 2017/0035317) teach a portable brain activity sensing system for assessing visual field information responsive to stimuli (Figures 1b, 4, 5) and Sridhar et al. (USPGPub 2019/0307350) teach an alternate portable brain and vision diagnostic system (Figure 4). Javitt et al. (USPGPub 2020/0178834) discusses relationships between EEG measurements and determination of mental disorders through analysis of visual stimulation results. However, the prior art does not teach or suggest providing a sound for assessing hearing impairment of the subject and controlling the test stimulus responsive thereto or estimate before a stimulus is present a possibility of cognitive function decline by analyzing a specific frequency of brain signal and using the result in subsequent assessment of cognitive function, in combination with the other claimed elements. Claims 9 and 10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC FRANK WINAKUR whose telephone number is (571)272-4736. The examiner can normally be reached Mon-Fri 9 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chuck Marmor, II can be reached at 571-272-4730. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC F WINAKUR/Primary Examiner, Art Unit 3791
Read full office action

Prosecution Timeline

Dec 05, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §101, §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
93%
With Interview (+13.8%)
3y 2m (~1y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1046 resolved cases by this examiner. Grant probability derived from career allowance rate.

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