Prosecution Insights
Last updated: July 17, 2026
Application No. 18/973,535

DATA MIGRATION FACTORY

Non-Final OA §102§103
Filed
Dec 09, 2024
Priority
Feb 21, 2023 — provisional 63/486,225 +1 more
Examiner
BULLOCK, JOSHUA
Art Unit
2153
Tech Center
2100 — Computer Architecture & Software
Assignee
The Pnc Financial Services Group Inc.
OA Round
2 (Non-Final)
83%
Grant Probability
Favorable
2-3
OA Rounds
1y 5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
531 granted / 643 resolved
+27.6% vs TC avg
Strong +16% interview lift
Without
With
+16.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
22 currently pending
Career history
674
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
53.5%
+13.5% vs TC avg
§102
39.8%
-0.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 643 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-41, 49-52, 58, & 67-128 have been cancelled. Claim 130 is new. Claims 42-48, 53-57, 59-66, & 129-130 are pending. Response to Arguments Applicant’s arguments with respect to claim(s) 42-48, 53-57, 59-66, & 129-130 have been considered but are moot because the new grounds of rejection. See Office Action below. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 42, 44-48, 53-57, 59-66, & 129-130 is/are rejected under 35 U.S.C. 102(a)(1) as being unpatentable over Bendapudi (US Patent No. 11,372,828). In respect to Claim 42, Benda teaches: a system for migrating data from a legacy system to one or more target systems, the system comprising: a memory storing instructions; and at least one processor configured to execute the instructions to perform operations including: executing a first application having a data packaging feature that packages and moves the data requested by the one or more target systems from the legacy system to a first landing zone specific to the legacy system; (Benda teaches [column 3, lines 16-39] reception of data from the source system to a staging table, wherein the source system is analogous to a legacy system and the staging table is analogous to the first landing zone.) executing a second application that copies and moves the packaged data to a second landing zone; (Benda teaches [column 3, lines 16-39] moving the data to the target staging table, wherein the target staging table represents a second landing zone.) and executing a third application having a migration reconciliation dashboard that publishes a status of the data as it is migrated from the legacy system to the one or more target systems; (Benda illustrates [FIG. 5, column 5, lines 19-41] a status dashboard of migrated data from the source system and the target system.) wherein the second landing zone is specific to the one or more target systems; (Benda teaches [column 3, lines 16-39] moving the data to the target staging table, wherein the target staging table represents a second landing zone.) and the first and second landing zones, the data packaging feature, and the migration reconciliation dashboard facilitate migration of the data from the legacy system to the one or more target systems (Benda illustrates [FIG. 5, column 5, lines 19-41] a status dashboard of migrated data from the source system and the target system.) As per Claim 44, Benda teaches: wherein the first and second landing zones organize the data by a mnemonic system that facilitates identification of the data migrating from the first landing zone to the second landing zone (Benda [column 7, lines 16-33]) As per Claim 45, Benda teaches: wherein the first and second landing zones employ a file watcher process that facilitates scalability of data migration, ensures proper delivery of the data as it is received by the first landing zone, migrates between the first and second landing zones, migrates from the second landing zone to downstream components; and ensures data quality and completeness during data migration (Benda [column 11, lines 45-52]) As per Claim 46, Benda teaches: wherein the first and second landing zones migrate structured data (Benda [column 4, lines 46-55; column 3, lines 16-39]) As per Claim 47, Benda teaches: wherein the structured data includes core banking and restricted data (Benda [column 4, lines 46-55; column 3, lines 16-39]) As per Claim 48, Benda teaches: wherein the core banking and restricted data includes current snapshot and history data (Benda [column 4, lines 46-55; column 3, lines 16-39]) As per Claim 53, Benda teaches: wherein the data is subjected to certain entry conditions that must be satisfied in order for the data to be packaged for data migration (Benda [column 8, lines 54-65]) As per Claim 54, Benda teaches: wherein the entry conditions relate to extraction of the data, packaging of the data, or controls associated with the data (Benda [column 8, lines 54-65]) As per Claim 55, Benda teaches: wherein the entry conditions relate to data source or sizing criteria (Benda [column 8, lines 54-65]) As per Claim 56, Benda teaches: wherein the data source or sizing criteria include a network-attached storage, a cloud storage, or a server-attached storage patch exclusive to servers of the legacy system (Benda [column 1, lines 45-62]) As per Claim 57, Benda teaches: wherein packaging of audio or video recordings includes an import or export function provided by a vendor (Benda [column 14, lines 6-21]) As per Claim 59, Benda teaches: wherein the migration reconciliation dashboard publishes information related to a status of data requests for migration allowing for identification of any issues in such data requests (Benda [column 11, lines 45-52]) As per Claim 60, Benda teaches: wherein the migration reconciliation dashboard publishes information related to a status of data file loads for migration allowing for identification of any issues in such data file loads (Benda [column 11, lines 45-52]) As per Claim 61, Benda teaches: wherein the migration reconciliation dashboard publishes information related to defects in the data that develop during data migration (Benda [column 11, lines 45-52]) As per Claim 62, Benda teaches: wherein the migration reconciliation dashboard publishes information related to data movement controls as the data proceeds through migration (Benda [FIG. 5, FIG. 6]) As per Claim 63, Benda teaches: wherein the data movement controls include job status, row counts, or sum amounts (Benda [column 5, lines 19-41]) As per Claim 64, Benda teaches: wherein the migration reconciliation dashboard facilitates account traceability and balance reconciliation by defining and identifying key financial attributes as the data proceeds through migration (Benda [column 4, lines 46-55; column 3, lines 16-39]) As per Claim 65, Benda teaches: wherein the migration reconciliation dashboard publishes information related to data quality and profiling as the data proceeds through migration (Benda [column 11, lines 45-52]) As per Claim 66, Benda teaches: wherein the migration reconciliation dashboard allows a user to identify data gaps and subsequent remediation via display of such data gaps and subsequent remediation (Benda [column 11, lines 45-52]) As per Claim 129, Benda teaches: wherein the first and second landing zones migrate unstructured data (Benda [column 14, lines 6-21]) As per Claim 130, Benda teaches: wherein the unstructured data includes image, audio, archive, and document data (Benda [column 14, lines 6-21]) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 43 is/are rejected under 35 U.S.C. 103 as being unpatentable over Benda in view of Dilley, Jr. et al. (US Patent No. 7,313,560 B2). As per Claim 43, Benda does not explicitly teach: wherein the first and second landing zones are file servers connected by a virtual private network and through a firewall However, Dilley teaches: wherein the first and second landing zones are file servers connected by a virtual private network and through a firewall (Dilley teaches [column 4, lines 30-42] connection through security protocols including a virtual private network.) It would have been obvious to one of ordinary skill in the art at the time of the filing date of the invention to incorporate the teachings of Dilley into the system of Dennis. One of ordinary skill in the art would be motivated to provide an automated data migration environment and achieve a very high data transfer rate (Dilley [column 2, lines 34-36]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSHUA BULLOCK whose telephone number is (571)270-1395. The examiner can normally be reached 8:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kavita Stanley can be reached at 571-272-8352. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSHUA BULLOCK/Primary Examiner, Art Unit 2153 June 13, 2026
Read full office action

Prosecution Timeline

Dec 09, 2024
Application Filed
Dec 19, 2025
Non-Final Rejection mailed — §102, §103
Jan 26, 2026
Interview Requested
Feb 04, 2026
Examiner Interview Summary
Feb 04, 2026
Applicant Interview (Telephonic)
Mar 12, 2026
Response Filed
Jun 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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DATABASE MANAGEMENT BASED ON PREDICTED RETRIEVAL OF DATA
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Patent 12619650
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+16.1%)
3y 0m (~1y 5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 643 resolved cases by this examiner. Grant probability derived from career allowance rate.

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