Prosecution Insights
Last updated: July 17, 2026
Application No. 18/975,208

TRANSMITTING MESSAGES TO A DISPLAY DEVICE BASED ON DETECTED AUDIO OUTPUT

Non-Final OA §DP
Filed
Dec 10, 2024
Priority
Nov 13, 2020 — provisional 63/113,628 +3 more
Examiner
SAUNDERS JR, JOSEPH
Art Unit
Tech Center
Assignee
Roku Inc.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
553 granted / 756 resolved
+13.1% vs TC avg
Strong +20% interview lift
Without
With
+20.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
25 currently pending
Career history
781
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
71.2%
+31.2% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
6.1%
-33.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 756 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office action is based on the communications filed December 10, 2024. Claims 1 – 20 are currently pending and considered below. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1 – 3, 9 – 11, and 17 – 18 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 17 of U.S. Patent No. 11,169,771 B1. Although the claims at issue are not identical, they are not patentably distinct from each other because while obvious variations in wording are present claims 17 of US is narrower in scope and therefore anticipate claims 1 – 3, 9 – 11, and 17 – 18 of the instant application. In regards to claim 1, U.S. Patent No. 11,169,771 B1 discloses a remote control device comprising: a microphone; and a controller coupled to the microphone, the controller configured to: control the microphone to detect audio output by a speaker coupled to a display device in response to receiving a set of instructions from a digital media player coupled to the display device (see, “17. A remote control device comprising: a microphone; and a controller coupled to the microphone, the controller configured to: control the microphone to detect audio output from a speaker coupled to a display device in response to receiving a set of instructions from a digital media player coupled to the display device,” claim 17 of U.S. Patent No. 11,169,771 B1); and transmit an affirmative message to the digital media player in response to successfully identifying an attribute associated with the audio output by the speaker, wherein successful identification of the attribute indicates that the display device is operational (see, “transmit an affirmative message to the digital media player, in response to determining that the attribute associated with the audio output from the speaker is within the predetermined threshold,” claim U.S. Patent No. 11,169,771 B1). In regards to claim 2, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 1, wherein the controller is further configured to transmit communication to the digital media player indicating detection of the audio output by the speaker (see, “transmit communication to the digital media player indicating detection of the audio output,” claim 17 of U.S. Patent No. 11,169,771 B1). In regards to claim 3, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 1, wherein to successfully identify the attribute the controller is configured to determine whether the attribute associated with the audio output by the speaker is within a predetermined threshold (see, “determine whether an attribute associated with the audio output from the speaker is within the predetermined threshold based on audio output from the speaker detected by the microphone,” claim 17 of U.S. Patent No. 11,169,771 B1). Claim 9 – 11 and 17 – 18 are nondistinct from claims 1 – 3 and therefore are rejected for the same reasons. Claims 4, 8, 12, and 16 are rejected on the ground of nonstatutory double patenting as being unpatentable over 17 of US 11,169,771 B1 in view of Haughawout et al. (US 2007/0052547 A1), hereinafter Haughawout. While obvious variations in wording are present claim 17 of U.S. Patent No. 11,169,771 B1 are narrower in scope and therefore anticipate claims 4, 8, 12, and 16 of the instant application except for the limitations below and rendered obvious by Haughawout. In regards to claim 4, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 3, but does not disclose wherein the attribute is a volume of the audio output by the speaker. However, Haughawout discloses in regards to a system and method for simplified setup of a universal remote control disclose wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker (see at least, "In this regard, common operational functions include functions that are usually widely supported by devices of a common device type (e.g., power 202, digit tuning 204, volume control 208, channel up/down control 206, media transport 210, etc.)," Haughawout [0019]). It would have been obvious to one of ordinary skill before the effective filing date of the claimed invention to incorporate the universal remote control the operational functions as disclosed by Haughawout thereby insuring wide support for devices in the invention of U.S. Patent No. 11,169,771 B1. In regards to claim 8, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 1, but does not disclose wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker. However, Haughawout discloses in regards to a system and method for simplified setup of a universal remote control disclose wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker (see at least, "In this regard, common operational functions include functions that are usually widely supported by devices of a common device type (e.g., power 202, digit tuning 204, volume control 208, channel up/down control 206, media transport 210, etc.)," Haughawout [0019]). It would have been obvious to one of ordinary skill before the effective filing date of the claimed invention to incorporate the universal remote control the operational functions as disclosed by Haughawout thereby insuring wide support for devices in the invention of U.S. Patent No. 11,169,771 B1. Claim 12 and 16 are nondistinct from claims 4 and 8 and therefore are rejected for the same reasons. Claims 1 – 2, 4, 8 – 10, 12, and 16 – 18 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 19 of U.S. Patent No. 11,954,400 B2. Although the claims at issue are not identical, they are not patentably distinct from each other because while obvious variations in wording are present claims 17 of US is narrower in scope and therefore anticipate claims 1 – 2, 4, 8 – 10, 12, and 16 – 18 the instant application. In regards to claim 1, U.S. Patent No. 11,954,400 B2 discloses a remote control device comprising: a microphone; and a controller coupled to the microphone, the controller configured to: control the microphone to detect audio output by a speaker coupled to a display device in response to receiving a set of instructions from a digital media player coupled to the display device (see, “19. A remote control device comprising: a microphone; and a controller coupled to the microphone, the controller configured to: control the microphone to detect audio output by a speaker coupled to a display device in response to receiving a set of instructions from a digital media player coupled to the display device,” claim 19 of U.S. Patent No. 11,954,400 B2); and transmit an affirmative message to the digital media player in response to successfully identifying an attribute associated with the audio output by the speaker, wherein successful identification of the attribute indicates that the display device is operational (see, “transmit an affirmative message to the digital media player, in response to successfully identifying an attribute associated with the audio output by the speaker, wherein successful identification of the attribute indicates that the display device is operational,” claim 19 of U.S. Patent No. 11,954,400 B2). In regards to claim 2, U.S. Patent No. 11,954,400 B2 discloses the remote control device of claim 1, wherein the controller is further configured to transmit communication to the digital media player indicating detection of the audio output by the speaker (see, “transmit communication to the digital media player indicating detection of the audio output by the speaker,” claim 19 of U.S. Patent No. 11,954,400 B2). In regards to claim 4, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 3, wherein the attribute is a volume of the audio output by the speaker (see, “21. The remote control device of claim 19, wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker,” claim 21 of U.S. Patent No. 11,954,400 B2). In regards to claim 8, U.S. Patent No. 11,169,771 B1 discloses the remote control device of claim 1, wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker (see, “21. The remote control device of claim 19, wherein the attribute includes content of the audio output by the speaker and a volume level of the audio output by the speaker,” claim 21 of U.S. Patent No. 11,954,400 B2). Claim 9 – 10, 12, and 16 – 18 are nondistinct from claims 1 – 2, 4, and 8 and therefore are rejected for the same reasons. Allowable Subject Matter Claims 5 – 7, 13 – 15, 19, and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH SAUNDERS whose telephone number is (571)270-1063. The examiner can normally be reached Monday-Thursday, 9:00 a.m. - 4 p.m., EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Carolyn R Edwards can be reached at (571)270-7136. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH SAUNDERS JR/Primary Examiner, Art Unit 2692
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Prosecution Timeline

Dec 10, 2024
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
94%
With Interview (+20.4%)
2y 10m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 756 resolved cases by this examiner. Grant probability derived from career allowance rate.

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