Prosecution Insights
Last updated: October 04, 2026
Application No. 18/976,277

SYSTEMS AND METHODS FOR MACHINE LEARNING-BASED STATE PREDICTION AND VISUALIZATION

Final Rejection §DP
Filed
Dec 10, 2024
Priority
Apr 30, 2021 — provisional 63/182,712 +3 more
Examiner
TROTTER, SCOTT S
Art Unit
3696
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Marvin Behavioral Health Inc.
OA Round
2 (Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
1y 9m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
361 granted / 572 resolved
+11.1% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
11 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
32.3%
-7.7% vs TC avg
§103
37.7%
-2.3% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
10.8%
-29.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 572 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This action is in response to the amendment filed July 6, 2026. Claims 1-20 are pending and examined. This action is Final. Response to Arguments Applicant’s argument about mood values and uncertainty values not being taught by He because He focused on a single positive or negative assessment was persuasive. Therefore the 103 rejection is withdrawn. The Double patenting rejection was not argued other than holding in abeyance therefore it is maintained. Claim objections Claims 5-8, 14-17, and 20 are objected to because of the following informalities: they depend from rejected claims. Appropriate correction is required. Double patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 1-20 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claims 1-17 of U.S. Patent No. 11,605,464 (Grandparent of this application). Although the conflicting claims are not identical, they are not patentably distinct from each other because Patent claim 1 is application claims 1 and 5 which is one of its dependent claims. Patent claims 2-4 are identical to application claims 2-4. Patent claims 5-8 are identical to application claims 6-9. Patent claim 9 is application claims 10 and 14 which is one of its dependent claims. Patent claims 10-12 are identical to application claims 11-13. Patent claims 13-16 are identical to application claims 15-18. Patent claim 17 is application claims 19 and 20 which is one of it dependent claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication from the examiner should be directed to Scott S. Trotter, whose telephone number is 571-272-7366. The examiner can normally be reached on 8:30 AM – 5:00 PM, M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Gart, can be reached on 571-272-3955. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). The fax phone number for the organization where this application or proceeding is assigned are as follows: (571) 273-8300 (Official Communications; including After Final Communications labeled “BOX AF”) (571) 273-7366 (Draft Communications) /SCOTT S TROTTER/Primary Examiner, Art Unit 3696
Read full office action

Prosecution Timeline

Dec 10, 2024
Application Filed
Jan 07, 2026
Non-Final Rejection mailed — §DP
Jul 06, 2026
Response Filed
Sep 22, 2026
Final Rejection mailed — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12726026
BLOCKCHAIN-BASED ELECTRICITY TRADING METHOD AND SYSTEM IN VIRTUAL POWER PLANT ENVIRONMENT
3y 4m to grant Granted Sep 01, 2026
Patent 12711551
SYSTEM FOR MULTIPLATFORM INTEGRATION USER INTERFACES
3y 4m to grant Granted Aug 18, 2026
Patent 12705674
CLAIMS PROCESSING WITH EXTRACTED CLAIM VARIABLES
2y 11m to grant Granted Aug 11, 2026
Patent 12682354
AUTONOMOUS RISK INVESTIGATIONS USING AN INTELLIGENT DECISION AUTOMATION FRAMEWORK FOR INVESTIGATION DATA DECISIONING
2y 6m to grant Granted Jul 14, 2026
Patent 12670528
METHOD FOR DIGITAL ASSET TRANSACTIONS
3y 9m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
77%
With Interview (+14.3%)
3y 7m (~1y 9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 572 resolved cases by this examiner. Grant probability derived from career allowance rate.

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