Prosecution Insights
Last updated: July 17, 2026
Application No. 18/986,111

Battery Management System, Battery Pack, Electric Vehicle and Battery Management Method

Non-Final OA §DP
Filed
Dec 18, 2024
Priority
Jun 14, 2021 — RE 10-2021-0077048 +2 more
Examiner
ASTACIO-OQUENDO, GIOVANNI
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
643 granted / 727 resolved
+28.4% vs TC avg
Moderate +10% lift
Without
With
+10.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
21 currently pending
Career history
742
Total Applications
across all art units

Statute-Specific Performance

§101
14.1%
-25.9% vs TC avg
§103
46.7%
+6.7% vs TC avg
§102
4.6%
-35.4% vs TC avg
§112
30.1%
-9.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 727 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 2 – 21 are pending. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim(s) 14 is/are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claim(s) 11 of copending Application No. 18/025,439. Although the claims at issue are not identical, they are not patentably distinct from each other because they encompass substantially similar subject matter. This is a provisional nonstatutory double patenting rejection. The following table is presented for the purpose of a comparison of the conflicting claims between the applications. Application No. 18/986,111 Co-pending Application No. 18/025,439 Claim 14 Claim 11 A battery management method for a battery pack including a plurality of battery cells connected in series, the battery management method comprising: determining, by a control circuit, for each battery cell, a first state of charge (SOC) change of the battery cell during a latest charging period of the battery pack; determine, by the control circuit, for each battery cell, a second state of charge (SOC) change of the battery cell during a latest discharging period of the battery pack; and for each battery cell, detecting, by the control circuit, an internal short circuit fault in the battery cell based on the first SOC change of the battery cell and the second SOC change of the battery cell. A battery management method for a battery pack including a plurality of battery cells connected in series, the battery management method comprising: determining, by a control circuit, for each battery cell, a first state of charge (SOC) change which is a difference between a first SOC at a first charge time and a second SOC at a second charge time by applying an SOC estimation algorithm to a state parameter of each of the plurality of battery cells acquired during charging of the battery pack; for each battery cell, detecting, by the control circuit, an internal short circuit fault in the battery cell based on the first SOC change of the battery cell and the reference factor. Allowable Subject Matter Claims 2 – 13 are allowed. The following is an examiner’s statement of reasons for allowance: Regarding Claim 2, the prior art of record does not teach claimed limitation: “determine, for each battery cell, a second state of charge (SOC) change of the battery cell during a latest discharging period of the battery pack; and for each battery cell, detect an internal short circuit fault in the battery cell based on the first SOC change of the battery cell and the second SOC change of the battery cell” in combination with all other claimed limitations of claim 4. Regarding Claims 3 – 13, the claims are allowed as they further limit allowed claim 2. Comments The prior art of record found as a result of the search, does not teach alone or in combination all of the elements recited in claim(s) 14. Therefore, no prior art rejection for claim(s) 14 – 21 is/are presented in this action. However, Claim(s) 14 is/are provisionally rejected on the ground of nonstatutory double patenting. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Jang et al. (US 2025/0273017 A1) teach a vehicle control apparatus, comprising: a communication circuit; a battery including battery cells; and a processor operably connected to the communication circuit and the battery, wherein the processor is configured to: transmit at least one characteristic value among standard deviations of voltages of the battery cells, standard deviations of temperatures of the battery cells, standard deviations of states of charge (SOCs) of the battery cells, or standard deviations of states of health (SOHs) of the battery cells, or any combination thereof to a server via the communication circuit (see claim 1). Lee (US 2025/0231250 A1) discloses a method for diagnosing abnormality in a vehicle battery, the method comprising: determining, by a processor, and storing a defective cell candidate based on a voltage change of each of cells forming a battery module during an ignition (IG) OFF mode period of a vehicle; increasing a counter value based on a comparison result of a defective cell candidate during a recent ignition OFF mode period and a defective cell candidate during a previous ignition OFF mode period; and detecting a cell abnormality based on whether a current counter value is greater than or equal to a threshold counter value (see claim 1). Yeom (US 2025/0306124 A1) suggests a battery diagnosis apparatus, comprising: a voltage sensing circuit configured to generate a voltage signal indicating a cell voltage of a battery cell; a storage medium configured to store time series data for the cell voltage; and a control circuit operably coupled with the voltage sensing circuit and the storage medium, wherein the control circuit is configured to: (i) receive the voltage signal and record the time series data for the cell voltage in the storage medium, (ii) determine a first cell voltage slope in a first time section and a second cell voltage slope in a second time section different from the first time section based on the time series data, (iii) determine an average slope of the cell voltage in a third time section between the first time section and the second time section based on the time series data, and (iv) set the first cell voltage slope and the second cell voltage slope as boundary conditions of a normal slope range, and (v) diagnose a voltage abnormality in the battery cell in response to the average slope of the cell voltage being outside the normal slope range (see claim 1). Any inquiry concerning this communication or earlier communications from the examiner should be directed to GIOVANNI ASTACIO-OQUENDO whose telephone number is (571)270-5724. The examiner can normally be reached Monday - Friday, 8:00am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Phan can be reached at 571-272-7924. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GIOVANNI ASTACIO-OQUENDO/Primary Examiner, Art Unit 2858 6/27/2026
Read full office action

Prosecution Timeline

Dec 18, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
99%
With Interview (+10.4%)
2y 5m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 727 resolved cases by this examiner. Grant probability derived from career allowance rate.

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