Prosecution Insights
Last updated: August 16, 2026
Application No. 19/017,706

Ray Tracing System Architectures and Methods

Non-Final OA §DP
Filed
Jan 12, 2025
Priority
Sep 19, 2006 — provisional 60/826,201 +13 more
Examiner
LHYMN, SARAH
Art Unit
Tech Center
Assignee
Imagination Technologies Limited
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
366 granted / 556 resolved
+5.8% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
32 currently pending
Career history
587
Total Applications
across all art units

Statute-Specific Performance

§101
6.4%
-33.6% vs TC avg
§103
64.8%
+24.8% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
15.5%
-24.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 556 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, 14 and 20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 2 of U.S. Patent No. 9,183,668 B2 in view of U.S. Patent No. 6,091,422 A (‘422 Patent’). Please see table below. U.S. Application No. 19/017/706 U.S. Patent No. 9,183,668 B2 1. A system for use in ray-tracing-based 3-D scene rendering, comprising: an intersection tester operable for testing rays for intersection with one or more of (1) primitives composing a 3-D scene and (2) elements of an acceleration structure, and a memory, coupled for receiving indications of detected intersections between rays and respective primitives, a processor coupled for receiving the stored indications from the memory and configured to execute shader code modules. 1. A system for 3-D graphics processing using ray tracing, comprising: a plurality of computation units [the plurality of computation units correspond to the intersection tester and the processor], collectively capable of performing a sequence of ray tracing operations using a set of data elements, the ray tracing operations comprising operations to be performed during one or more of acceleration structure traversal and primitive intersection testing; an input buffer; (Claim 2) wherein the ray tracing operations to be performed by the plurality of computation units further comprise shading operations defined by portions of code. Regarding: memory coupled for receiving indications of detected intersections between rays and respective primitives, the ‘422 Patent teaches that it is known store scene data for rendering (see C6, last paragraph), and/or store “Data defining the render region” (C17, first full paragraph). Modifying claim 2 of the issued patent, in view of the ‘422 patent, such to store detected intersections, of the issued patent, as part of data for rendering, per the ‘422 Patent, would have been obvious for one of ordinary skill in the art, motivated to have data available for rendering. Claim 14 (method embodiment of claim 1) Claim 2 in view of ‘422 Patent Claim 20 (computer readable media embodiment of claim 1) Claim 2 in view of ‘422 Patent Allowable Subject Matter Claims 2-13, 15-19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The closest prior art to the above claims is of record in this application and its family. However, the prior does not teach, and would not have rendered obvious, the features of Applicant’s independent claims (rejected now under nonstatutory double patenting). That is to say, although U.S. Patent App. Pub. No. 2006/0139349 (Reshetov) teaches ray traversal with a group of geometric objects (e.g. claim 1, ray tracing against portions of a spatially ordered geometrical database) the instant reference does not teach ray tracing, or an intersection tester operable to perform ray tracing with one or more of (1) primitives composing a 3-D scene and (2) elements of an acceleration structure, as per Applicant’s independent claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US-20040101056-A1 Programmable shader-based motion compensation apparatus and method US-20060059494-A1 Embodiments of methods, apparatuses, devices, and/or systems for load balancing two processors, such as for graphics and/or video processing, for example, are described. US-20080043018-A1 Methods, systems, devices and computer program products operable in a computer graphics system include constructing a hierarchical ray tracing acceleration data structure comprising a tree structure, the modes of which are generated utilizing a bounding interval hierarchy based on defining an axis-aligned scene bounding box and two parallel planes to partition a set of objects in a sense into left objects and right objects, and matching split planes to object bounding boxes. * * * * * Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sarah Lhymn whose telephone number is (571)270-0632. The examiner can normally be reached M-F, 9:00 AM to 6:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Xiao Wu can be reached at 571-272-7761. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Sarah Lhymn Primary Examiner Art Unit 2613 /Sarah Lhymn/Primary Examiner, Art Unit 2613
Read full office action

Prosecution Timeline

Jan 12, 2025
Application Filed
Aug 06, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
81%
With Interview (+14.8%)
2y 4m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 556 resolved cases by this examiner. Grant probability derived from career allowance rate.

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