Prosecution Insights
Last updated: April 19, 2026
Application No. 19/020,626

SEMICONDUCTOR DEVICE

Non-Final OA §112
Filed
Jan 14, 2025
Examiner
KUPP, BENJAMIN MICHAEL
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nuvoton Technology Corporation Japan
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
9 granted / 10 resolved
+22.0% vs TC avg
Moderate +12% lift
Without
With
+12.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
37 currently pending
Career history
47
Total Applications
across all art units

Statute-Specific Performance

§103
61.5%
+21.5% vs TC avg
§102
2.4%
-37.6% vs TC avg
§112
34.9%
-5.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 10 resolved cases

Office Action

§112
DETAILED ACTION This correspondence is in response to the communications received 03/09/2026. Claim 7 has been withdrawn. Claims 1-9 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-6, 8, and 9 in the reply filed on 03/09/2026 is acknowledged. Claim 7 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 03/09/2026. Information Disclosure Statement The information disclosure statements (IDS) submitted on 01/14/2025 and 08/27/2025 have been considered by the examiner and made of record in the application file. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 requires “a first gate electrode region … having a largest area” on page 1, lines 34-35 and page 2, lines 1-2. This limitation is rendered indefinite by the phrase “a largest area” which implies a comparison with the size of other regions or areas, however no other areas are presented as a reference with which to make this comparison. Thus, “a largest area” does not sufficiently define the metes and bounds of claim 1 and the claim is therefore indefinite. Claims 2-9, by virtue of their dependence, inherit the deficiencies of claim 1. Claim 1 requires “a first resistance element region … having a largest area” on page 2, lines 3-6. In addition to the indefiniteness described above, wherein a comparison is made without a clear reference, this limitation requires a second “largest area”. The first gate electrode region and the first resistance element region may not both have “a largest area”, thus claim 1 is indefinite. Claims 2-9, by virtue of their dependence, inherit the deficiencies of claim 1. Claim 2 requires “a second gate electrode region … having a largest area” on page 2, line 35 and page 3, lines 1-3. This limitation is rendered indefinite by the phrase “a largest area” which implies a comparison with the size of other regions or areas, however no other areas are presented as a reference with which to make this comparison. Thus, “a largest area” does not sufficiently define the metes and bounds of claim 2 and the claim is therefore indefinite. Claims 3-9, by virtue of their dependence, inherit the deficiencies of claim 1. Claim 2 requires “a second resistance element region … having a largest area” on page 3, lines 4-7. In addition to the indefiniteness described above, wherein a comparison is made without a clear reference, this limitation requires a second “largest area”. The second gate electrode region and the second resistance element region may not both have “a largest area”, thus claim 2 is indefinite. Claims 3-9, by virtue of their dependence, inherit the deficiencies of claim 1. Applicant’s Claim to Figure Comparison It is noted that this comparison is merely for the benefit of reviewers of this office action during prosecution, to allow for an understanding of the examiner’s interpretation of the Applicant’s independent claims as compared to disclosed embodiments in Applicant’s Figures. No response or comments are necessary from Applicant. PNG media_image1.png 415 542 media_image1.png Greyscale PNG media_image2.png 758 518 media_image2.png Greyscale PNG media_image3.png 757 507 media_image3.png Greyscale Regarding claim 1, a semiconductor device (1) that is a facedown mountable, chip-size-package type semiconductor device, the semiconductor device comprising: a semiconductor layer (40) that includes a semiconductor substrate (32, see Fig. 1); a first vertical metal-oxide semiconductor (MOS) transistor (10) an entirety of which is provided in a first region (A1) of the semiconductor layer, on a top face side of the semiconductor layer; a second vertical MOS transistor (20) an entirety of which is provided in a second region (A2) adjacent to the first region in a plan view of the semiconductor layer (see Fig. 2); and a metal layer (40) that is connected to and in contact with the semiconductor substrate, on a bottom face side of the semiconductor layer (see Fig. 1), wherein the semiconductor substrate is a common drain region of the first vertical MOS transistor and the second vertical MOS transistor ("Semiconductor substrate 32 is a common drain region of first vertical MOS transistor 10 and second vertical MOS transistor 20", page 23, lines 27-28), in the plan view, the semiconductor layer is in a square shape (see Fig. 2), in the plan view, the first region and the second region are arranged in a first direction (see Fig. 2), in the plan view, a border line (90) between the first region and the second region is a straight line that is orthogonal to the first direction, divides an area of the semiconductor layer in half, and passes through a center of the semiconductor layer (see Fig. 2), in the plan view, the first region includes only one first source pad (111) and only one first gate pad (119, see Fig. 2), the one first source pad being connected to a first source electrode (11) of the first vertical MOS transistor, the one first gate pad being connected to a first gate electrode (19) of the first vertical MOS transistor (see Fig. 3), the first vertical MOS transistor includes: a first gate resistance element (41) that is connected to the first gate electrode (see Fig. 3); a first gate electrode region (G1) that is a rectangular region encompassing the one first gate pad in the plan view, including neither the first source electrode nor the first gate resistance element, and having a largest area (see Fig. 3); and a first resistance element region (R1) that is a rectangular region encompassing the first gate resistance element in the plan view, including neither the first source electrode nor the first gate electrode region, and having a largest area (see Fig. 3), in the plan view, an entire length of an outer peripheral side among outer peripheral sides of the first gate electrode region and an entire length of an outer peripheral side among outer peripheral sides of the first resistance element region match a portion of an outer peripheral side among outer peripheral sides of the semiconductor layer, the outer peripheral side among the outer peripheral sides of the semiconductor layer being orthogonal to the border line and having a shortest distance to the one first gate pad (see Fig. 3), and in the plan view, the outer peripheral sides of the first resistance element region include only one corner portion among four corner portions of an outer periphery of the first gate electrode region, the one corner portion having a shortest distance to the border line and a shortest distance to one of outer peripheral sides among the outer peripheral sides of the semiconductor layer, the outer peripheral sides among the outer peripheral sides of the semiconductor layer being orthogonal to the border line (see Fig. 3). Allowable Subject Matter Claims 1-6, 8, and 9 would be allowable if rewritten or amended to overcome the rejections under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record does not teach or fairly suggest the semiconductor as recited in the claims of the instant application. Regarding claim 1, the prior art of Fujioka et al. (US 20200395479 A1) in combination with Miyata (US 8,431,998 B2) discloses a similar semiconductor device but fails to disclose the specific claims of the instant application regarding the geometry and structure of the semiconductor layer, the first and second regions, the first gate electrode region, and the first resistance element region e.g. “in the plan view, the semiconductor layer is in a square shape, in the plan view, the first region and the second region are arranged in a first direction, in the plan view, a border line between the first region and the second region is a straight line that is orthogonal to the first direction, divides an area of the semiconductor layer in half, and passes through a center of the semiconductor layer, in the plan view, the first region includes only one first source pad and only one first gate pad, the one first source pad being connected to a first source electrode of the first vertical MOS transistor, the one first gate pad being connected to a first gate electrode of the first vertical MOS transistor, the first vertical MOS transistor includes: a first gate resistance element that is connected to the first gate electrode; a first gate electrode region that is a rectangular region encompassing the one first gate pad in the plan view, including neither the first source electrode nor the first gate resistance element, and having a largest area; and a first resistance element region that is a rectangular region encompassing the first gate resistance element in the plan view, including neither the first source electrode nor the first gate electrode region, and having a largest area, in the plan view, an entire length of an outer peripheral side among outer peripheral sides of the first gate electrode region and an entire length of an outer peripheral side among outer peripheral sides of the first resistance element region match a portion of an outer peripheral side among outer peripheral sides of the semiconductor layer, the outer peripheral side among the outer peripheral sides of the semiconductor layer being orthogonal to the border line and having a shortest distance to the one first gate pad, and in the plan view, the outer peripheral sides of the first resistance element region include only one corner portion among four corner portions of an outer periphery of the first gate electrode region, the one corner portion having a shortest distance to the border line and a shortest distance to one of outer peripheral sides among the outer peripheral sides of the semiconductor layer, the outer peripheral sides among the outer peripheral sides of the semiconductor layer being orthogonal to the border line”. Claims 2-6, 8, and 9 would be allowable by virtue of their dependence on claim 1. As allowable subject matter has been indicated, applicant's reply must either comply with all formal requirements or specifically traverse each requirement not complied with. See 37 CFR 1.111(b) and MPEP § 707.07(a). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN M KUPP whose telephone number is (571)272-5608. The examiner can normally be reached Monday - Friday, 7:00 am - 4:00 pm PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Yara Green can be reached at (571) 270-3035. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN MICHAEL KUPP/Examiner, Art Unit 2893 /YARA B GREEN/Supervisor Patent Examiner, Art Unit 2893
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Prosecution Timeline

Jan 14, 2025
Application Filed
Mar 28, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12588199
NON-VOLATILE MEMORY DEVICE AND ELECTRONIC SYSTEM INCLUDING THE SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12581669
VERTICAL MEMORY DEVICE
2y 5m to grant Granted Mar 17, 2026
Patent 12497710
METHOD FOR PRODUCING SEMICONDUCTOR WAFERS
2y 5m to grant Granted Dec 16, 2025
Study what changed to get past this examiner. Based on 3 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+12.5%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 10 resolved cases by this examiner. Grant probability derived from career allow rate.

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