Prosecution Insights
Last updated: October 01, 2026
Application No. 19/023,113

CHARGE PUMP SYSTEM AND OPERATING METHOD THEREOF, AND MEMORY DEVICE

Non-Final OA §102
Filed
Jan 15, 2025
Priority
Feb 16, 2024 — RE 10-2024-0022809
Examiner
BERMUDEZ LOZADA, ALFREDO
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
483 granted / 540 resolved
+29.4% vs TC avg
Minimal +2% lift
Without
With
+1.9%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
30 currently pending
Career history
573
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
39.6%
-0.4% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 540 resolved cases

Office Action

§102
DETAILED ACTION Notice of AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is responsive to the following communications: the Application filed January 15, 2025. Claims 1-20 are pending. Claims 1, 9 and 18 are independent. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55 received on February 17, 2025. Information Disclosure Statement Acknowledgment is made of applicant’s Information Disclosure Statement (IDS) filed on January 15, 2025. This IDS has been considered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2, 9-11 and 17-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Suzuki et al. (U.S. 2022/0238167; hereinafter “Suzuki”). Regarding independent claim 1, Suzuki discloses an operating method of a charge pump system (Figs. 5, 9, 11 and 13), the method comprising: turning off a second switch (Fig. 11: T1) connected to both a first switch (Fig. 11: T2) and a third switch (Fig. 11: T3) to change from a first mode to a second mode, a connection mode between a plurality of pump circuits (Fig. 11: the connection between CP1-1 and CP1-2 change from a serial connection as shown in Figure 9 to a parallel connection shown in Figure 11); turning on the first switch in response to node voltages matching each other at ends of the first switch (Fig. 11: T2 is “on” VOUT1-1 is input at the first source/drain terminal of T2 and VOUT1-1 is output at the second source/drain terminal of T2); and turning on the third switch in response to node voltages matching each other at ends of the third switch (Fig. 11: T3 is “on” VIN is input at the first source/drain terminal of T3 and VIN is output at the second source/drain terminal of T3), wherein the first switch, the second switch, and the third switch are connected among the plurality of pump circuits (Fig. 5: shows a physical connection between T1-T3). Regarding claim 2, Suzuki discloses wherein the first mode indicates a state in which the plurality of pump circuits are connected in series (Fig. 9 shows CP1-1 and CP1-2 connected in series), and wherein the second mode indicates a state in which the plurality of pump circuit are connected in parallel (Fig. 11 shows CP1-1 and CP1-2 connected in parallel). Regarding independent claim 9, Suzuki discloses a charge pump system (Figs. 5, 9, 11 and 13) comprising: a charge pump circuit including a plurality of pump circuits (Fig. 5: CP1 including CP1-CP1-4), and a first switch, a second switch, and a third switch (Fig. 5: T2, T1 and T3) connected among the plurality of pump circuits (Fig. 5: CP1 including CP1-CP1-4); a stage control circuit (Fig. 5: 14); and a sensing circuit configured to sense an output voltage of the charge pump system (Fig. 2: 17, see also page 3, par. 0049), wherein, to change a connection mode between the plurality of pump circuits from a first mode to a second mode (Fig. 11: the connection between CP1-1 and CP1-2 change from a serial connection as shown in Figure 9 to a parallel connection shown in Figure 11), the stage control circuit is configured to: turn off the second switch (Fig. 11: T1); turn on the first switch in response to node voltages matching each other at ends of the first switch (Fig. 11: T2 is “on” VOUT1-1 is input at the first source/drain terminal of T2 and VOUT1-1 is output at the second source/drain terminal of T2); and turn on the third switch in response to node voltages matching each other at ends of the third switch (Fig. 11: T3 is “on” VIN is input at the first source/drain terminal of T3 and VIN is output at the second source/drain terminal of T3). Regarding claim 10, Suzuki discloses wherein the first mode indicates a state in which the plurality of pump circuits are connected in series (Fig. 9 shows CP1-1 and CP1-2 connected in series), and wherein the second mode indicates a state in which the plurality of pump circuits are connected in parallel (Fig. 11 shows CP1-1 and CP1-2 connected in parallel). Regarding claim 11, Suzuki discloses the limitations with respect to claim 10. As discussed above, Suzuki’s charge pump system is substantially identical in structure to the claimed “charge pump system,” where the differences reside only in the remaining limitations relating to function of “step-up an output voltage of a first target pump circuit until the node voltages match at the ends of the first switch, and step-down an input voltage of a second target pump circuit until the node voltages match at the ends of the third switch, wherein the first target pump circuit is configured to indicate a pump circuit being connected to the first switch among the plurality of pump circuits, and wherein the second target pump circuit is configured to indicate a pump circuit being connected to the third switch among the plurality of pump circuits.” The MPEP explains that examiners are to presume claimed functions are inherent when the prior art apparatus is substantially identical to the claimed apparatus. See esp. MPEP 2112.01(I) (Product and Apparatus Claims – When the Structure Recited in the Reference is Substantially Identically to that of the Claims, Claimed Properties or Functions Are Presumed to be Inherent). Suzuki’s charge pump system appears to be identical to applicant’s device, and thus the prior art apparatus is substantially identical to claimed apparatus, for which the claimed functions are presumed inherent. See MPEP 2112.01(I). This presumption is rebuttable by applicant either (1) showing the prior art device and claimed device are not the same or (2) proving prior art device is incapable of performing the claimed functions. In re Ludtke, 441 F.2d 660, 664 (CCPA 1971); see MPEP 2112.01(I)(quoting In re Spada, 911 F.2d 705, 709 for “When the PTO shows a sound basis for believing that the products of the application and the prior art are the same, the applicant has the burden of showing that they are not.”). Applicant is reminded that argument of counsel is not evidence. MPEP 2145(I). Applicant is also reminded that claim limitations directed to the manner of operating do not distinguish an apparatus claim from the prior art apparatus. MPEP 2114(II) (“Manner of Operating the Device Does Not Differentiate Apparatus Claim from the Prior Art”). Regarding claim 17, Suzuki discloses wherein the node voltages at the ends of the first switch include an output voltage of the first target pump circuit and an output voltage of the charge pump system (Fig. 5: N1 receives the output of CP1-1 and N3 outputs voltage VOUTL), and wherein the node voltages at the ends of the third switch include an input voltage of the second target pup circuit and an input voltage of the charge pump system (Fig. 5: N2 comprises the input voltage of CP1-2 and VIN is received at one of the source/drain terminal of T3). Regarding independent claim 18, Suzuki discloses a memory device (Fig. 2) comprising: a memory cell array (Fig. 2: 10) including a plurality of memory cells (Fig. 3); and a voltage generator (Fig. 2: 15) configured to supply a voltage to the memory cell array (Fig. 2: 10) based on a charge pump system (Fig. 5), wherein the charge pump system includes a plurality of charge pump circuits (Fig. 5: CPs) and a connection unit (Fig. 5: Ts) and is configured to connect the plurality of charge pump circuits to each other (Fig. 5: CPs), and wherein the charge pump system is configured to change connections among the plurality of charge pump circuits by transmitting a switch enable signal to the connection unit in response to node voltages matching at ends of the connection unit (Figs. 9, 11 and 13, see page 3, par. 0046-0049). Allowable Subject Matter Claims 3-8, 12-16 and 19-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: With respect to claim 3, there is no teaching or suggestion in the prior art of record to provide the recited steps of stepping-up output voltage of a first target pump circuit until the node voltages match each other at the ends of the first switch, and stepping-down an input voltage of a second target pump circuit until the node voltages match each other at the ends of the third switch, wherein the first target pump circuit is configured to indicate a pump circuit connected to the first switch among the plurality of pump circuits, and wherein the second target pump circuit is configured to indicate a pump circuit connected to the third switch among the plurality of pump circuits. With respect to claim 7, there is no teaching or suggestion in the prior art of record to provide the recited step of delaying the first switch enable signal and the second switch enable signal for a predetermined delay period, wherein the first switch enable signal comprises a control signal configured to turn on the first switch, and wherein the second switch enable signal comprises a control signal configured to turn on the third switch. With respect to claim 12, there is no teaching or suggestion in the prior art of record to provide the recited first comparator and a second comparator, wherein the first comparator is configured to generate, based on the node voltages matching each other at the ends of the first switch, a first detect signal, and wherein the second comparator is configured to generate, based on the node voltages matching each other at the ends of the third switch, a second detect signal. With respect to claim 15, there is no teaching or suggestion in the prior art of record to provide the recited delay circuit, wherein the delay circuit is configured to delay a first switch enable signal and a second switch enable signal for a predetermined delay period, wherein the first switch enable signal comprises a control signal generated by the stage control circuit to turn on the first switch, and wherein the second switch enable signal comprises a control signal generated by the stage control circuit to turn on the third switch. With respect to claim 19, there is no teaching or suggestion in the prior art of record to provide the recited charge pump system further includes a comparator configured to generate a detect signal by comparing each of the node voltages at the ends of the connection unit, wherein the detect signal comprises a signal indicating that the node voltages match each other at the ends of the connection unit, and wherein the charge pump system is further configured to step-up or step-down a voltage of a charge pump circuit connected to the connection unit until the detect signal is generated from the comparator. With respect to claim 20, there is no teaching or suggestion in the prior art of record to provide the recited charge pump system further includes a delay circuit configured to delay the switch enable signal by a delay period, and wherein the charge pump system is further configured to step-up or step-down a voltage of a charge pump circuit connected to the connection unit during the delay period to match the node voltages at the ends of the connection unit. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALFREDO BERMUDEZ LOZADA whose telephone number is (571)272-0877. The examiner can normally be reached 7:00AM-3:30PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexander G Sofocleous can be reached at 571-272-0635. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alfredo Bermudez Lozada/Primary Examiner, Art Unit 2825
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Prosecution Timeline

Jan 15, 2025
Application Filed
Aug 28, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
91%
With Interview (+1.9%)
2y 1m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 540 resolved cases by this examiner. Grant probability derived from career allowance rate.

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