Prosecution Insights
Last updated: April 19, 2026
Application No. 19/028,216

PHOTOVOLTAIC INVERTER AND METHOD FOR CONTROLLING PHOTOVOLTAIC INVERTER

Non-Final OA §102
Filed
Jan 17, 2025
Examiner
LY, XUAN
Art Unit
2836
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sungrow Power Supply Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
91%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
453 granted / 531 resolved
+17.3% vs TC avg
Moderate +6% lift
Without
With
+6.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
21 currently pending
Career history
552
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.0%
+26.0% vs TC avg
§102
24.3%
-15.7% vs TC avg
§112
7.1%
-32.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 531 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recite the term “and/or” is confusing and unclear. It is unclear whether “and” or “or” is intended and it is noted that the two terms (“and” and “or”) have different meanings making it imperative to know which term is intended in order to understand the metes and bounds of the claim. Applicant is advised to select EITHER “and” or “or”, but not both. The claim will be examined as best understood wherein “and/or” is taken to mean “or”. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 1-5, 7-8, 10-14, and 16-17 are rejected under 35 U.S.C. 102(a)(1) as being participated by Liu et al. (CN117081147). Regarding claim 1, Liu teaches a photovoltaic inverter (see figures 1 and fig. 4@ power converter 100), comprising: a main circuit (100), wherein a direct-current side (fig. 4: input end of the DC/DC power conversion circuit 101 is used for connecting the photovoltaic string 200) of the main circuit (100) is configured to connect a photovoltaic array (200), and an alternating-current side (fig. 4: power conversion DC/AC 103) of the main circuit (100) is configured to connect a power grid and/or a load (fig. 1@power grid 300) (see par. [n0046-n0047]); and a controller (fig. 4@ controller 102), configured to: control the main circuit (100) to operate (see par. [n0046-n0047]); and in response to an occurrence of a power oscillation in the main circuit (par. [n0047] and [n0053], “The controller 102 can be used to control the DC/DC power conversion circuit 101 after the power converter 100 starts working”), regulate a direct-current voltage of the main circuit to a voltage with a difference from an open-circuit voltage of the photovoltaic array less than a preset difference and control the main circuit to perform a global maximum power point tracking (MPPT) search based on the regulated voltage (see par. [n0062-n0076]). Regarding claim 2, Liu teaches wherein for regulating the direct-current voltage of the main circuit (100) to the voltage with the difference from the open-circuit voltage of the photovoltaic array (200) less than the preset difference, the controller (102) is further configured to: block a control signal for the main circuit; limit a power of the main circuit, wherein a difference between a limited power and zero is less than a preset power (see par. [n0062-n0082]). Regarding claim 3, Liu teaches wherein for controlling the main circuit (100) to perform the global MPPT search, the controller (102) is further configured to: control the main circuit to perform the global MPPT search within a preset range (see par. [n0010], [n0062-n0082] and [n0086]; the controller is used to update the maximum preset reference power to find the global maximum power point). Regarding claim 4, Liu teaches wherein an upper limit of the preset range is the open-circuit voltage, and a lower limit of the preset range is an upper limit of a preset oscillation interval in a characteristic curve of the photovoltaic array (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]; controlling the DC/DC power conversion circuit to track the maximum output power of the photovoltaic string within the tracking interval). Regarding claim 5, Liu teaches The photovoltaic inverter, further comprising a detection module (fig. 4@ detection circuit 104), wherein the detection module is configured to detect an electrical parameter of the main circuit (100) and transmit the electrical parameter to the controller (102), wherein the controller (102) is further configured to determine whether the power oscillation occurs in the main circuit based on the electrical parameter (see par. [n0046], [n0051]; the power converter 100 may also include a detection circuit 104, which is used to collect the output voltage or output current information of the photovoltaic string 200 in real time and send the obtained information to the controller 102). Regarding claim 7, Liu teaches wherein upon determining that the power oscillation occurs in the main circuit (100), the controller (102) is further configured to: regulate the power of the main circuit to be less than a lower limit of a power oscillation range; and determine whether the power oscillation occurs in the main circuit again after regulating the power of the main circuit to be less than the lower limit of the power oscillation range (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]). Regarding claim 8, Liu teaches wherein the controller is further configured to: regulate, upon determining that no power oscillation occurs in the main circuit (100) after regulating the power of the main circuit to be less than the lower limit of the power oscillation range, the direct-current voltage of the main circuit to the voltage with the difference from the open-circuit voltage of the photovoltaic array less than the preset difference (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]); and control the main circuit to perform the global MPPT search based on the regulated voltage (see par. [n0062-n0076]). Regarding claim 10, Liu teaches wherein the main circuit (100) comprises: a direct-current/alternating-current (DC/AC) conversion circuit (fig. 4@ 103); or a DC/AC conversion circuit and at least one direct-current/direct-current (DC/DC) conversion circuit (fig. 4@ 101), wherein the at least one DC/DC conversion circuit (101) is connected to a direct-current side of the DC/AC conversion circuit (103), (see figure 4). Regarding claim 11, Liu teaches a method for controlling a photovoltaic inverter (see figures 1 and fig. 4@ power converter 100), comprising: in response to an occurrence of a power oscillation in a main circuit (100) of the photovoltaic inverter (par. [n0047] and [n0053]), regulating a direct-current voltage of the main circuit to a voltage with a difference from an open-circuit voltage of a photovoltaic array connected to the main circuit less than a preset difference (see par. [n0062-n0076]); and controlling the main circuit to perform a global maximum power point tracking (MPPT) search based on the regulated voltage (see par. [n0062-n0076]). Regarding claim 12, Liu teaches wherein the regulating a direct-current voltage of the main circuit to a voltage with a difference from an open-circuit voltage of a photovoltaic array connected to the main circuit less than a preset difference comprises one of: blocking a control signal for the main circuit; limiting a power of the main circuit, wherein a difference between a limited power and zero is less than a preset power; and shutting down the photovoltaic inverter (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]). Regarding claim 13, Liu teaches wherein the controlling the main circuit to perform an MPPT search comprises: controlling the main circuit (100) to perform the global MPPT search within a preset range, wherein an upper limit of the preset range is the open-circuit voltage, and a lower limit of the preset range is an upper limit of a preset oscillation interval in a characteristic curve of the photovoltaic array (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]). Regarding claim 14, Liu teaches determining whether the power oscillation occurs in the main circuit (100) based on an electrical parameter of the main circuit (see par. [n0046], [n0051] and [n0062-n0076]). Regarding claim 16, Liu teaches wherein upon determining that the power oscillation occurs in the main circuit, the method further comprises: detecting a power of the main circuit (100) to obtain a power oscillation range, and determining an upper limit and a lower limit of the power oscillation range (see par. [n0019], [n0046], [n0051], and [n0062-n0082], [n0086] and [n0092-n0096]); regulating the power of the main circuit to be less than the lower limit of the power oscillation range ([n0019], [n0062-n0082], [n0086] and [n0092-n0096]); and determining whether the power oscillation occurs in the main circuit again after regulating the power of the main circuit to be less than the lower limit of the power oscillation range ([n0019], [n0062-n0082], [n0086] and [n0092-n0096]). Regarding claim 17, Liu teaches regulating, upon determining that no power oscillation occurs in the main circuit (100) after regulating the power of the main circuit to be less than the lower limit of the power oscillation range, the direct-current voltage of the main circuit to the voltage with the difference from the open-circuit voltage of the photovoltaic array connected to the main circuit less than the preset difference (see par. [n0019], [n0062-n0082], [n0086] and [n0092-n0096]). Allowable Subject Matter Claims 6, 9, 15, and 18 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to XUAN LY whose telephone number is (571)272-9885. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Rexford Barnie can be reached at 571-272-7492. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XUAN LY/Examiner, Art Unit 2836 /REXFORD N BARNIE/Supervisory Patent Examiner, Art Unit 2836
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Prosecution Timeline

Jan 17, 2025
Application Filed
Jan 23, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
91%
With Interview (+6.1%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 531 resolved cases by this examiner. Grant probability derived from career allow rate.

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