Prosecution Insights
Last updated: July 17, 2026
Application No. 19/042,235

AN ADAPTER FOR A CIRCUIT BREAKER OF A POWER SYSTEM

Non-Final OA §102§103
Filed
Jan 31, 2025
Priority
Feb 01, 2024 — IN 202421000197
Examiner
ASMAT UCEDA, MARTIN ANTONIO
Art Unit
Tech Center
Assignee
Vertiv Group Corp.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
105 granted / 125 resolved
+24.0% vs TC avg
Moderate +11% lift
Without
With
+10.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
17 currently pending
Career history
137
Total Applications
across all art units

Statute-Specific Performance

§103
90.3%
+50.3% vs TC avg
§102
2.4%
-37.6% vs TC avg
§112
7.3%
-32.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 125 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3-8, 10 and 13-14 are rejected under 35 U.S.C. 102(A)(2) as being anticipated by et al. Maloney (US 5831498 A, and Maloney hereinafter). Regarding Claim 1, Maloney discloses a system comprising: at least one electrical circuit breaker (1, fig. 1) of a power system, the at least one electrical circuit breaker defined by a body (3, fig. 1) having at least one guideway (63, figs. 2-3) and a breaker switch (19, fig. 1) disposed on a first surface of the at least one electrical circuit breaker (external surface of 1, fig. 1); and an adaptor (73, fig. 1) defined by a housing (75, fig. 8) having: an interior portion that includes a plurality of ridge structures (including 123 and 129, fig. 8) adapted to secure the adaptor to the first surface of the at least one electrical circuit breaker (fig. 2); and at least one sleeve (93, fig. 5) configured to allow passage of a cable (including 59, fig. 2) from a first surface of the housing toward the interior portion of the housing (fig. 8). Regarding Claim 3, Maloney discloses the system of claim 1, wherein the at least one guideway defines a channel configured to allow the cable to connect to an electrical connection of the power system (figs. 2 and 8, see connection of 59 to 135). Regarding Claim 4, Maloney discloses the system of claim 1, wherein the at least one guideway extends along a length of the at least one electrical circuit breaker (fig. 2). Regarding Claim 5, Maloney discloses the system of claim 1, wherein the at least one sleeve extends outward from the first surface of the housing (figs. 2, 5, and 8). Regarding Claim 6, Maloney discloses the system of claim 1, wherein the at least one sleeve includes at least a pair of sleeves (fig. 8). Regarding Claim 7, Maloney discloses the system of claim 1, wherein the at least one sleeve includes aperture adapted to receive the cable (fig. 2). Regarding Claim 8, Maloney discloses the system of claim 1, wherein the first surface of the housing (fig. 7, surface of 79) may include at least one cavity that facilitates air circulation through the interior portion of the housing (fig. 7, rectangular opening on surface of 79, see also fig. 2). Regarding Claim 10, Maloney discloses the system of claim 8, wherein the housing includes at least one two cavities (fig. 7, two rectangular openings on surface of 79). Regarding Claim 13, Maloney discloses the system of claim 1, wherein the plurality of ridge structures provide a snap-fit connection to secure the adaptor to the first surface of the at least one electrical circuit breaker (figs. 2-8, “77 also includes a pair of cantilevered fingers 123 projecting outward from the end wall 79 of the shield member 75. Hooks 125 on the ends of these fingers 123 snap over and engage a catch 127 formed by the upper ends of the projections 109 in the molded sections 5 and 7 of the housing 3”, Col. 5, ln. 10-14). Regarding Claim 14, Maloney discloses the system of claim 13, wherein the snap-fit connection allows the at least one sleeve to be received by the at least one guideway (figs. 2 and 8, snap-fit at 125 secures adapter 75 and sleeve 93 to circuit breaker 1, allowing 93 to be received by guideway 63). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Maloney in view of Gibson et al. (US 6160699 A, and Gibson hereinafter). Regarding Claim 2, Maloney discloses the system of claim 1 but does not explicitly disclose the at least one electrical circuit breaker is configured to be retained in one of a plurality of shelves of the power system. Gibson discloses one electrical circuit breaker (421, fig. 4) is configured to be retained in one of a plurality of shelves (410, fig. 4) of a power system (fig. 5). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Maloney to incorporate the teachings of Gibson so that the at least one electrical circuit breaker is configured to be retained in one of a plurality of shelves of the power system, in order to support and couple the circuit breakers to the power system (“one equipment module may also include any number of further circuit breakers (or other electrical elements), such as circuit breakers 421, 422, with the bracket 410 suitably modified to allow the circuit breakers 420, 421, 422 to be coupled thereto”, Col. 6, ln. 10-14). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Maloney. Regarding Claim 9, Maloney discloses the system of claim 8 but does not explicitly disclose the at least one cavity is disposed on an edge of the housing. However, a person of ordinary skill in the art would have recognized that disposing the at least one cavity on an edge of the housing instead of a different location would have been considered an obvious design change equivalent to a rearrangement of parts. Absent disclosure of functional criticality, rearrangement of parts have been ruled to carry no patentable weight (In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950). See also MPEP § 2144.04(VI)(C)). A person of ordinary skill in the art could be motivated to implement said modification, for instance, to make said cavity easier to see/access, facilitating maintenance and cleaning if obstructed. Claims 11-12 are rejected under 35 U.S.C. 103 as being unpatentable over Maloney in view of Orban et al. (US 20090260964 A1, and Orban hereinafter). Regarding Claim 11, Maloney discloses the system of claim 1 but does not explicitly disclose the adaptor is configured to maintain a gap between the at least one electrical circuit breaker and at least one other electrical circuit breaker. Orban discloses an adaptor (150, fig. 5) is configured to maintain a gap (140, fig. 6) between at least one electrical circuit breaker and at least one other electrical circuit breaker (130-131, fig. 6 in view of “an insulating barrier shown in FIG. 5 can be used in line circuit breakers 130, 131 for lower voltage levels”, [0053]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Maloney to incorporate the teachings of Orban so that the adaptor is configured to maintain a gap between the at least one electrical circuit breaker and at least one other electrical circuit breaker, in order to allow adequate airgap and leakage path between adjacent circuit breakers of the same system (“According to the invention, the openings are to have at least one wall-like insulating barrier associated with them which consists of an electrically insulating material and with which it is possible for the air gaps and leakage paths between two adjacent openings to be increased”, [0010] of Orban). Regarding Claim 12, Maloney/Orban discloses the system of claim 11, wherein the at least one electrical circuit breaker is disposed in the power system adjacent to the at least one other electrical circuit breaker (Maloney incorporates the adjacent circuit breakers of Orban. See rejection of Claim 11 above). Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Maloney in view of Simmons (US 20090242366 A1, and Simmons hereinafter). Regarding Claim 15, Maloney discloses the system of claim 1 but does not explicitly discloses the body includes a plurality of guideways. Simmons discloses, as prior art, a circuit breaker having a body (fig. 2), wherein the body includes a plurality of guideways (fig. 2, cavities at 22, 26). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Maloney to incorporate the teachings of Simmons so that the body includes a plurality of guideways, in order to allow separation of two phases/wires connected to the circuit breaker (conventional practice in the art, as evidence by “prior art” label of fig. 2. See also [0038-0039] of Simmons). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Martin A Asmat-Uceda whose telephone number is (571)270-7198. The examiner can normally be reached 8 AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allen L Parker can be reached at 303-297-4722. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALLEN L PARKER/Supervisory Patent Examiner, Art Unit 2841 /MARTIN ANTONIO ASMAT UCEDA/Examiner, Art Unit 2841
Read full office action

Prosecution Timeline

Jan 31, 2025
Application Filed
Jun 15, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12684725
ELECTRONIC ASSEMBLY AND METHOD FOR PRODUCING AN ELECTRONIC ASSEMBLY
2y 0m to grant Granted Jul 14, 2026
Patent 12648075
COMPUTER HARDWARE INSTALLATION AND REMOVAL TOOL
2y 7m to grant Granted Jun 02, 2026
Patent 12638881
DISPLAY APPARATUS AND METHOD OF FABRICATING THE SAME
2y 6m to grant Granted May 26, 2026
Patent 12635097
ELECTRONIC DEVICE INCLUDING DISPLAY
2y 4m to grant Granted May 19, 2026
Patent 12628285
EXTERNAL DATA STORAGE DEVICE
2y 5m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
95%
With Interview (+10.8%)
2y 4m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 125 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month