Prosecution Insights
Last updated: August 17, 2026
Application No. 19/061,724

MANAGEMENT AND PRESENTATION OF SYSTEM CONTROL DATA STREAMS

Non-Final OA §102
Filed
Feb 24, 2025
Priority
Mar 22, 2023 — continuation of 11/797,936 +1 more
Examiner
OUELLETTE, JONATHAN P
Art Unit
3629
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Citibank, N.A.
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
770 granted / 1159 resolved
+14.4% vs TC avg
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
41 currently pending
Career history
1188
Total Applications
across all art units

Statute-Specific Performance

§101
29.1%
-10.9% vs TC avg
§103
18.9%
-21.1% vs TC avg
§102
27.5%
-12.5% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1159 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-20 are currently pending in application 19/061,724. Information Disclosure Statement The information disclosure statement (IDS) submitted on 3/14/2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claims 1-20 are objected to because of the following informalities: Independent Claims 1, 13, and 17 recite an acronym without initially reciting the full group of words (System Development Lifecycle (SDLC)). Appropriate correction is required. Dependent claims 2-12, 14-16, and 18-20 are objected for the same reason as the claim in which they are dependent. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO internet Web site contains terminal disclaimer forms which may be used. Please visit http://www.uspto.gov/forms/. The filing date of the application will determine what form should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 11,797,936; and over claims 1-20 of U.S. Patent No. 12,236,400. Although the claims at issue are not identical, they are not patentably distinct from each other because both inventions disclose equivalent elements for managing and presenting system control data streams. 19/061,724 US 11,797,936 Independent Claims 1, 13, and 17 A computing system (method; One or more non-transitory computer-readable media storing instructions) comprising at least one processor and at least one computer-readable medium having instructions stored thereon that, when executed by the at least one processor, cause the at least one processor to perform operations comprising: generate, by an analytics circuit, a system data stream that stitches together data from two or more computing systems, comprising extracting test case data from a first data stream received from a first computing system, the test case data relating to a particular release identifier; extract, by the analytics circuit, a set of SDLC items from a second data stream received from a second computing system and relating to the particular release identifier; and update the system data stream to include: (1) a first particular set of test case data corresponding to the particular release identifier, and (2) a second particular set comprising the set of SDLC items; generate, using the first particular set of test case data and the second particular set comprising the set of SDLC items, a release readiness indicator; and bind, to two or more concurrently displayable controls of a graphical user interface, (i) a first smart dial structured to display the release readiness indicator, and (ii) at least one of a second smart dial displaying a first progress value determined based on the test case data, or a third smart dial displaying a second progress value determined based on the SDLC items. Independent Claims 1, 13, and 17 A computing system (method; One or more non-transitory computer-readable media storing instructions) comprising at least one processor and computer-readable medium having instructions stored thereon that, when executed by the at least one processor, cause the at least one processor to perform operations comprising: generate, by an analytics circuit communicatively coupled to a client device having a displayable user interface, a system data stream that stitches together data from two or more of computing systems, comprising: extract, by the analytics circuit, from a first data stream received from a system quality assurance (QA) management system, test case data; parse, by the analytics circuit, metadata from the test case data, the metadata comprising embedded markup-language item comprising a user story identifier; use the user story identifier to parse by the analytics circuit from a second data stream received from a system development lifecycle (SDLC) management computing system, SDLC item data corresponding to a particular user story, the SDLC item data comprising a project identifier; use the project identifier to determine at least one computer application impacted by activity associated with the test case data and including the at least one computer application in a change management data set; determine a data stream configuration parameter; and based on the data stream configuration parameter, include, in the system data stream, a first particular set of test case data corresponding to the user story identifier, a second particular set of SDLC data corresponding to the determined project identifier, and a third particular set of application data corresponding to the determined project identifier; and bind, two or more controls on a graphical user interface, the system data stream, wherein the two or more controls comprise a first smart dial structured to provide, via a first progress tracker, a first indicium related to a first item in the system data stream and a second smart dial structured to provide, via a second progress tracker, a second visual indicium related to a different, second item in the system data stream, wherein the first item in the system data stream and the second item in the system data stream originate from different source systems. 19/061,724 US 12,236,400 Independent Claims 1, 13, and 17 A computing system (method; One or more non-transitory computer-readable media storing instructions) comprising at least one processor and at least one computer-readable medium having instructions stored thereon that, when executed by the at least one processor, cause the at least one processor to perform operations comprising: generate, by an analytics circuit, a system data stream that stitches together data from two or more computing systems, comprising extracting test case data from a first data stream received from a first computing system, the test case data relating to a particular release identifier; extract, by the analytics circuit, a set of SDLC items from a second data stream received from a second computing system and relating to the particular release identifier; and update the system data stream to include: (1) a first particular set of test case data corresponding to the particular release identifier, and (2) a second particular set comprising the set of SDLC items; generate, using the first particular set of test case data and the second particular set comprising the set of SDLC items, a release readiness indicator; and bind, to two or more concurrently displayable controls of a graphical user interface, (i) a first smart dial structured to display the release readiness indicator, and (ii) at least one of a second smart dial displaying a first progress value determined based on the test case data, or a third smart dial displaying a second progress value determined based on the SDLC items. Independent Claims 1, 13, and 17 A computing system (method; One or more non-transitory computer-readable media storing instructions) comprising at least one processor and computer-readable medium having instructions stored thereon that, when executed by the at least one processor, cause the at least one processor to perform operations comprising: generating, by an analytics circuit, a system data stream that stitches together data from two or more computing systems, wherein the generating comprises extracting test case data from a first data stream received from a first computing system; using an identifier from the extracted test case data to perform operations comprising: parsing, by the analytics circuit, a set of SDLC items from a second data stream received from a second computing system, wherein the set of SDLC items corresponds to a particular user story; and determining a set of computer applications impacted by activity associated with the test case data; updating the system data stream to include: (1) a first particular set of test case data corresponding to the particular user story (2) a second particular set comprising the set of SDLC items, and (3) a third particular set comprising the determined application data; and bind, to two or more concurrently displayable controls of a graphical user interface, the system data stream, wherein the two or more concurrently displayable controls comprise a first smart dial structured to provide, via a first progress tracker, a first visual indicium related to a first item in the system data stream and a second smart dial structured to provide, via a second progress tracker, a second visual indicium related to a different, second item in the system data stream, wherein the two or more concurrently displayable controls provide progress values related to the first item and the second item, respectively, the first item and the second item originating from different source systems. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Mohanty (US 2023/0065530 A1). As per independent Claims 1, 13, and 17, Mohanty discloses (a method; a computing system comprising at least one processor and at least one computer-readable medium having instructions stored thereon that, when executed by the at least one processor, cause the at least one processor to perform operations comprising) one or more non-transitory computer-readable media storing instructions, which when executed by at least one processor (See at least Fig.1, Figs. 27-30, and Para 0064-0081, and Para 0105-0107), perform operations comprising: generating, by an analytics circuit, a system data stream that stitches together data from two or more computing systems (See at least Para 0045, 0067, 0104-0107, 0166-0171, 0222-0229), wherein the generating comprises extracting test case data from a first data stream received from a first computing system, the test case data relating to a particular release identifier (See at least Fig.4; Para 0046-0050, Para 0093, Para 0097, Para 0105, Para 0112-0115, and Para 0139-0143); extracting, by the analytics circuit, a set of System Development Lifecycle (SDLC) items from a second data stream received from a second computing system and relating to the particular release identifier (See at least Fig.4; Para 0046-0050; Para 0139-0143; and Para 0153); and updating the system data stream to include: (1) a first particular set of test case data corresponding to the particular release identifier, and (2) a second particular set comprising the set of SDLC items (See at least Para 0046-0050; Para 0139-0148); generating, using the first particular set of test case data and the second particular set comprising the set of SDLC items, a release readiness indicator (See at least Fig.4; Para 0046-0050; Para 0139-0143; and Para 0153); and binding, to two or more concurrently displayable controls of a graphical user interface, (i) a first smart dial (Key Performance Indicators (KPI) data summary display) structured to display the release readiness indicator, and (ii) at least one of a second smart dial displaying a first progress value determined based on the test case data, or a third smart dial displaying a second progress value determined based on the SDLC items (See at least Figs.10A-11J, Figs.15-16; Para 0046-0053, Para 0067-0068, Para 0138-0148, Para 0168-0171, Para 0221-0222, Para 0231-0234 – Equivalent GUI Data KPI Summary displays disclosed). As per Claim 2, Mohanty discloses wherein determining at least one computer application impacted by activity associated with the test case data comprises identifying at least one of connected applications, impacted applications, and supported applications for a particular project corresponding to the test case data from the first data stream (See at least Para 0158-0161). As per Claim 3, Mohanty discloses automatically configuring the progress tracker based on one or more items included in the system data stream (See at least Para 0138-0143 and 0158-0161). As per Claim 4, Mohanty discloses wherein the first smart dial and the second smart dial are grouped according to an item extracted from the system data stream (See at least Para 0138-0143 and 0158-0161). As per Claim 5, Mohanty discloses generating, based on the system data stream, requirements traceability indicia; and configuring the first progress tracker based on the requirements traceability indicia (See at least Para 0138-0143 and 0158-0161). As per Claim 6, Mohanty discloses generating, based on the system data stream, system accessibility compliance indicia; and configuring the first progress tracker based on the system accessibility compliance indicia (See at least Para 0138-0143, and 0158-0161). As per Claim 7, Mohanty discloses generating, based on the system data stream, project regression indicia; and configuring the first progress tracker based on the project regression indicia (See at least Para 0138-0143, and 0158-0161). As per Claim 8, Mohanty discloses generating, based on the system data stream, defect indicia; and configuring the first progress tracker based on the defect indicia (See at least Para 0138-0143, and 0158-0161). As per Claim 9, Mohanty discloses generating, based on the system data stream, sprint backlog indicia; and configuring the first progress tracker based on the sprint backlog indicia (See at least Para 0138-0143, and 0158-0161). As per Claim 10, Mohanty discloses based on the system data stream, determining a unit completion percentage set, the unit completion percentage set comprising at least one completion percentage value for requirements traceability, system accessibility compliance, project regression, test plan, defect status, and sprint backlog status; based on the at least one completion percentage value, determining an entity completion percentage value; evaluating the entity completion percentage value against a threshold; and based on the evaluation of the entity completion percentage value, generating a customized electronic notification (See at least Para 0138-0143, and 0158-0161). As per Claim 11, Mohanty discloses retrieving, from a data storage medium communicatively coupled to the analytics circuit, an email message template; extracting, from the system data stream, at least one item; and causing a communications engine communicatively coupled to the analytics circuit to: determine a recipient based on the at least one item; generate, based on the email message template and the at least one item, an electronic notification for an entity; and transmit the electronic notification to the determined recipient (See at least Para 0138-0143, and 0158-0161, alert message). As per Claim 12, Mohanty discloses extracting, from the system data stream, at least one item; determining, based on the at least one item, a destination network storage location; and causing a communications engine communicatively coupled to the analytics circuit to: generate an electronic file comprising the at least one item; and transmit the electronic file to the destination network storage location (See at least Para 0138-0143, and 0158-0161). As per Claims 14 and 18, Mohanty discloses automatically configuring the progress tracker based on one or more items included in the system data stream, the one or more items comprising requirements traceability indicia, system accessibility compliance indicia, project regression indicia, defect indicia, or sprint backlog indicia (See at least Para 0138-0143, and 0158-0161). As per Claims 15 and 19, Mohanty discloses wherein the first smart dial and the second smart dial are grouped according to an item extracted from the system data stream, and wherein the item is at least one of an application identifier, a project identifier, and a release identifier (See at least Para 0138-0143, and 0158-0161). As per Claims 16 and 20, Mohanty discloses generating an electronic transmission to a downstream entity determined based on an item in the system data stream, the downstream entity being one of an email recipient and a network storage location (See at least Para 0138-0143, and 0158-0161). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure can be found in the PTO-892 Notice of References Cited. The Examiner suggests the applicant review all of these documents before submitting any amendments. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN P OUELLETTE whose telephone number is (571)272-6807. The examiner can normally be reached on M-F 8am-6pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynda C Jasmin, can be reached at telephone number (571) 272-6782. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. August 2, 2026 /JONATHAN P OUELLETTE/Primary Examiner, Art Unit 3629
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Prosecution Timeline

Feb 24, 2025
Application Filed
Aug 05, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
96%
With Interview (+29.6%)
3y 8m (~2y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1159 resolved cases by this examiner. Grant probability derived from career allowance rate.

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