Prosecution Insights
Last updated: October 02, 2026
Application No. 19/068,624

SOLID ELECTROLYTE, PREPARATION METHOD THEREOF, SECONDARY BATTERY, BATTERY MODULE, BATTERY PACK, AND ELECTRIC APPARATUS

Final Rejection §103
Filed
Mar 03, 2025
Priority
Jan 16, 2023 — CN 202310070432.9 +1 more
Examiner
WEINER, LAURA S
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Contemporary Amperex Technology Co., Limited
OA Round
4 (Final)
85%
Grant Probability
Favorable
5-6
OA Rounds
1y 6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
991 granted / 1162 resolved
+20.3% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
39 currently pending
Career history
1194
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
30.0%
-10.0% vs TC avg
§102
21.6%
-18.4% vs TC avg
§112
35.1%
-4.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1162 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 8-24-2026 have been fully considered but they are not persuasive. The rejection of claim(s) 1, 4, 6, 9 and 14 remain are rejected under 35 U.S.C. 103 as being unpatentable over Wachsman et al. (US 2014/0287305) in view of He et al. (US 2022/0263070) remains because Wachsman et al. teaches in [0096], that porous 3-dimensionally networked solid- state electrolyte (SSE) scaffolds allows electrode materials to fill volume with a smaller change transfer resistance-increasing mass percentage of active electrode materials [teaching a positive electrode active material in pores, claim 1 and/or negative material in pores of claim 7]. Wachsman et al. teaches a battery comprising a positive electrode comprising a positive electrode plate where positive active material particles are positioned in the porous region of the solid electrolyte layer where the solid electrolyte layer comprising the porous region on the cathode side / a dense region / porous region on the anode side. In addition, Wachsman et al. teaches it is known to also have a negative electrode plate where negative active material particles are positioned in the porous region of the solid electrolyte layer where the solid electrolyte layer comprising the porous region on the anode side. He et al. teaches a graphene shell on the surface of the positive active material particle is a well-known concept. The rejection of claim(s) 12-13 remain rejected under 35 U.S.C. 103 as being unpatentable over Wachsman et al. (US 2014/0287305) in view of He et al. (US 2022/0263070) and further in view of Hong et al. (US 11,545,659) because Hong et al. teaches in claim 1, a negative electrode comprising a negative current collector and a primer layer positioned on the current collector where the primer layer comprises graphene and has a thickness of 0.1-10 um. Hong et al. teaches in that a primer layer is used to allow for better adhesiveness. Election/Restrictions Applicant’s election without traverse of Invention I, drawn to a secondary battery comprising a negative electrode plate comprising a negative electrode current collector and a primer layer disposed thereon a solid electrolyte layer comprising a compact layer and a porous layer positioned on one side of the compact layer wherein positive active material comprising a polyanionic compound comprising particles coated with a coating layer comprising ZrO2 located in the pores of the porous layer and a negative electrode active material comprising sodium metal particles located in the pores of the porous layer in the reply filed on 6-6-2025 and 9-5-2025 are acknowledged. Claims 3, 8 and 10-11 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 9-5-2025. Claims 15-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 6-6-2025. Claim Objections Claim 12 is objected to because of the following informalities: Claim 12 is objected to because the claim should cite wherein the negative electrode plate further comprises a primer layer disposed on the surface of the negative electrode current collector and faces the compact layer; wherein the primer layer is selected from the group consisting of…”. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 6-7 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Wachsman et al. (US 2014/0287305) in view of He et al. (US 2022/0263070). Wachsman et al. teaches in claim 1, a battery comprising a cathode material or anode material; a solid-state electrolyte layer comprising a porous region having a plurality of pores [porous layer] and a dense region [compact layer], wherein the cathode material or the anode material is disposed on at least a portion of the porous region [teaching a positive electrode active material in pores, claim 1 and/or negative material in pores of claim 7] and the dense region is free of the cathode material and the anode material and a current collector disposed on at least a portion of the cathode material or the anode material. Wachsman et al. teaches in [0096], that porous 3-dimensionally networked solid- state electrolyte (SSE) scaffolds allows electrode materials to fill volume with a smaller change transfer resistance-increasing mass percentage of active electrode materials [teaching a positive electrode active material in pores, claim 1 and/or negative material in pores of claim 7]. Wachsman et al. teaches in claim 3, where the cathode material particles can be a lithium-containing material or a sodium-containing cathode material and teaches in claim 5, that the positive active material particles can comprise lithium-containing cathode material comprising LiCoO2, LiFePO4, Li2MMn3O8 where M can be Fe and/or Co [teaching a positive electrode material of claim 4]. Wachsman et al. teaches in claim 6, that the sodium-containing cathode material can comprise Na2V2O5, NaNi1/3Fe1/3Mn1/3PO4, Na3V2(PO4)3, etc. [teaching a positive electrode material of claim 4]. Wachsman et al. teaches in claim 8, that the anode material can be a lithium-containing or sodium-containing anode material and teaches in claim 10, wherein the anode material is a sodium-containing anode material comprising sodium metal, etc. [teaching a negative electrode material of claim 9]. Wachsman et al. shows in Figure 3, an Al current collector/positive active materials in the pores of the porous layer of the solid electrolyte/a compact layer/negative active materials in the pores of the porous layer/current collector. Wachsman et al. discloses the claimed invention as explained above except does not teach that a coating layer is provided on the surface of the positive electrode active material particles. He et al. teaches in Example 1, that it is known to have graphene encapsulated particles of a cathode active materials comprising LiCoO2, LiMn2O4, lithium iron phosphate, etc. He et al. teaches in [0089], that the graphene layer has a thickness of 1 nm to 50 um [teaching a thickness coating of 2 mm-1000 nm, claim 6]. He et al. teaches in [0012], that using the cathode in a battery provides a safe, flame/fire-resistant, solid-state lithium ion-transporting medium which is capable of storing a higher amount of charge per unit battery weight or volume. He et al. teaches in the abstract, a rechargeable lithium battery comprising an anode, a cathode comprising active materials and a porous separator [0103], where a lithium ion transporting medium comprising graphite, graphene, carbon, etc. and particles of the cathode active material are combined to form a cathode active material composite. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to coat the cathode active material particles of Wachsman et al. with graphene because He et al. teaches that using cathode active material particles comprising a core comprising LiCoO2 having a graphene coating layer or a core comprising lithium iron phosphate having a graphene coating layer in a battery provides a safe, flame/fire-resistant, solid-state lithium ion-transporting medium which is capable of storing a higher amount of charge per unit battery weight or volume. Wachsman et al. discloses the claimed invention except for specifically teaching that the coating layer has a thickness of 2-1000 nm. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a coating layer of graphene having a thickness of 2-1000 nm because He et al. teaches that this is known, since it has been held that where general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art and since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. See MPEP 2144.05. Claim(s) 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Wachsman et al. (US 2014/0287305) in view of He et al. (US 2022/0263070) and further in view of Hong et al. (US 11,545,659). Wachsman et al. in view of He et al. discloses the claimed invention as explained above but does not specifically teach that the negative electrode current collector contains a primer layer comprising graphene on the current collector and that the primer layer has a thickness of 2 um to 10 um. Hong et al. teaches in claim 1, a negative electrode comprising a negative current collector and a primer layer positioned on the current collector where the primer layer comprises graphene and has a thickness of 0.1-10 um. Hong et al. teaches in that a primer layer is used to allow for better adhesiveness. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include a primer layer on a negative current collector in a thickness of 0.1-10 um because Hong et al. teaches the benefits and since it has been held that where general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art and since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. See MPEP 2144.05. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Laura Weiner whose telephone number is (571)272-1294. The examiner can normally be reached 9 am-5 pm EST M, Th and F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tong Guo can be reached at 571-272-3066. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA S. WEINER/ Primary Examiner Art Unit 1723 /Laura Weiner/Primary Examiner, Art Unit 1723
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Prosecution Timeline

Show 4 earlier events
Mar 11, 2026
Response after Non-Final Action
Apr 29, 2026
Applicant Interview (Telephonic)
Apr 29, 2026
Examiner Interview Summary
May 07, 2026
Request for Continued Examination
May 10, 2026
Response after Non-Final Action
May 27, 2026
Non-Final Rejection mailed — §103
Aug 24, 2026
Response Filed
Sep 10, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+14.3%)
3y 1m (~1y 6m remaining)
Median Time to Grant
High
PTA Risk
Based on 1162 resolved cases by this examiner. Grant probability derived from career allowance rate.

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