Prosecution Insights
Last updated: October 22, 2026
Application No. 19/174,711

METHOD OF IMPROVING PROGRAM OPERATION SPEED IN 3D NAND SYSTEMS

Non-Final OA §102§103
Filed
Apr 09, 2025
Priority
Sep 30, 2022 — continuation of 12/300,323
Examiner
BERMUDEZ LOZADA, ALFREDO
Art Unit
2825
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yangtze Memory Technologies Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
490 granted / 547 resolved
+21.6% vs TC avg
Minimal +2% lift
Without
With
+2.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
25 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
39.5%
-0.5% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 547 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is responsive to the following communications: the Application filed April 9, 2025. Claims 1-20 are pending. Claims 1, 11 and 20 are independent. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2, 5-8, 11-12 and 19-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yoo (U.S. 2017/0068481). Regarding independent claim 1, Yoo discloses A method of operating a memory device (see Abstract), the method comprising: during first program loops (Fig. 12: 1st PGM), applying first consecutive program pulses to a first word line of the memory device (Fig. 12: Vpgm11-Vpgm1n), wherein the first consecutive program pulses increase sequentially with a first step voltage (Fig. 12: ΔVpgm1); during second program loops (Fig. 12: 2nd PGM), applying second consecutive program pulses to the first word line (Fig. 12: Vpgm21-Vpgm2m), wherein the second consecutive program pulses increase sequentially with a second step voltage (Fig. 12: ΔVpgm2), and wherein the first step voltage is larger than the second step voltage (see Fig. 12: ΔVpgm2 is less than ΔVpgm1); and during third program loops (Fig. 12: 3rd PGM), applying third consecutive program pulses to the first word line (Fig. 12: Vpgm31-Vpgm3k), wherein the third consecutive program pulses increase sequentially with a third step voltage (Fig. 12: ΔVpgm3), and wherein the second step voltage is larger than the third step voltage (see Fig. 12: ΔVpgm3 is less than ΔVpgm2). Regarding claim 2, Yoo discloses wherein the second program loops are after the first program loops and the third program loops are after the second program loops (see Fig. 12). Regarding claim 5, Yoo discloses performing a first program operation on a first memory cell coupled to the first word line to program the first memory cell to a first intermediate state, wherein the first program operation comprises at least one of the first program loops, the second program loops, or the third program loops (Fig. 11 shows a 1st step PGM and a 2nd step PGM to program the cell to an intermediate state, e.g. P11, P21, P22, P23); and performing a second program operation on the first memory cell to program the first memory cell from the first intermediate state to a first target state (Fig. 11 shows a 3RD step PGM to program the cell to a tighter state i.e. “target state”, P31, P32, P33). Regarding claim 6, Yoo discloses wherein the first memory cell is a quad-level cell (QLC) (see page 6, par. 0080). Regarding claim 7, Yoo discloses wherein the first intermediate state is one of 8 intermediate states and the first target state is one of 16 target states (For a 4-bit data programmed per memory cell, i.e. QLC has 16 distinct threshold voltage states and has 8 threshold voltage margin between any one program state, see pages 5-6, par. 0078-0080). Regarding claim 8, Yoo discloses wherein the first intermediate state is one of 16 intermediate states and the first target state is one of 16 target states (For a 4-bit data programmed per memory cell, i.e. QLC has 16 distinct threshold voltage states, see pages 5-6, par. 0078-0080). Regarding independent claim 11, Yoo discloses a method of operating a memory device (see Abstract), the method comprising: performing a first program operation on a first memory cell of the memory device to program the first memory cell to a first intermediate state (Fig. 11 shows a 1st step PGM and a 2nd step PGM to program the cell to an intermediate state, e.g. P11, P21, P22, P23), wherein the first program operation comprises: during first program loops (Fig. 12: 1st PGM), applying first consecutive program pulses to a first word line coupled to the first memory cell (Fig. 12: Vpgm11-Vpgm1n), wherein the first consecutive program pulses increase sequentially with a first step voltage (Fig. 12: ΔVpgm1); and during second program loops (Fig. 12: 2nd PGM), applying second consecutive program pulses to the first word line (Fig. 12: Vpgm21-Vpgm2m), wherein the second consecutive program pulses increase sequentially with a second step voltage (Fig. 12: ΔVpgm2); and performing a second program operation on the first memory cell to program the first memory cell from the first intermediate state to a first target state (Fig. 11 shows a 3RD step PGM to program the cell to a tighter state i.e. “target state”, P31, P32, P33). Regarding claim 12, Yoo discloses wherein the first step voltage is larger than the second step voltage (see Fig. 12: ΔVpgm2 is less than ΔVpgm1). Regarding claim 19, Yoo discloses wherein the first memory cell is a quad-level cell (QLC) (see page 6, par. 0080). Regarding independent claim 20, Yoo discloses a memory device (Fig. 1), comprising: a memory array (Fig. 3: 121); word lines coupled to the memory array (Fig. 4: WLs); and a peripheral circuit coupled to the word lines and configured to perform an operation (Fig. 3: 122-126), wherein the operation comprises: during first program loops (Fig. 12: 1st PGM), applying first consecutive program pulses to a first word line of the word lines (Fig. 12: Vpgm11-Vpgm1n), wherein the first consecutive program pulses increase sequentially with a first step voltage (Fig. 12: ΔVpgm1); during second program loops (Fig. 12: 2nd PGM), applying second consecutive program pulses to the first word line (Fig. 12: Vpgm21-Vpgm2m), wherein the second consecutive program pulses increase sequentially with a second step voltage (Fig. 12: ΔVpgm2), and wherein the first step voltage is larger than the second step voltage (see Fig. 12: ΔVpgm2 is less than ΔVpgm1); and during third program loops after the second program loops (Fig. 12: 3rd PGM), applying third consecutive program pulses to the first word line (Fig. 12: Vpgm31-Vpgm3k), wherein the third consecutive program pulses increase sequentially with a third step voltage (Fig. 12: ΔVpgm3), and wherein the second step voltage is larger than the third step voltage (see Fig. 12: ΔVpgm3 is less than ΔVpgm2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4, 13-14 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Yoo (U.S. 2017/0068481) in view of Cho et al. (U.S. 2018/0211715; hereinafter “Cho”). Regarding claim 4, Yoo discloses the limitations with respect to claim 1. However, Yoo is silent with respect to wherein the third consecutive program pulses are larger than the second consecutive program pulses, and the second consecutive program pulses are larger than the first consecutive program pulses. Similar to Yoo, Cho teaches a method of operating a memory device comprising firs program loops applying first consecutive program pulses (Fig. 4A: Loop2), second program loops applying second consecutive program pulses (Fig. 4A: Loop3) and third program loops applying third consecutive program pulses (Fig. 4A: Loop4). Furthermore, Cho teaches wherein the third consecutive program pulses are larger than the second consecutive program pulses, and the second consecutive program pulses are larger than the first consecutive program pulses (see Fig. 4A). Since Cho and Yoo are from the same field of endeavor, the teachings described by Cho would have been recognized in the pertinent art of Yoo. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to combine the teachings of Cho with the teachings of Yoo for the purpose of improve data stored reliability, see Cho’s page 1, par. 0005. Regarding claim 13, Yoo discloses the limitations with respect to claim 12. However, Yoo is silent with respect to wherein the first program operation further comprises during third program loops after second program loops, applying third consecutive program pulses to the first word line, wherein the third consecutive program pulses increase sequentially with a third step voltage, and wherein the second step voltage is larger than the third step voltage. Similar to Yoo, Cho teaches a method of operating a memory device comprising a first program operation (Fig. 4A). Furthermore, Cho teaches wherein the first program operation further comprises during third program loops after second program loops (Fig. 4A: Loop4 after Loop3), applying third consecutive program pulses to the first word line (Fig. 4A: PP1_4-PP3_4), wherein the third consecutive program pulses increase sequentially with a third step voltage, and wherein the second step voltage is larger than the third step voltage (Fig. 4A shows the program pulses of Loop4 increases by a step voltage that is smaller than the step voltage applied to the program pulses of Loop3). Since Cho and Yoo are from the same field of endeavor, the teachings described by Cho would have been recognized in the pertinent art of Yoo. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to combine the teachings of Cho with the teachings of Yoo for the purpose of improve data stored reliability, see Cho’s page 1, par. 0005. Regarding claim 14, Yoo in combination with Cho teaches the limitations with respect to claim 13. Furthermore, Cho teaches wherein the second program loops are after the first program loops and the third program loops are after the second program loops (see Fig. 4A). Regarding claim 16, Yoo in combination with Cho teaches the limitations with respect to claim 13. Furthermore, Cho teaches wherein the third consecutive program pulses are larger than the second consecutive program pulses, and wherein the second consecutive program pulses are larger than the first consecutive program pulses (see Fig. 4A). Allowable Subject Matter Claims 3, 9-10, 15 and 17-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: With respect to claim 3, there is no teaching or suggestion in the prior art of record to provide the recited first set voltage is 1.3 times of a predetermined step voltage, the second step voltage is 1.2 times of the predetermined step voltage, and the third step voltage is 1.1 times of the predetermined step voltage. With respect to claim 9, there is no teaching or suggestion in the prior art of record to provide the recited step of performing the second program operation comprises applying fourth consecutive program pulses to the first word line, and wherein the fourth consecutive program pulses increase sequentially with a fourth step voltage. With respect to claim 15, there is no teaching or suggestion in the prior art of record to provide the recited first step voltage is 1.3 times of a predetermined step voltage, the second step voltage is 1.2 times of the predetermined step voltage, and the third step voltage is 1.1 times of the predetermined step voltage. With respect to claim 17, there is no teaching or suggestion in the prior art of record to provide the recited step of performing the second program operation comprises applying fourth consecutive program pulses to the first word line, and wherein the fourth consecutive program pulses increase sequentially with a fourth step voltage. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALFREDO BERMUDEZ LOZADA whose telephone number is (571)272-0877. The examiner can normally be reached 7:00AM-3:30PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexander G Sofocleous can be reached at 571-272-0635. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alfredo Bermudez Lozada/ Primary Examiner, Art Unit 2825
Read full office action

Prosecution Timeline

Apr 09, 2025
Application Filed
Sep 29, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12770697
OPERATION METHOD FOR MEMORY, MEMORY, MEMORY SYSTEM AND ELECTRONIC SYSTEM
2y 10m to grant Granted Oct 20, 2026
Patent 12770675
MEMORIES AND MEMORY COMPONENTS WITH INTERCONNECTED AND REDUNDANT DATA INTERFACES
2y 8m to grant Granted Oct 20, 2026
Patent 12763156
NON-VOLATILE MEMORY WITH PROGRAM-VERIFY AT COMMON VOLTAGE
2y 7m to grant Granted Oct 13, 2026
Patent 12763149
LOGICAL BLOCK CONSTRUCTION FOR PHYSICAL BLOCKS COMPRISING MULTIPLE ERASE BLOCKS COUPLED TO A SAME STRING
2y 2m to grant Granted Oct 13, 2026
Patent 12755796
ERASE METHOD FOR MEMORY DEVICE AND MEMORY DEVICE
2y 3m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.0%)
2y 1m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 547 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month