Prosecution Insights
Last updated: August 17, 2026
Application No. 19/257,223

ADAPTIVE LOOP FILTER-BASED VIDEO OR IMAGE CODING

Non-Final OA §DP
Filed
Jul 01, 2025
Priority
May 14, 2019 — provisional 62/847,919 +5 more
Examiner
BECKER, JOSEPH W
Art Unit
Tech Center
Assignee
Nokia Corporation
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
1y 8m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
292 granted / 401 resolved
+12.8% vs TC avg
Strong +25% interview lift
Without
With
+24.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
17 currently pending
Career history
412
Total Applications
across all art units

Statute-Specific Performance

§101
4.4%
-35.6% vs TC avg
§103
61.4%
+21.4% vs TC avg
§102
16.6%
-23.4% vs TC avg
§112
7.7%
-32.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 401 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-3 rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 10, 14 of U.S. Patent No. US 11503287 B2. Although the claims at issue are not identical, they are not patentably distinct from each other because: Current Patent 1. A decoding apparatus for an image decoding, the decoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: obtain image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; generate reconstructed samples based on the residual information; derive filter coefficients for the ALF based on the coefficient information; and generate modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 2. An encoding apparatus for an image encoding, the encoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: derive prediction samples of a current block in a current picture; derive residual samples based on the prediction samples; generate residual information based on the residual samples; generate reconstructed samples based on the residual samples; determine whether an adaptive loop filter (ALF) is applied; determine whether fixed filter set is applied; derive filter coefficients for the ALF for the reconstructed samples; generate coefficient information for the ALF based on the filter coefficients; and encode image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 3. An apparatus for transmitting data for an image, the apparatus comprising: at least one processor configured to obtain a bitstream for the image, wherein the bitstream is generated based on deriving prediction samples of a current block in a current picture, deriving residual samples based on the prediction samples, generating residual information based on the residual samples, generating reconstructed samples based on the residual samples, determining whether an adaptive loop filter (ALF) is applied, determining whether fixed filter set is applied, deriving filter coefficients for the ALF for the reconstructed samples, generating coefficient information for the ALF based on the filter coefficients, and encoding image information including information related to whether the ALF is applied, the coefficient information and the residual information; and a transmitter configured to transmit the data comprising the bitstream, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 1. An image decoding method performed by a decoding apparatus, the method comprising: obtaining image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; generating reconstructed samples based on the residual information; deriving filter coefficients for the ALF based on the coefficient information; and generating modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 10. An image encoding method performed by an encoding apparatus, the method comprising: deriving prediction samples of a current block in a current picture; deriving residual samples based on the prediction samples; generating residual information based on the residual samples; generating reconstructed samples based on the residual samples; determining whether an adaptive loop filter (ALF) is applied; determining whether fixed filter set is applied; deriving filter coefficients for the ALF for the reconstructed samples; generating coefficient information for the ALF based on the filter coefficients; and encoding image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 14. A non-transitory computer-readable digital storage medium, storing a bitstream generated by a method, the method comprising: deriving prediction samples of a current block in a current picture; deriving residual samples based on the prediction samples; generating residual information based on the residual samples; generating reconstructed samples based on the residual samples; determining whether an adaptive loop filter (ALF) is applied; determining whether fixed filter set is applied; deriving filter coefficients for the ALF for the reconstructed samples; generating coefficient information for the ALF based on the filter coefficients; and generating the bitstream by encoding image information including information related to whether the ALF is applied, the coefficient information and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. Claims 1-3 rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 10, 14 of U.S. Patent No. US 11917145 B2. Although the claims at issue are not identical, they are not patentably distinct from each other because: Current Patent 1. A decoding apparatus for an image decoding, the decoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: obtain image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; generate reconstructed samples based on the residual information; derive filter coefficients for the ALF based on the coefficient information; and generate modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 2. An encoding apparatus for an image encoding, the encoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: derive prediction samples of a current block in a current picture; derive residual samples based on the prediction samples; generate residual information based on the residual samples; generate reconstructed samples based on the residual samples; determine whether an adaptive loop filter (ALF) is applied; determine whether fixed filter set is applied; derive filter coefficients for the ALF for the reconstructed samples; generate coefficient information for the ALF based on the filter coefficients; and encode image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 3. An apparatus for transmitting data for an image, the apparatus comprising: at least one processor configured to obtain a bitstream for the image, wherein the bitstream is generated based on deriving prediction samples of a current block in a current picture, deriving residual samples based on the prediction samples, generating residual information based on the residual samples, generating reconstructed samples based on the residual samples, determining whether an adaptive loop filter (ALF) is applied, determining whether fixed filter set is applied, deriving filter coefficients for the ALF for the reconstructed samples, generating coefficient information for the ALF based on the filter coefficients, and encoding image information including information related to whether the ALF is applied, the coefficient information and the residual information; and a transmitter configured to transmit the data comprising the bitstream, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 1. An image decoding method performed by a decoding apparatus, the method comprising: obtaining image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, prediction related information, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; deriving a prediction samples based on the prediction related information; generating reconstructed samples based on the residual information and the prediction samples; deriving filter coefficients for the ALF based on the coefficient information; and generating modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 10. An image encoding method performed by an encoding apparatus, the method comprising: deriving prediction samples of a current block in a current picture; generating prediction related information; deriving residual samples based on the prediction samples; generating residual information based on the residual samples; generating reconstructed samples based on the residual samples and the prediction samples; determining whether an adaptive loop filter (ALF) is applied; determining whether fixed filter set is applied; deriving filter coefficients for the ALF for the reconstructed samples; generating coefficient information for the ALF based on the filter coefficients; and encoding image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied, the prediction related information, and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 14. A non-transitory computer-readable digital storage medium, storing a bitstream generated by a method, the method comprising: deriving prediction samples of a current block in a current picture; generating prediction related information; deriving residual samples based on the prediction samples; generating residual information based on the residual samples; generating reconstructed samples based on the residual samples and the prediction samples; determining whether an adaptive loop filter (ALF) is applied; determining whether fixed filter set is applied; deriving filter coefficients for the ALF for the reconstructed samples; generating coefficient information for the ALF based on the filter coefficients; and generating the bitstream by encoding image information including information related to whether the ALF is applied, the coefficient information, the prediction related information and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. Claims 1-3 rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-3 of U.S. Patent No. US 12375655 B2. Although the claims at issue are not identical, they are not patentably distinct from each other because: Current Patent 1. A decoding apparatus for an image decoding, the decoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: obtain image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; generate reconstructed samples based on the residual information; derive filter coefficients for the ALF based on the coefficient information; and generate modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 2. An encoding apparatus for an image encoding, the encoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: derive prediction samples of a current block in a current picture; derive residual samples based on the prediction samples; generate residual information based on the residual samples; generate reconstructed samples based on the residual samples; determine whether an adaptive loop filter (ALF) is applied; determine whether fixed filter set is applied; derive filter coefficients for the ALF for the reconstructed samples; generate coefficient information for the ALF based on the filter coefficients; and encode image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 3. An apparatus for transmitting data for an image, the apparatus comprising: at least one processor configured to obtain a bitstream for the image, wherein the bitstream is generated based on deriving prediction samples of a current block in a current picture, deriving residual samples based on the prediction samples, generating residual information based on the residual samples, generating reconstructed samples based on the residual samples, determining whether an adaptive loop filter (ALF) is applied, determining whether fixed filter set is applied, deriving filter coefficients for the ALF for the reconstructed samples, generating coefficient information for the ALF based on the filter coefficients, and encoding image information including information related to whether the ALF is applied, the coefficient information and the residual information; and a transmitter configured to transmit the data comprising the bitstream, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 1. A decoding apparatus for an image decoding, the decoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: obtain image information including information related to whether an adaptive loop filter (ALF) is applied, coefficient information for the ALF, information related to whether fixed filter set is applied, prediction related information, and residual information from a bitstream, wherein the coefficient information is included in the image information based on the information related to whether the ALF is applied; derive a prediction samples based on the prediction related information; generate reconstructed samples based on the residual information and the prediction samples; derive filter coefficients for the ALF based on the coefficient information; and generate modified reconstructed samples based on the reconstructed samples and the filter coefficients, wherein the coefficient information is obtained by decoding based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the information related to whether the fixed filter set is applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 2. An encoding apparatus for an image encoding, the encoding apparatus comprising: a memory; and at least one processor connected to the memory, the at least one processor configured to: derive prediction samples of a current block in a current picture; generate prediction related information; derive residual samples based on the prediction samples; generate residual information based on the residual samples; generate reconstructed samples based on the residual samples and the prediction samples; determine whether an adaptive loop filter (ALF) is applied; determine whether fixed filter set is applied; derive filter coefficients for the ALF for the reconstructed samples; generate coefficient information for the ALF based on the filter coefficients; and encode image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied, the prediction related information, and the residual information, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. 3. An apparatus for transmitting data for an image, the apparatus comprising: at least one processor configured to obtain a bitstream for the image, wherein the bitstream is generated based on deriving prediction samples of a current block in a current picture, generating prediction related information, deriving residual samples based on the prediction samples, generating residual information based on the residual samples, generating reconstructed samples based on the residual samples and the prediction samples, determining whether an adaptive loop filter (ALF) is applied, determining whether fixed filter set is applied, deriving filter coefficients for the ALF for the reconstructed samples, generating coefficient information for the ALF based on the filter coefficients, and encoding image information including information related to whether the ALF is applied, the coefficient information, information related to whether the fixed filter set is applied, the prediction related information, and the residual information; and a transmitter configured to transmit the data comprising the bitstream, wherein the coefficient information is encoded based on Exponential-Golomb coding, wherein the Exponential-Golomb coding is based on a fixed order, wherein the image information further includes information on a fixed filter index indicating one of the fixed filters for the ALF based on the fixed filter set being applied, wherein the filter coefficients are derived based on the information on the fixed filter index, wherein the information on the fixed filter index is obtained based on a binarization process, and wherein the binarization process is performed based on a truncated binary (TB) binarization. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH W BECKER whose telephone number is (571)270-7301. The examiner can normally be reached flexible usually 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph G Ustaris can be reached at 5712727383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH W BECKER/Examiner, Art Unit 2483
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Prosecution Timeline

Jul 01, 2025
Application Filed
Jul 16, 2026
Non-Final Rejection mailed — §DP (current)

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Expected OA Rounds
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Grant Probability
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With Interview (+24.8%)
2y 9m (~1y 8m remaining)
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