Prosecution Insights
Last updated: April 19, 2026
Application No. 19/280,137

BATTERY CELL, BATTERY, ELECTRIC APPARATUS, AND ENERGY STORAGE APPARATUS

Final Rejection §103
Filed
Jul 25, 2025
Examiner
HEMINGWAY, TIMOTHY G
Art Unit
1754
Tech Center
1700 — Chemical & Materials Engineering
Assignee
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED
OA Round
2 (Final)
41%
Grant Probability
Moderate
3-4
OA Rounds
2y 7m
To Grant
57%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allow Rate
29 granted / 70 resolved
-23.6% vs TC avg
Strong +16% interview lift
Without
With
+15.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
57 currently pending
Career history
127
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
54.0%
+14.0% vs TC avg
§102
16.8%
-23.2% vs TC avg
§112
25.4%
-14.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 70 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In response to applicant’s amendment, received 01/29/2025, the following objections and rejections have been withdrawn from the previous office action: Objections to the claims 35 U.S.C. 112(b) rejections of claims 5 and 17 35 U.S.C. 103 rejections of claims 1-20 Claim Objections Claims 2 and 4-5 are objected to because of the following informalities: Claim 2 recites a broad range and a narrow range in the same claim, which should be amended to specify which of the limitations is required and which limitation is optional. Claim 4 recites “satisfying d1 and d2 satisfy:” on the 2nd to last line of the claim which should be amended to remove either “satisfying” or “satisfy” in order to improve grammar. Claim 5 recites “the fifth wall and the end cap being disposed opposite each other…” on lines 7-8 of the claim which should be amended to read “the fifth wall and the sixth wall being disposed opposite each other…” in order to improve claim limitation consistency. Claim 5 recites “and the second insulating member being disposed…” on the third to last line and second to last line on page 4 of the claims which should be amended to read “and thefourth insulating member being disposed…” in order to improve claim limitation consistency. Claim 5 recites “*(H1-c-d1-d2)” which should be amended to read “*(H1-c-d3-d4)” to improve claim limitation consistency. Appropriate correction is required. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-4, 6-11, and 14-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Published Application US20250023207A1, hereafter Wansong, in view of Published Application US20160155995A1, hereafter Takahata. Regarding claim 1, Wansong discloses a battery cell (100), a housing (110) thereof having a volume of 4000 cm3 (Fig 19, thickness at ends is thickness of casing wall 111 + thickness of 161b + thickness of 141b; [0095] 161b and 162b are each 0.3-1.5 mm thickness; [0141] 141a and 142a are each 0.6-2 mm thickness; [0134] 0.2-0.5 thickness of lower casing and sixth plate member; [0007] 0.95≤L1/L≤0.99; 4 mm at end, 8 mm difference between full length and inside length, so if L1/L = 0.99, and L = L1 + 8mm; L1/(L1+7)=0.99; L1=0.99(L1+8); L1=0.99L1+7.92; L1-0.99L1=7.92; 0.01L1=7.92; L1=792, so L = 800; [0145] 0.92≤H1/H≤0.98; H1+1=H; H1/(H1+1)=0.98; 0.98H1+0.98=H1; 0.02H1=0.98; H1=49; H=50; [0145] 0.93≤D1/D≤0.99; D1+1=D; D1/(D1+1)=0.99; D1=99; D=100; L*H*D=4000cm3), the housing (110) being a right parallelepiped (Fig 18), the housing (110) comprising a housing body ([0098] lower casing) and an end cap (116), the housing body comprising an opening ([0098] open end of lower casing), the end cap (116) covering the opening ([0098] sixth plate member 116 closes open end of lower casing), the end cap (116) being welded to the housing body ([0148] connected by welding), the housing body comprising a first wall (111), a second wall (112), a third wall (113), a fourth wall (114), and a fifth wall (115) integrally formed ([0150]), the first wall (111) and the second wall (112) being disposed opposite each other along a first direction (Fig 18, [0149] length direction), the third wall (113) and the fourth wall (114) being disposed opposite each other along a second direction (Fig 18, [0149] width direction), the fifth wall (115) and the end cap (116) being disposed opposite each other along a third direction (Fig 18, [0150] thickness direction), and the first direction, the second direction, and the third direction being mutually perpendicular (Fig 18), wherein the battery cell (100) comprises: an electrode terminal (131) disposed on the first wall (111) and a second electrode terminal disposed on the second wall (112) (Fig 6); at least one electrode assembly (120), wherein the electrode assembly (120) is accommodated within the housing (110) (Fig 15), the electrode assembly (120) comprising a body and a tab ([0074] positive electrode tab of electrode core 120) extending from the body, and the tab being electrically connected to the electrode terminal (131) ([0074] tab connected to pole); and an electrolyte ([0167] electrolytic solution), wherein the electrolyte is accommodated within the housing ([0167] electrolytic solution is injected into battery case 110); wherein a size of the housing (110) in the first direction is denoted as W1 (L=800 mm, as per above), a size of the housing in the second direction is denoted as T1 (H=50 mm, as per above), a size of the housing in the third direction is denoted as H1 (D=100, as per above), a sum of thicknesses of the first wall and the second wall is denoted as a (1.0 mm, as per above), a sum of thicknesses of the third wall and the fourth wall is denoted as b (1.0 mm, as per above), and a sum of thicknesses of the fifth wall and the end cap is denoted as c (1.0 mm, as per above), satisfying: (W1-a)*(T1-b)*(H1-c)/(W1*T1*H1)≥90% ((800-1)*(50-1)*(100-1)/(800*50*100) = 97% ≥ 90%), the thickness of the first wall and the thickness of the second wall are both denoted as a1, the thickness of the third wall and the thickness of the fourth wall are both denoted as b1, the thickness of the fifth wall is denoted as c1, and the thickness of the end cap is denoted as c2, satisfying: 0.5 mm≤a1≤1.5 mm ([0134] 0.5 mm), and 0.5 mm≤b1≤1.5 mm ([0134] 0.5 mm). Wansong does not disclose 120 mm ≤ H1 ≤ 400 mm. As the volume of the battery housing is/are variable(s) that can be modified, among others, by adjusting the height of the housing, with the volume of the battery housing increasing as the height of the housing is increased, the height of the battery housing would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed height of the battery housing H1 cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the height of the battery housing in the invention of Wansong such as to 200 mm, to obtain the desired volume of the housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Wansong does not disclose that the electrode terminal is disposed on the 5th wall or the end cap. However, the examiner notes that it is well-known to place the terminals of the battery cell on various sides of the housing, such as on the endcap/cover, and Wansong further discloses the second terminal (132a) on the opposite side to the first terminal (131a) (Figs 19, 20). In the analogous art of batteries, Takahata discloses wherein an electrode terminal (23) is disposed on the end cap (Fig 1, sealing plate 22). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to modify the invention of Wansong to select a different known arrangement of the electrode body and associated terminal such as on the endcap in Takahata as stated above while retaining the opposing second terminal on the fifth wall opposite to the first terminal as a another known method of positioning the terminal (MPEP 2143 (I) (C)). Wansong is silent on wherein 1.0 mm≤c1≤2.5 mm, and 1.5 mm≤c2≤4 mm. As the internal volume and mechanical strength of the battery housing is/are variable(s) that can be modified, among others, by adjusting the thicknesses of the 5th wall and the endcap, with the internal volume of the battery housing decreasing and the mechanical strength of the battery housing increasing as the thicknesses of the 5th wall and the endcap are increased, the thicknesses of the 5th wall and the endcap would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed thickness c1 of the 5th wall and thickness of the endcap cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the thicknesses c1 and c2 in the invention of Wansong to for example 2.5 mm and 4 mm, respectively, in order to obtain the desired balance between internal volume of the housing and mechanical strengths of the fifth wall and endcap (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Regarding claim 2, modified Wansong further discloses wherein (W1-a)*(T1-b)*(H1-c)/(W1*T1*H1) ≥ 92% ((800-1)*(50-1)*(200-6.5)/(800*50*200) = 95% ≥ 92%). Regarding claim 3, modified Wansong further discloses wherein (W1-a)/W1≥97.0% (799/800 = 99.9%), (T1-b)/T1≥96.5% (49/50 = 98.0%), and (H1-c)/H1≥96.5% (193.5/200 = 96.75%). Regarding claim 4, Wansong discloses wherein the battery cell further comprises a first insulating member (161b) and a second insulating member (162b), the first insulating member (161b) being disposed between the first wall (111) and the electrode assembly and abutting against the first wall (111), and the second insulating member (162b) being disposed between the second wall and the electrode assembly (120) and abutting against the second wall (112); wherein a maximum size of the first insulating member (161b) in the third direction is denoted as d1, and a maximum size of the second insulating member (162b) in the third direction is denoted as d2, satisfying: (W1-a-1.6 mm)*(T1-b-1.6 mm)*(H1-c-d1-d2)/(W1*T1*H1)≥88% ((797.4*47.4*(200-6.5-1.5-1.5))/(800*50*200) = 90%≥88%), 0.3 mm≤d1≤1.5 mm ([0095]) (which overlaps with the claimed range of 0.3 mm≤d1≤1.2 mm – in the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05 (I)), and d2=1.5mm (as per above). Wansong is silent on wherein the first insulating member is disposed between the fifth wall and the electrode assembly and abutting against the fifth wall and wherein the second insulating member is disposed between the endcap and the electrode assembly and abutting against the endcap. However, since Wansong disclosed the insulating members 161b and 162b to be between their respective terminals and the electrode assembly (Fig 19, Fig 20, Fig 15), one skilled in the art would have understood the need and found it obvious, since Wansong has been modified to move a terminal to an endcap, to move the respective insulating members as well according to the terminal placement in order for these insulating members to continue providing their insulating function. Modified Wansong is silent on satisfying: 2 mm≤d2≤10 mm. As the internal volume between the walls of the battery housing is/are variable(s) that can be modified, among others, by adjusting the maximum size of the second insulating member in the third direction, with the internal volume decreasing as the maximum size of the second insulating member in the third direction is increased, the maximum size of the second insulating member in the third direction would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed maximum size of the second insulating member in the third direction cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the maximum size of the second insulating member in the third direction in the invention of Wansong to obtain the desired internal volume between the walls of the battery housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Regarding claim 6, modified Wansong further discloses wherein W1*T1*H1≤40000 cm3 (as per above, 800*50*200=8000cm3). Regarding claim 7, modified Wansong is silent on wherein 9500 cm3≤W1*T1*H1≤32000 cm3. However, since the height of the battery would have been regarded as a result effective variable by one of ordinary skill in the art, as stated above for claim 1, one of ordinary skill could have easily have selected a larger height, such as 250 mm, in order to provide a larger desired volume, as a result of routine optimization, since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). As a result of this modification, the volume would be 10000cm3. Regarding claim 8, modified Wansong further discloses wherein 3720 cm3≤W1*T1*H1≤12500 cm3 (as per above, 800*50*200=8000cm3). Regarding claim 9, modified Wansong is silent on wherein 4000 cm3≤W1*T1*H1≤6000 cm3. However, since the height of the battery would have been regarded as a result effective variable by one of ordinary skill in the art, as stated above for claim 1, one of ordinary skill could have easily have selected a smaller height, such as 120 mm, in order to provide a smaller desired volume, as a result of routine optimization, since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). As a result of this modification, the volume would be 4800cm3. Regarding claim 10, Wansong further discloses wherein the body (120) is a flat body (Fig 8); and wherein one electrode assembly (120) is provided, a maximum size of the body (120) in the first direction is denoted as W2, a maximum size of the body in the second direction is denoted as T2, and a maximum size of the body in the third direction is denoted as H2, satisfying: (W2*T2*H2)/(W1*T1*H1)≥80% ([0144] distance from electrode core 120 to electrode connecting sheets 141a and 142a ranges from 2 to 12 mm; (792-(2*2) = 788 = W2; per Fig 8, no space appears to be present between the electrode core 120 and the other sides (113, 114, 115, 116); (788*49*99)/800*50*100 = 95.6%). Regarding claim 11, Wansong further discloses wherein (W2/(W1-a)≥97.0% (788/799 = 98.6%), T2/(T1-b)≥96.5% (49/49 = 100.0%), and H2/(H1-c) ≥96.5% (99/99 = 100.0%). Regarding claim 14, modified Wansong discloses wherein the thickness of the first wall and the thickness of the second wall are both denoted as a1 ([0134] 0.5 mm), the thickness of the third wall and the thickness of the fourth wall are both denoted as b1 ([0134] 0.5 mm), the thickness of the fifth wall is denoted as c1 (4 mm, since the location of the terminal was modified as stated above for claim 1), and the thickness of the end cap is denoted as c2 (4 mm, since the location of the terminal was modified as stated above for claim 1), a1 ([0134] 0.5 mm), b1 ([0134] 0.5 mm), c1 (2.5 mm, as per rejection of claim 1), and c2 (4 mm, as per rejection of claim 1) satisfy: c2>c1, c1>a1, and c1>b1. Regarding claim 15, modified Wansong further discloses wherein 0.5 mm≤a1≤1.5 mm ([0134] 0.5 mm), 0.8 mm≤b1≤1.5 mm ([0134] 0.5 mm), 1.0 mm≤c1≤2.5 mm (2.5 mm, per rejection of claim 1), and 1.5 mm≤c2≤4 mm (4 mm as per above), wherein 1.2 mm≤c1≤2.5 mm (2.5 mm, per rejection of claim 1), and 2.5 mm≤c2≤4 mm (4 mm as per above); and, wherein (W1-2*a1)*(T1-2*b1)*(H1-c1-c2)/(W1*T1*H1)≥95% ((800-2*0.5)*(50-2*0.5)*(200-2.5-4)/(800*50*200)=95%). Regarding claim 16, modified Wansong further discloses wherein T1 (D=50 mm as per above)<W1 (L=800 mm as per above), T1 (50 mm) < H1 (200 mm as per above), and 2 ≤ H1/T1 ≤ 10 (200/50=4). Modified Wansong is silent on wherein 2 ≤ W1/T1 ≤ 10 and 0.7 ≤ W1/H1 ≤ 1.6. As the volume of the battery housing is/are variable(s) that can be modified, among others, by adjusting the length of the housing, with the volume of the battery housing increasing as the length of the housing is increased, the height of the battery housing would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed length of the battery housing W1 cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the length of the battery housing in the invention of Wansong such as to 300 mm, to obtain the desired volume of the housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). As a result of this modification, modified Wansong discloses 2 ≤ W1/T1 ≤ 10 (300/50 = 6) and 0.7 ≤ W1/H1 ≤ 1.6 (300/200 = 1.5). Regarding claim 17, Wansong discloses wherein a capacity of the battery is denoted as C, satisfying: C≥350 Ah ([0077] 400 Ah). Wansong is silent on wherein a positive electrode material of the battery cell comprises lithium-containing phosphate, and C/((W1-a)*(T1-b)*(H1-c)) ≥ 118 Ah/L. As the volume of the battery housing is/are variable(s) that can be modified, among others, by adjusting the length of the housing in the L direction, with the volume of the battery housing decreasing as the length of the housing in the L direction is decreased, the length of the housing in the L direction would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed length of the housing in the L direction cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the length of the housing in the L direction in the invention of Wansong, for example to 700 mm, to obtain the desired volume of the battery housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). With this modification, 400/((699)*(49)*(99) = 118Ah/L, as claimed. Takahata discloses wherein a positive electrode material of the battery cell comprises lithium-containing phosphate ([0032] lithium phosphates as positive electrode active material). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to select a lithium containing phosphate as the positive electrode material, as disclosed by Takahata, as the selection of a known material based on its suitability for the intended use (MPEP 2144.07). Regarding claim 18, modified Wansong discloses a battery (100), comprising the battery cell according to claim 1 (see rejection of claim 1). Regarding claim 19, modified Wansong discloses an electric apparatus ([0180] vehicle using battery pack comprising disclosed battery) comprising the battery according to claim 18 (see rejection of claim 18), wherein the battery (100) is configured to provide electric energy to the electric apparatus (implicit). Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Published Application US2025023207A1, hereafter Wansong, in view of Published Application US20240039091A1, hereafter Ooka. Regarding claim 5, Wansong discloses a battery cell (100), a housing (110) thereof having a volume of 4000 cm3 (Fig 19, thickness at ends is thickness of casing wall 111 + thickness of 161b + thickness of 141b; [0095] 161b and 162b are each 0.3-1.5 mm thickness; [0141] 141a and 142a are each 0.6-2 mm thickness; [0134] 0.2-0.5 thickness of lower casing and sixth plate member; [0007] 0.95≤L1/L≤0.99; 4 mm at end, 8 mm difference between full length and inside length, so if L1/L = 0.99, and L = L1 + 8mm; L1/(L1+7)=0.99; L1=0.99(L1+8); L1=0.99L1+7.92; L1-0.99L1=7.92; 0.01L1=7.92; L1=792, so L = 800; [0145] 0.92≤H1/H≤0.98; H1+1=H; H1/(H1+1)=0.98; 0.98H1+0.98=H1; 0.02H1=0.98; H1=49; H=50; [0145] 0.93≤D1/D≤0.99; D1+1=D; D1/(D1+1)=0.99; D1=99; D=100; L*H*D=4000cm3), the housing (110) being a right parallelepiped (Fig 18), the housing (110) comprising a housing body ([0098] lower casing) and an end cap (116), the housing body comprising an opening ([0098] open end of lower casing), the end cap (116) covering the opening ([0098] sixth plate member 116 closes open end of lower casing), the end cap (116) being welded to the housing body ([0148] connected by welding), the housing body comprising a first wall (111), a second wall (112), a third wall (113), a fourth wall (114), and a fifth wall (115) integrally formed ([0150]), the first wall (111) and the second wall (112) being disposed opposite each other along a first direction (Fig 18, [0149] length direction), the third wall (113) and the fourth wall (114) being disposed opposite each other along a second direction (Fig 18, [0149] width direction), the fifth wall (115) and the end cap (116) being disposed opposite each other along a third direction (Fig 18, [0150] thickness direction), and the first direction, the second direction, and the third direction being mutually perpendicular (Fig 18), wherein the battery cell (100) comprises: an electrode terminal (131) disposed on the first wall (111) and a second electrode terminal disposed on the second wall (112) (Fig 6); at least one electrode assembly (120), wherein the electrode assembly (120) is accommodated within the housing (110) (Fig 15), the electrode assembly (120) comprising a body and a tab ([0074] positive electrode tab of electrode core 120) extending from the body, and the tab being electrically connected to the electrode terminal (131) ([0074] tab connected to pole); and an electrolyte ([0167] electrolytic solution), wherein the electrolyte is accommodated within the housing ([0167] electrolytic solution is injected into battery case 110); wherein a size of the housing (110) in the first direction is denoted as W1 (L=800 mm, as per above), a size of the housing in the second direction is denoted as T1 (H=50 mm, as per above), a size of the housing in the third direction is denoted as H1 (D=100, as per above), a sum of thicknesses of the first wall and the second wall is denoted as a (1.0 mm, as per above), a sum of thicknesses of the third wall and the fourth wall is denoted as b (1.0 mm, as per above), and a sum of thicknesses of the fifth wall and the sixth wall is denoted as c (1.0 mm, as per above), satisfying: (W1-a)*(T1-b)*(H1-c)/(W1*T1*H1)≥90% ((800-1)*(50-1)*(100-1)/(800*50*100) = 97% ≥ 90%), the thickness of the first wall and the thickness of the second wall are both denoted as a1, the thickness of the third wall and the thickness of the fourth wall are both denoted as b1, the thickness of the fifth wall is denoted as c1, and the thickness of the sixth wall is denoted as c2, satisfying: 0.5 mm≤a1≤1.5 mm ([0134] 0.5 mm), and 0.5 mm≤b1≤1.5 mm ([0134] 0.5 mm), wherein the battery cell further comprises a third insulating member (161b) and a fourth insulating member (162b), the third insulating member (161b) being disposed between the first wall (111) and the electrode assembly and abutting against the first wall (111), and the fourth insulating member (162b) being disposed between the second wall and the electrode assembly (120) and abutting against the second wall (112); wherein a maximum size of the third insulating member (161b) in the third direction is denoted as d3, and a maximum size of the fourth insulating member (162b) in the third direction is denoted as d4, satisfying: d3 = 1.5 mm ([0095]) and d4=1.5mm ([0095]). Wansong does not disclose that the housing has two end caps, that the housing body has two openings covered by each of the end caps, or that each end cap has an electrode terminal disposed thereon. However, the examiner notes that it is well-known to place the terminals of the battery cell on various sides of the housing, such as on the endcaps/covers, and Wansong further discloses the second terminal (132a) on the opposite side to the first terminal (131a) (Figs 19, 20). In the analogous art of batteries, Ooka discloses wherein each electrode terminal (110A, 120A) is disposed on each opposing end cap (Fig 3, openings on both ends of housing with endcaps 210A and 220A with terminals). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to modify the invention of Wansong to select a different known arrangement of the electrode body and associated terminal such as on two opposing endcaps in Ooka as stated above as a another known method of positioning the terminals and endcaps (MPEP 2143 (I) (C)). Wansong does not disclose 120 mm ≤ H1 ≤ 400 mm. As the volume of the battery housing is/are variable(s) that can be modified, among others, by adjusting the height of the housing, with the volume of the battery housing increasing as the height of the housing is increased, the height of the battery housing would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed height of the battery housing H1 cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the height of the battery housing in the invention of Wansong such as to 200 mm, to obtain the desired volume of the housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Modified Wansong discloses (W1-a-4 mm)*(T1-b-4 mm)*(H1-c-d3-d4)/(W1*T1*H1)≥88% ((795*45*(200-1-1.5-1.5))/(800*50*200) = 88%). Wansong is silent on wherein 1.5 mm≤c1≤2.5 mm, and 1.5 mm≤c2≤4 mm. As the internal volume and mechanical strength of the battery housing is/are variable(s) that can be modified, among others, by adjusting the thicknesses of the 5th wall and the endcap, with the internal volume of the battery housing decreasing and the mechanical strength of the battery housing increasing as the thicknesses of the 5th wall and the endcap are increased, the thicknesses of the 5th wall and the endcap would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed thickness c1 of the 5th wall and thickness of the endcap cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the thicknesses c1 and c2 in the invention of Wansong to for example 2.5 mm and 4 mm, respectively, in order to obtain the desired balance between internal volume of the housing and mechanical strengths of the fifth wall and endcap (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Modified Wansong discloses wherein c1>a1, and c1>b1 (c1 = 2.5 mm, a1 = 0.5 mm, b1 = 0.5 mm). Wansong is silent on wherein the third insulating member is disposed between the fifth wall and the electrode assembly and abutting against the fifth wall and wherein the fourth insulating member is disposed between the sixth wall and the electrode assembly and abutting against the endcap. However, since Wansong disclosed the insulating members 161b and 162b to be between their respective terminals and the electrode assembly (Fig 19, Fig 20, Fig 15), one skilled in the art would have understood the need and found it obvious, since Wansong has been modified to move the terminals to the endcaps, to move the respective insulating members as well according to the terminal placement in order for these insulating members to continue providing their insulating function. Modified Wansong is silent on satisfying: 2 mm≤d3≤10 mm and 2 mm≤d4≤10 mm. As the internal volume between the walls of the battery housing is/are variable(s) that can be modified, among others, by adjusting the maximum sizes of the third and fourth insulating members in the third direction, with the internal volume decreasing as the maximum sizes of the third and fourth insulating members in the third direction are increased, the maximum sizes of the third and fourth insulating members in the third direction would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed maximum sizes of the third and fourth insulating members in the third direction cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the maximum sizes of the third and fourth insulating members in the third direction in the invention of Wansong to for example 2 mm to obtain the desired internal volume between the walls of the battery housing (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Claim(s) 12 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Published Application US2025023207A1, hereafter Wansong, in view of Published Application US20160155995A1, hereafter Takahata, as stated above for claim 10, and further in view of Published Application US20230112577A1, hereafter Sekiguchi. Regarding claim 12, Wansong is silent on wherein the electrode assembly is a wound structure, and the body comprises a flat region, a first bent region, and a second bent region, along the first direction, the first bent region and the second bent region being located at two ends of the flat region, respectively; wherein the first bent region comprises a plurality of first bent portions arranged in layers, along the first direction, a distance between an inner vertex of an innermost first bent portion and an outer vertex of an outermost first bent portion among the plurality of first bent portions being W3; the second bent region comprises a plurality of second bent portions arranged in layers, along the first direction, a distance between an inner vertex of an innermost second bent portion and an outer vertex of an outermost second bent portion among the plurality of second bent portions being W4. Takahata discloses wherein the electrode assembly (40) is a wound structure (Fig 3 wound electrode body 40), and the body (40) comprises a flat region, a first bent region, and a second bent region, along the first direction (L2) (Fig 3, flat wound electrode assembly 40; [0039] pushed and bent flatly), the first bent region and the second bent region being located at two ends of the flat region, respectively (Fig 3); wherein the first bent region comprises a plurality of first bent portions arranged in layers (Fig 3, top bent portions of layers of wound electrode assembly), along the first direction (L2), a distance between an inner vertex of an innermost first bent portion and an outer vertex of an outermost first bent portion among the plurality of first bent portions being W3; and the second bent region comprises a plurality of second bent portions arranged in layers (Fig 3, top bent portions of layers of wound electrode assembly), along the first direction (L2), a distance between an inner vertex of an innermost second bent portion and an outer vertex of an outermost second bent portion among the plurality of second bent portions being W4. PNG media_image1.png 626 502 media_image1.png Greyscale It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to further modify the invention of Wansong to use the form of a flat wound electrode assembly as disclosed by Takahata because utilizing a known technique (in this case a flat wound electrode assembly) as disclosed by Takahata to form another known electrode assembly is well within the ambit of one of ordinary skill in the art (MPEP 2143 (I) (C)). Wansong is silent on wherein (W3+W4)/W2≤30% is satisfied. In the analogous art of flat wound electrode assemblies for batteries, Sekiguchi discloses wherein (W3+W4)/W2≤30% is satisfied ([0031] Fig 3, H/T is 20 or less, thus T/H is 1/20 or more = 5%). As the shape of the electrode assembly is/are variable(s) that can be modified, among others, by adjusting the ratio of the electrode assembly thickness to the length of the electrode assembly in the first direction, with the shape of the electrode assembly becoming thinner or longer as the ratio is decreased and the shape of the electrode assembly becoming thicker or shorter as the ratio of the electrode assembly thickness to the length of the electrode assembly in the first direction is increased, the ratio of the electrode assembly thickness to the length of the electrode assembly in the first direction would have been considered a result effective variable by one having ordinary skill in the art before the effective filing date of the present invention. As such, without showing unexpected results, the claimed ratio of the electrode assembly thickness to the length of the electrode assembly in the first direction cannot be considered critical. Accordingly, one of ordinary skill in the art, before the effective filing date of the present invention, would have optimized, by routine experimentation, the ratio of the electrode assembly thickness to the length of the electrode assembly in the first direction in the invention of Wansong to obtain the desired shape of the electrode assembly (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Regarding claim 20, modified Wansong discloses an energy storage apparatus ([0178] battery pack) comprising: an energy storage casing (implicit that the batteries are associated with a pack housing), wherein the energy storage casing has a battery compartment (implicit that the pack is arranged in the associated housing); and a plurality of battery cells ([0178] battery pack) according to claim 1 (see rejection of claim 1), wherein the plurality of battery cells are disposed within the battery compartment (implicit that the pack is arranged in the associated housing); and, wherein a sum of volumes of the housings of the plurality of battery cells is denoted as V1, and a volume of the battery compartment is denoted as V2. Modified Wansong is silent on satisfying: 0.5≤V1/V2≤0.95. The examiner notes that the expression, 0.5≤V1/V2≤0.95 means half to 95% of the battery compartment is filled with battery cells. In the analogous art of secondary batteries, Sekiguchi discloses satisfying wherein 50-95% of the battery compartment (300) is filled with battery cells (100) (Fig 5). It would have been prima facie obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to fill a battery pack compartment more than halfway with battery cells as disclosed by Sekiguchi, since doing so would increase the capacity of the energy storage casing with each additional cell added above halfway. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Published Application US2025023207A1, hereafter Wansong, in view of Published Application US20160155995A1, hereafter Takahata, as stated above for claim 1, and further in view of Foreign Publication KR20120028257A, hereafter Kobayashi. Regarding claim 13, Wansong further discloses wherein materials of the first wall (111), the second wall (112), the third wall (113), the fourth wall (114), the fifth wall (115), and the end cap (116) all comprise an aluminum alloy ([0134]). Wansong is silent on the aluminum alloy comprising components in the following mass percentages: aluminum≥96.7%, 0.05%≤copper≤0.2%, iron≤0.7%, manganese≤1.5%, silicon≤0.6%, zinc≤0.1%, any other single element component≤0.05%, and a total of other element components≤0.15%. In the analogous art of battery casing materials, Kobayashi discloses the aluminum alloy comprising components in the following mass percentages: aluminum≥96.7% (abstract, balance aluminum), 0.05%≤copper≤0.2% (abstract, 0.05-0.2%), iron≤0.7% (abstract, 0.05-0.7% or less), manganese≤1.5% (abstract, 0.8-1.5%), silicon≤0.6% (abstract, 0.05-0.2%), zinc≤0.1% (abstract, 0.05% or less), any other single element component≤0.05% (abstract, titanium less than 0.04%), and a total of other element components≤0.15% (abstract, titanium less than 0.04%). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to further modify the invention of Wansong to use the specific aluminum alloy as disclosed by Kobayashi for the aluminum alloy of the battery housing walls as a selection of a material based on its suitability for the intended purpose (MPEP 2144.07). Response to Arguments Applicant's arguments filed 01/29/2026 have been fully considered but they are not persuasive. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that Wansong does not disclose “outer” walls but rather internal compounds, the examiner notes, in addition to the reasons provided in the Office action, this argument does not appear to be commensurate in scope with the claims, since the claims do not appear to require “outer” walls. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that none of the lower casing and sixth plate member corresponds to the wall thicknesses of the housing walls 111-115 or the end cap 116, the examiner disagrees. These components are precisely what comprise the housing walls and end cap, as stated in the rejection, and as stated by Wansong ([0098]). In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that the office assumes specific numerical differences (e.g. “4 mm at end,” “8mm difference”), but Wansong does not disclose these values anywhere, the examiner disagrees, and notes, as stated in the rejection, that the “4 mm” number is calculated from 1.5 mm (161b) + 2 mm (141a) + .5 (111), being thickness of 111 + 161b + 141a added up for one end, with 8 mm being the total when the other end is added, in order to determine the total length. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that the office infers an 8 mm gap between L and L1, but no such gap is disclosed, not even implicitly, in Wansong, the examiner disagrees. As stated above, 8 mm is the total thickness of each end added together to be the difference between L and L1, as [0007] of Wansong states L is the size of the battery in the length direction and L1 is a distance between the positive electrode first connecting sheet (this is 141a shown in Fig 19) and the negative electrode first connecting sheet (142a shown in Fig 20) in the length direction. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that the office also assumes 1 mm difference between H and H1, and 1 mm between D and D1, with no support in Wansong, the examiner disagrees, and notes the 1 mm differences are accounting for the thicknesses of opposing walls, which are the difference between these distances. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that the ratios L1/L, H1/H, and D1/D disclosed in Wansong do not correspond to wall thickness, the examiner notes, as stated in the rejection and in Wansong, L1/L corresponds to the distance between the first positive and negative electrode connecting sheets 141a and 142a, which, as shown in Figs 19 and 20 of Wansong, are layered with the insulator plates 161b and 162b and walls 111 and 112 of each end of the battery vs the total length of the cell, and H1 and D1 correspond to the internal distances between walls of the casing ([0145] for H1 and [0146] for D1). In response to applicant’s argument regarding claim 4 on page 12 of applicant’s remarks that Wansong teaches away from the claimed thickness d2 of the second insulating member being 2 mm ≤ d2 ≤ 10 mm, the examiner disagrees, this does not constitute a teaching away. Although Wansong expresses the obvious - that there is less space inside the battery casing when the thickness of the vertical plates is greater and thus design capacity would be impacted, this is not teaching away from the claimed range, since the nature of the teaching is simply to express a desire to balance the functional need of insulation with the internal volume of the battery cell (see MPEP 2145 (X) (D) (1)). In response to applicant’s argument regarding claim 5 on page 12 of applicant’s remarks, the examiner’s responses to the arguments of claim 1 apply mutatis mutandis to applicant’s arguments. Regarding applicant’s statement regarding claim 5 on page 12 of applicant’s remarks that amended claim 5 now recites “the third insulating member and the fourth insulating member are plastic pieces”, the examiner notes this amendment is not found in the most recently amended form of claim 5. In response to applicant’s argument regarding claim 1 on page 11 of applicant’s remarks that the office’s repeated assertions of obviousness based on “result-effective variable” is improper because none of the dimensional parameters identified by the office, including but not limited to the height H, the length in the L, the depth in the D, the wall-thickness values, and various volumetric ratios, are taught or suggested in Wansong or the secondary references as variables that affect battery performance, the examiner disagrees. The disclosure of Wansong teaches three dimensions of a three dimensional battery which are combined by one skilled in the art to determine a total volume. Wansong discloses in [0003] that more internal space being occupied in the battery casing by features other than the electrode core cause a reduced size of the electrode core, and thus a reduced capacity of the battery as a whole. Thus, Wansong teaches the relationship between volume of the battery, internal volume of the battery casing, the size of the electrode core, and capacity of the battery as a whole. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIMOTHY HEMINGWAY whose telephone number is (571)272-0235. The examiner can normally be reached M-Th 6-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Susan Leong can be reached at (571) 270-1487. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.G.H./Examiner, Art Unit 1754 /SUSAN D LEONG/Supervisory Patent Examiner, Art Unit 1754
Read full office action

Prosecution Timeline

Jul 25, 2025
Application Filed
Nov 04, 2025
Non-Final Rejection — §103
Jan 29, 2026
Response Filed
Mar 23, 2026
Final Rejection — §103 (current)

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3-4
Expected OA Rounds
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57%
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2y 7m
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