Prosecution Insights
Last updated: April 18, 2026
Application No. 19/303,040

TRANSPORT APPARATUS, BATTERY TEST SYSTEM, AND BATTERY PRODUCTION SYSTEM

Final Rejection §102§103
Filed
Aug 18, 2025
Examiner
HAGEMAN, MARK C
Art Unit
3652
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED
OA Round
2 (Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 6m
To Grant
90%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
563 granted / 765 resolved
+21.6% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
24 currently pending
Career history
789
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
35.1%
-4.9% vs TC avg
§102
29.0%
-11.0% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 765 resolved cases

Office Action

§102 §103
DETAILED ACTION The response dated 1/14/2026 has been entered and is treated below. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 6-9 and 11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2021/0395007 to Galluzzo (citations below to 11,945,649 for column and line numbering). Regarding claim 1 Galluzzo discloses a transport apparatus, comprising: a vehicle body (900); and a handling module (642 and connected components), arranged on the vehicle body, and comprising a base (640/642), an insertion arm (see 602/603 in figure 2) extendably/retractably arranged on the base, and a limiting member (604), wherein the insertion arm is provided with a connecting segment (602) and an insertion and pickup segment (603) opposite to each other in an extension/retraction direction of the insertion arm, the connecting segment is extendably/retractably connected to the base (see figure 2), and the insertion and pickup segment is located at a front end of the connecting segment in an extension direction (see figure 2), and the limiting member is arranged on a surface of the insertion arm facing away from the base; wherein the limiting member is located between the connecting segment and the insertion and pickup segment, and a carrying space for placing a material is defined between the limiting member and the insertion and pickup segment (see 604b in figure 3), the carrying space is located on an outer side of an extension/retraction direction of the insertion arm and is positioned such that, when the insertion and pickup segment extends into a bottom space of the material and carries the material, the material gradually enters the carrying space and approaches the limiting member (see 604b in figure 3, when 604a is not deployed and is moved into position to pick up a container this language is met as the container enters 603 and approaches 604b). Regarding claim 6 Galluzzo discloses the handling module further comprises an extension/retraction obstacle avoidance sensor (607), the extension/retraction obstacle avoidance sensor being arranged on the insertion arm and configured to detect whether an obstacle is present on an extension path of the insertion arm (col. 11 lines 35-45). Regarding claim 7 Galluzzo discloses the extension/retraction obstacle avoidance sensor is an optical sensor, configured to emit light along the extension path of the insertion arm, and further configured to receive reflected light reflected by an obstacle on the extension path of the insertion arm (col. 3 lines 35-45). Regarding claim 8 Galluzzo discloses the handling module further comprises a material placement detection sensor (607), the material placement detection sensor being arranged on the insertion arm and configured to detect whether the carrying space is aligned with a material placement position during an extension/retraction process of the insertion arm (607 and col. 11 lines 35-45). Regarding claim 9 Galluzzo discloses the material placement detection sensor is an optical sensor, and the material placement detection sensor is configured to emit detection light, and is further configured to receive reflected light reflected by a mating member at the material placement position when the carrying space is aligned with the material placement position. Regarding claim 11 Galluzzo discloses several ground obstacle avoidance sensors, all the ground obstacle avoidance sensors being arranged on the vehicle body and configured to detect whether an obstacle is present within a moving range of the vehicle body (922, col. 17 lines 15-20 and col. 3 lines 35-45). Claim(s) 1, 12-14 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 11,396,424 to Cheng. Regarding claim 1 Cheng discloses a transport apparatus, comprising: a vehicle body (10); and a handling module (30), arranged on the vehicle body, and comprising a base (31), an insertion arm (32) extendably/retractably arranged on the base, and a limiting member (see plate at rear part of 362 in figure 7), wherein the insertion arm is provided with a connecting segment (360) and an insertion and pickup segment (37) opposite to each other in an extension/retraction direction of the insertion arm, the connecting segment is extendably/retractably connected to the base (see figure 7), and the insertion and pickup segment is located at a front end of the connecting segment in an extension direction (see figure 7), and the limiting member is arranged on a surface of the insertion arm facing away from the base; wherein the limiting member is located between the connecting segment and the insertion and pickup segment, and a carrying space for placing a material is defined between the limiting member and the insertion and pickup segment (see figure 7), the carrying space is located on an outer side of an extension/retraction direction of the insertion arm and is positioned such that, when the insertion and pickup segment extends into a bottom space of the material and carries the material, the material gradually enters the carrying space and approaches the limiting member (see vertical portion at right side of 37 in figure 7, when 37 is moved into position to pick up a container this language is met as the container enters 37 and approaches the rear vertical wall). Regarding claim 12 Cheng discloses the base is liftable along a first direction (see 40 and figure 5) and is rotatably arranged on the vehicle body around the first direction (see 33), and the insertion arm is extendably/retractably arranged on the base along a direction intersecting the first direction (see figure 7). Regarding claim 13 Cheng discloses a lifting driving member (420) and a rotation driving member (331), the lifting driving member being arranged on the vehicle body, the rotation driving member being arranged on the lifting driving member and being driven by the lifting driving member to ascend/descend along the first direction, and the base being arranged on the rotation driving member and rotating around the first direction under an action of the rotation driving member (see figure 7). Regarding claim 14 Cheng discloses a goods shelf (26), the goods shelf being arranged on the vehicle body and provided with a plurality of layers of storage positions along the first direction (see figure 2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 16-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Applicants’ admitted prior art (APA) in view of either Galluzzo or Cheng. APA discloses a battery test module, comprising a battery test apparatus and A battery production system, comprising the battery test module (para 0003-0004). APA does not disclose the transport apparatus according to claim 1, wherein the transport apparatus is configured to transfer the material to the battery test apparatus as it discusses the use of manual loading and unloading. Both Galluzzo and Cheng teach the transport apparatus according to claim 1 (see discussion above) in order to provide automated article handling and retrieval (see abstract of each). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of Applicants’ claims to have modified APA to include the transport apparatus according to claim 1, as taught by Galluzzo or Cheng, in order to provide automated article handling and retrieval. Additionally, it is noted that automating a manual activity does not generally provide a patentable distinction over the prior art. See MPEP 2144.04 III. Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cheng in view of US 11,449,059 to Arandorenko. Cheng discloses all the limitations of the claim except a top obstacle avoidance sensor, the top obstacle avoidance sensor being arranged at a top end of the goods shelf and configured to detect whether an obstacle is present on a forward path of the goods shelf. Arandorenko teaches a top obstacle avoidance sensor (218 or 220-1), the top obstacle avoidance sensor being arranged at a top end of the goods shelf (see figure 2) and configured to detect whether an obstacle is present on a forward path of the goods shelf (col. 6 lines 50-60) in order to provide obstacle avoidance for the device during movement (col. 6 lines 50-60). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of Applicants’ claims to have modified Cheng to include a top obstacle avoidance sensor, the top obstacle avoidance sensor being arranged at a top end of the goods shelf and configured to detect whether an obstacle is present on a forward path of the goods shelf., as taught by Arandorenko, in order to provide obstacle avoidance for the device during movement Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Galluzzo in view of CN 213386553 to Wuxi. Galluzzo discloses all the limitations of the claim except the limiting member is provided with a limiting surface facing the carrying space, and an end of the limiting surface distal to the insertion arm is obliquely arranged toward a direction facing away from the carrying space. Wuxi teaches the limiting member is provided with a limiting surface facing the carrying space, and an end of the limiting surface distal to the insertion arm is obliquely arranged toward a direction facing away from the carrying space (see para 0049 of supplied machine translation) in order to facilitate material entering the storage space (para 0049). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of Applicants’ claims to have modified Galluzzo to include the limiting member is provided with a limiting surface facing the carrying space, and an end of the limiting surface distal to the insertion arm is obliquely arranged toward a direction facing away from the carrying space, as taught by Wuxi, in order to facilitate material entering the storage space. Claim(s) 3-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Galluzzo in view of US 2022/0259023 to Iwamoto. Galluzzo discloses the handling module further comprises a material pickup detection sensor configured to detect whether the material reaches a designated position of the carrying space (col. 11 lines 33-40), but does not disclose the material pickup detection sensor being arranged on the insertion arm and the material pickup detection sensor is an optical sensor, and the material pickup detection sensor is configured to emit detection light, and is further configured to receive reflected light reflected by the material after the material at a material storage position is inserted into the carrying space and the material pickup detection sensor is arranged corresponding to the limiting member, and at least a portion of the material pickup detection sensor faces the carrying space. Iwamoto teaches a material pickup detection sensor (150a-c) being arranged on the article receiving surface and the material pickup detection sensor is an optical sensor, and the material pickup detection sensor is configured to emit detection light, and is further configured to receive reflected light reflected by the material after the material at a material storage position is inserted into the carrying space (para 0042) and the material pickup detection sensor is arranged corresponding to the limiting member, and at least a portion of the material pickup detection sensor faces the carrying space (para 0065) in order to ensure the article is loaded and unloaded reliably and to control the extension/retraction process (para 0065). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of Applicants’ claims to have modified Galluzzo to the material pickup detection sensor being arranged on the insertion arm and the material pickup detection sensor is an optical sensor, and the material pickup detection sensor is configured to emit detection light, and is further configured to receive reflected light reflected by the material after the material at a material storage position is inserted into the carrying space and the material pickup detection sensor is arranged corresponding to the limiting member, and at least a portion of the material pickup detection sensor faces the carrying space, as taught by Iwamoto, in order to ensure the article is loaded and unloaded reliably and to control the extension/retraction process. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Galluzzo in view of US 12,145,827 to Faimali. Galluzzo discloses all the limitations of the claim except the material placement detection sensor is arranged on an outer side wall of the connecting segment. Faimali teaches a material placement detection sensor is arranged on an outer side wall of the connecting segment (31) to ensure proper alignment during the loading and unloading (col. 4 lines 38-42). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of Applicants’ claims to have modified Galluzzo to include the material placement detection sensor is arranged on an outer side wall of the connecting segment, as taught by Faimali, to ensure proper alignment during the loading and unloading. Response to Arguments Applicant's arguments filed 1/14/2026 have been fully considered but they are not persuasive. Applicant argued that neither Galluzzo or Cheng disclose “the carrying space is located on an outer side of an extension/retraction direction of the insertion arm and is positioned such that, when the insertion and pickup segment extends into a bottom space of the material and carries the material, the material gradually enters the carrying space and approaches the limiting member” as now present in claim 1. Examiner disagrees and contends (as set forth in detail above) that both references teach this limitation as both references include a limiting member at an inboard end of the insertion and pickup segment such that an item will approach the limiting member as it enters a carrying space outboard of the limiting member. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARK C HAGEMAN whose telephone number is (571)272-5547. The examiner can normally be reached Mon-Fri 8:15-4:45 (PST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Saul Rodriguez can be reached at 571-272-7097. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK C HAGEMAN/Primary Examiner, Art Unit 3652
Read full office action

Prosecution Timeline

Aug 18, 2025
Application Filed
Oct 29, 2025
Non-Final Rejection — §102, §103
Jan 14, 2026
Response Filed
Jan 27, 2026
Final Rejection — §102, §103
Mar 26, 2026
Examiner Interview Summary
Mar 26, 2026
Applicant Interview (Telephonic)
Mar 30, 2026
Response after Non-Final Action

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
90%
With Interview (+16.0%)
2y 6m
Median Time to Grant
Moderate
PTA Risk
Based on 765 resolved cases by this examiner. Grant probability derived from career allow rate.

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