Prosecution Insights
Last updated: August 17, 2026
Application No. 19/354,883

BEARING ARRANGEMENT AND GEARBOX

Non-Final OA §102§103
Filed
Oct 10, 2025
Priority
Oct 14, 2024 — DE 102024209945.7
Examiner
KNIGHT, DEREK DOUGLAS
Art Unit
3655
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
ZF Wind Power Antwerpen N V
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
1y 6m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
650 granted / 765 resolved
+33.0% vs TC avg
Minimal +3% lift
Without
With
+3.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
21 currently pending
Career history
793
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
36.6%
-3.4% vs TC avg
§102
32.2%
-7.8% vs TC avg
§112
28.0%
-12.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 765 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 6-11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by HESSLING et al. (US 2023/0296169 A1). Regarding claim 1, HESSLING discloses a bearing arrangement for a gearbox, comprising: at least one planet carrier (34); a stationary element (11); and a bearing (A, see Figure 1 below), wherein the at least one planet carrier (34) has a first end region (39) and an axially opposite second end region (@ bearing A), wherein the first end region is configured to be permanently connected to a shaft (33) for conjoint rotation, wherein the second end region forms a first bearing region, on which the bearing (A) is supported by a radial outer side, and wherein the stationary element (11) forms a second bearing region, on which the bearing is supported by a radial inner side. Regarding claim 6, HESSLING discloses the stationary element (11) has a radially extending first wall region (B) which is adjoined by a second wall region (C) extending axially toward the at least one planet carrier, the second wall region (C) forming the second bearing region. Regarding claim 7, HESSLING discloses the bearing (A) is axially secured. Regarding claim 8, HESSLING discloses the bearing arrangement has a sun gear (31), the sun gear having a gearwheel element (part meshing with planet gear 36) and a shaft element (44) separate therefrom, which are permanently interconnected for conjoint rotation. Regarding claim 9, HESSLING discloses the gearwheel element (part meshing with planet gear 36) has an external diameter greater than an internal diameter of the stationary element in the second bearing region (C). Regarding claim 10, HESSLING discloses a gearbox comprising a planetary gearset and the bearing arrangement according to claim 1. Regarding claim 11, HESSLING discloses a wind turbine comprising the gearbox according to claim 10. PNG media_image1.png 750 947 media_image1.png Greyscale Figure 1: Annotated Fig. 1 of HESSLING Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over HESSLING et al. (US 2023/0296169 A1) as applied to claims 1 and 6-11 above, and further in view of NAKAGAWA et al. (US 7,918,649). Regarding claim 2, HESSLING discloses the bearing (A), but does not provide details as to its arrangement, and what type of forces it is configured to absorb. NAKAGAWA teaches, in Fig. 7, a bearing for use in a wind turbine, that is configured to absorb axial forces. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the invention to have the bearing of HESSLING be configured to absorb axial forces, as taught by NAKAGAWA, since both inventions disclose bearings for use in a wind turbine, as the details of the bearing of HESSLING are not provided, it would be obvious for one of ordinary skill in the art to substitute the bearing taught by NAKAGAWA, “since the rollers 4 of one row in the split bearing portion 1EB have a longer length and a greater contact angle, the load carrying capacity to support the thrust load can be increased and the rolling fatigue life can also be increased.” NAKAGAWA, col. 14, lines 32-36. Regarding claim 3, the combination of HESSLING-NAKAGAWA discloses the bearing has two angular rolling bearings (1EA, 1EB). Regarding claim 4, the combination of HESSLING-NAKAGAWA discloses the two angular rolling bearings (1EA, 1EB) have an X-shaped arrangement. Regarding claim 5, the combination of HESSLING-NAKAGAWA discloses one of the two angular rolling bearings is larger than other of the two angular rolling bearings (NAKAGAWA, col. 14, lines 21-23 teaches the outer diameter of the bears may differ). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEREK D. KNIGHT whose telephone number is (571)272-7951. The examiner can normally be reached Telework: From 5:30am-1:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ernesto Suarez can be reached at 571-270-5565. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEREK D KNIGHT/ Primary Examiner, Art Unit 3655
Read full office action

Prosecution Timeline

Oct 10, 2025
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
88%
With Interview (+3.2%)
2y 4m (~1y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 765 resolved cases by this examiner. Grant probability derived from career allowance rate.

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