Prosecution Insights
Last updated: October 26, 2026

Royal Bank of Canada

Technology areas: Computing & Software • Transportation, E-Commerce & Mechanical Systems

54 pending office actions • 33 art units • 52 examiners • 0 of 54 (0%) have an AI response strategy ready • 54 patents granted in the last 365 days

Analysis

Royal Bank of Canada has 54 pending office actions in Transportation, E-Commerce & Mechanical Systems. Those matters are distributed across 52 distinct examiners and 32 distinct art units, indicating that prosecution activity spans a broad set of examination assignments rather than a single concentrated technical channel.

PATEL, NEHA is the busiest identified examiner, with 2 pending matters. The limited concentration at that examiner, together with the larger examiner and art-unit coverage, suggests that portfolio management will depend on coordinated tracking across multiple prosecution paths. Counsel may benefit from consistent claim strategy, response procedures, and issue coding across the affected applications.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

54
Total Pending OAs
25
Non-Final OAs
28
Final Rejections
1
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 23 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

12
Overdue
0
Due this week
7
Due this month
3
Due in next 60 days
1
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 23 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (12)Due ≤ 30 days (7)Due ≤ 60 days (3)Due later (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

40
Hard (74%)
12
Medium (22%)
1
Easy (2%)
1
Unknown (2%)

Rejection Statute Mix

BucketCases
§101 only13 (24%)
§101 + other26 (48%)
§103 only12 (22%)
Double-patenting only1 (2%)
Multi-statute (no §101)1 (2%)
No statute on record1 (2%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

0
Life Sciences
0% of docket
21
Information Tech
39% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
32
Mechanical / Eng
59% of docket
1
Business / Other
2% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

540 h
Manual time on pending OAs
108 h
Time saved (low, 20%)
189 h
Time saved (mid, 35%)
4.7 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
PATEL, NEHA 2 24.0% +21.0%
PHUNG, STEVEN HUYNH 2 74.5% +29.5%
UBER, NATHAN C 1 3.4% +5.5%
LOHARIKAR, ANAND R 1 70.1% +25.7%
WYSZYNSKI, AUBREY H 1 89.4% +12.6%
FEACHER, LORENA R 1 28.6% +31.9%
WANG, HARRIS C 1 69.9% +20.1%
ROSEN, NICHOLAS D 1 70.3% +22.1%
SCHEUNEMANN, RICHARD N 1 6.2% +8.3%
DAO, THUY CHAN 1 88.4% +11.7%

Hard Cases (40)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17891816 METHOD OF DETERMINING WHETHER A FRAUD CLAIM IS LEGITIMATE PRATT, EHRIN LARMONT 89d overdue
17893302 SYSTEM AND METHOD FOR MACHINE LEARNING ARCHITECTURE WITH SELECTIVE LEARNING BAIRD, EDWARD J 77d overdue
18242164 SYNCHRONIZED PROCESSING OF DATA BY NETWORKED COMPUTING RESOURCES JACOB, WILLIAM J 72d overdue
18108481 PROCESSING OF ELECTRONIC TRANSACTIONS CUNNINGHAM II, GREGORY S 60d overdue
18920875 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM MAI, KEVIN S 43d overdue
18453170 METHOD AND SYSTEM FOR AGRICULTURAL GREENHOUSE GAS ESTIMATION GODBOLD, DAVID GARRISON 42d overdue
18920872 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM MORONEY, MICHAEL CORBETT 4d overdue
18812236 PRODUCT BUNDLING SYSTEMS AND METHODS TORRES CHANZA, GABRIEL JOSE 3d overdue

Interview Candidates (10)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17592196 SYSTEM AND METHOD FOR HETEROGENEOUS MULTI-TASK LEARNING WITH EXPERT DIVERSITY PHUNG, STEVEN HUYNH 3d overdue
19404739 VIRTUALIZATION AND SECURE PROCESSING OF DATA PATEL, NEHA —
19304375 SYSTEMS AND METHODS FOR ESTABLISHING DATA LINKAGES LOHARIKAR, ANAND R —
19221193 GENERATION AND APPLICATION OF SYNTHETIC THREAT DATA WYSZYNSKI, AUBREY H —
19208168 SYSTEM AND METHOD FOR CALL CENTER NATURAL LANGUAGE PROCESSING FEACHER, LORENA R —
19173578 METHODS FOR DETECTING CYBER-ATTACKS AND INCIDENTS, AND SYSTEMS, APPARATUSES, AND NON-TRANSITORY COMPUTER-READABLE STORAGE MEDIA EMPLOYING SAME WANG, HARRIS C —
19070881 SYSTEMS AND METHODS FOR USER INTERFACE ORCHESTRATION AND PRESENTATION ROSEN, NICHOLAS D —
18949662 SYSTEM AND METHOD FOR AI-SUPPORTED DEPLOYMENT OF COMPUTING ENVIRONMENTS DAO, THUY CHAN —

Top Art Units

Art UnitApps
3625 5
3624 5
2125 3
3696 3
3695 3
3699 2
3689 2
3628 2
3693 2
3691 2

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19404739 VIRTUALIZATION AND SECURE PROCESSING OF DATA PATEL, NEHA 3699 §101DPOther Non-Final OA — Pending Dec 01, 2025
19306639 METHOD AND SYSTEM FOR IMPLEMENTING A RULES ENGINE UBER, NATHAN C 3626 §101§103§112 Non-Final OA — Pending Aug 21, 2025
19304375 SYSTEMS AND METHODS FOR ESTABLISHING DATA LINKAGES LOHARIKAR, ANAND R 3688 §101Other Non-Final OA — Pending Aug 19, 2025
19221193 GENERATION AND APPLICATION OF SYNTHETIC THREAT DATA WYSZYNSKI, AUBREY H 2434 §101§102§103 Non-Final OA — Pending May 28, 2025
19208168 SYSTEM AND METHOD FOR CALL CENTER NATURAL LANGUAGE PROCESSING FEACHER, LORENA R 3625 §101§102§103§112 Non-Final OA — Pending May 14, 2025
19173578 METHODS FOR DETECTING CYBER-ATTACKS AND INCIDENTS, AND SYSTEMS, APPARATUSES, AND NON-TRANSITORY COMPUTER-READABLE STORAGE MEDIA EMPLOYING SAME WANG, HARRIS C 2439 §102§103 Non-Final OA — Pending Apr 08, 2025
19070881 SYSTEMS AND METHODS FOR USER INTERFACE ORCHESTRATION AND PRESENTATION ROSEN, NICHOLAS D 3689 §101DP Non-Final OA — Pending Mar 05, 2025
18960490 SYSTEMS AND METHODS FOR AUTOMATIC AUDIT INFORMATION LABELLING SCHEUNEMANN, RICHARD N 3624 §101§103 Final Rejection 2d overdue Pending Nov 26, 2024
18949662 SYSTEM AND METHOD FOR AI-SUPPORTED DEPLOYMENT OF COMPUTING ENVIRONMENTS DAO, THUY CHAN 2192 §101§103 Non-Final OA — Pending Nov 15, 2024
18930707 SENSITIVITY SCANNING IN DISTINCT HOSTING ENVIRONMENTS TRUONG, DANIEL NHU — §103 Non-Final OA — Pending Oct 29, 2024
18920875 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM MAI, KEVIN S 2499 §101§103 Final Rejection 43d overdue Pending Oct 19, 2024
18920874 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM LONG, MEREDITH A 3622 §101 Final Rejection — Pending Oct 19, 2024
18920872 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM MORONEY, MICHAEL CORBETT 3628 §101§103 Final Rejection 4d overdue Pending Oct 19, 2024
18920708 SYSTEM AND METHOD FOR SAAS DATA CONTROL PLATFORM RAHMAN, MAHFUZUR 2498 §103 Final Rejection 21d Pending Oct 18, 2024
18891761 TRADE PLATFORM WITH REINFORCEMENT LEARNING NETWORK AND MATCHING ENGINE SWIFT, CHARLES M 2196 DP Non-Final OA — Pending Sep 20, 2024
18814319 SYSTEM AND METHOD FOR ELECTRONIC RESOURCE ACCESS MANAGEMENT RINES, ROBERT D 3625 §101§103§112 Final Rejection — Pending Aug 23, 2024
18812236 PRODUCT BUNDLING SYSTEMS AND METHODS TORRES CHANZA, GABRIEL JOSE 3625 §101§103 Final Rejection 3d overdue Pending Aug 22, 2024
18811215 SYSTEM AND METHOD FOR GENERATING PERSONALIZED INSIGHTS OF FINANCIAL INSTRUMENTS BASED ON AI ASSISTED ANALYSIS HENRY, MATTHEW D 3625 §101 Non-Final OA 72d Pending Aug 21, 2024
18771141 SYSTEMS AND METHODS OF DYNAMICALLY PRESENTING DATASETS IN A GRAPHICAL USER INTERFACE GAVIN, KRISTIN ELIZABETH 3624 §101§103 Final Rejection 39d Pending Jul 12, 2024
18765042 SYSTEMS AND METHODS FOR DYNAMIC DATA OPERATIONS MODELLING WERNER, MARSHALL L 2125 §101§103 Non-Final OA — Pending Jul 05, 2024
18597777 MULTIMODAL MACHINE LEARNING MODEL FOR DATA INCLUDING EXAMPLES WITH MISSING MODALITIES ALI, NAYMUR RAHMAN 2123 §101§103§112 Non-Final OA — Pending Mar 06, 2024
18428902 SYSTEMS AND METHODS FOR EVALUATING ANTI-MONEY LAUNDERING REPORTS ANDERSON, MICHAEL W 3693 §101§103 Non-Final OA — Pending Jan 31, 2024
18526561 MONITORING HEALTH OF NETWORK APPLICATION BY COMBINING PREDICTIONS FROM DISPARATE DATA SOURCES ZENG, WENWEI 2146 §101§103 Non-Final OA — Pending Dec 01, 2023
18523584 BROWSER EXTENSION ANALYSIS MARTINEZ, TOMMY NMN 2496 §101§103§112 Final Rejection — Pending Nov 29, 2023
18385240 SYNCHRONIZED PROCESSING OF DATA BY NETWORKED COMPUTING RESOURCES SMITH, SLADE E 3696 §101 Final Rejection — Pending Oct 30, 2023
18242164 SYNCHRONIZED PROCESSING OF DATA BY NETWORKED COMPUTING RESOURCES JACOB, WILLIAM J 3696 §101§112 Final Rejection 72d overdue Pending Sep 05, 2023
18460478 META TEMPORAL POINT PROCESSES CHOI, YUK TING 2164 §103 Final Rejection — Pending Sep 01, 2023
18455332 METHODS AND SYSTEMS FOR PREDICTING DATA QUALITY METRICS MAMILLAPALLI, PAVAN 2159 §101§103 Non-Final OA 12d Pending Aug 24, 2023
18237108 SYSTEMS AND METHODS FOR A PROCUREMENT PROCESS PATEL, NEHA 3699 §101§112 Non-Final OA — Pending Aug 23, 2023
18237232 SYSTEMS AND METHODS FOR FACILITATING PROACTIVE RECRUITMENT WEBB III, JAMES L 3624 §101 Final Rejection 20d Pending Aug 23, 2023
18237217 CONTENT RECOMMENDATION USING ARTIFICIAL INTELLIGENCE KRINGEN, MICHELLE THERESE 3689 §103 Final Rejection — Pending Aug 23, 2023
18454571 DATA MAPPING METHOD AND SYSTEM FU, HAO 3695 §101 Non-Final OA 27d Pending Aug 23, 2023
18453170 METHOD AND SYSTEM FOR AGRICULTURAL GREENHOUSE GAS ESTIMATION GODBOLD, DAVID GARRISON 3628 §101 Final Rejection 42d overdue Pending Aug 21, 2023
18233466 SYSTEM AND METHOD FOR APPLYING USER DATA IN ACCESSING OF INSTITUTIONAL PRODUCTS GREGG, MARY M 3695 §101§103 Non-Final OA 50d Pending Aug 14, 2023
18345352 MAPPING NETWORK CONNECTIONS BY TCP/IP DATA AGGREGATION HACKENBERG, RACHEL J 2454 §103 Non-Final OA — Pending Jun 30, 2023
18197197 MULTI-SCALE ARTIFICAL NEURAL NETWORK AND A METHOD FOR OPERATING SAME FOR TIME SERIES FORECASTING TRIEU, EM N 2128 §101§103 Final Rejection — Pending May 15, 2023
18115731 SYSTEMS AND METHODS FOR EMPATHY-BASED MACHINE LEARNING TRAN, DANIEL DUC 2100 §103 Final Rejection 87d overdue Pending Feb 28, 2023
18113492 REPARAMETERIZATION OF SELECTIVE NETWORKS FOR END-TO-END TRAINING SMITH, PAULINHO E 2127 §103 Final Rejection — Pending Feb 23, 2023
18108481 PROCESSING OF ELECTRONIC TRANSACTIONS CUNNINGHAM II, GREGORY S 3694 §101 Final Rejection 60d overdue Pending Feb 10, 2023
18091244 ARTIFICIAL NEURAL NETWORK FOR DATA IMBALANCED REGRESSION AND METHOD FOR TRAINING SAME JONES, CHARLES JEFFREY 2122 §101§102§103§112 Final Rejection — Pending Dec 29, 2022
17897094 DIGITAL STATUS TRACKING OF FUNDS MALHOTRA, SANJEEV 3691 §101 Final Rejection — Pending Aug 26, 2022
17895235 SYSTEMS AND METHODS FOR RECOMMENDING INSURANCE HAMILTON, SARA CHANDLER 3695 §101§112 Final Rejection — Pending Aug 25, 2022
17893302 SYSTEM AND METHOD FOR MACHINE LEARNING ARCHITECTURE WITH SELECTIVE LEARNING BAIRD, EDWARD J 3692 §101§112 Final Rejection 77d overdue Pending Aug 23, 2022
17891548 DYNAMIC ESG VISUALIZATION YESILDAG, MEHMET 3624 §101 Final Rejection 15d Pending Aug 19, 2022
17891816 METHOD OF DETERMINING WHETHER A FRAUD CLAIM IS LEGITIMATE PRATT, EHRIN LARMONT 3629 §101§103 Non-Final OA 89d overdue Pending Aug 19, 2022
17715608 SYSTEM AND METHOD FOR PROBABILISTIC FORECASTING USING MACHINE LEARNING WITH A REJECT OPTION MILLER, ALEXANDRIA JOSEPHINE 2142 §103 Non-Final OA — Pending Apr 07, 2022
17592196 SYSTEM AND METHOD FOR HETEROGENEOUS MULTI-TASK LEARNING WITH EXPERT DIVERSITY PHUNG, STEVEN HUYNH 2125 §103 Non-Final OA 3d overdue Pending Feb 03, 2022
17531161 SYSTEM AND METHOD FOR DETECTING FRAUDULENT ELECTRONIC TRANSACTIONS HILMANTEL, ADAM J 3691 §101 Final Rejection 34d Pending Nov 19, 2021
17466870 SYSTEMS AND METHODS OF DYNAMIC RESOURCE ALLOCATION AMONG NETWORKED COMPUTING DEVICES PATEL, AMIT HEMANTKUMAR 3696 §101 Final Rejection 13d Pending Sep 03, 2021
17411666 SYSTEM AND METHOD FOR MACHINE LEARNING ARCHITECTURE WITH A MEMORY MANAGEMENT MODULE WALTON, CHESIREE A 3624 §103 Non-Final OA 11d overdue Pending Aug 25, 2021

View all 54 →

Managing Royal Bank of Canada's Patent Portfolio?

IP Author helps IP teams respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.

Start Free Trial

Frequently Asked Questions

How many pending USPTO office actions does Royal Bank of Canada have?

Royal Bank of Canada has 54 pending office actions as of October 2026, spread across 33 art units and 52 examiners.

Which USPTO examiner handles the most Royal Bank of Canada applications?

Neha Patel has the most, with 2 of Royal Bank of Canada's pending office actions.

What technology area are Royal Bank of Canada's patent applications in?

Mostly Transportation, E-Commerce & Mechanical Systems (USPTO Tech Center 3600), based on where its pending office actions are examined.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month