Prosecution Insights
Last updated: October 25, 2026

K&L Gates - Novartis

Technology area: Biotechnology & Pharmaceuticals

14 pending office actions • 4 clients • 13 examiners • 11 art units • 0 of 14 (0%) have an AI response strategy ready • 8 patents granted in the last 365 days

Analysis

K&L Gates - Novartis has 14 pending office actions in Biotechnology & Pharmaceuticals. The associated record lists 34332 career applications, a resolved allowance rate of 84.49%, and an average of 3.82 office actions per allowance. The profile combines a client-specific pending workload with the broader prosecution metrics supplied for the associated record.

The allowance rate and office-action average are historical measures and do not determine the result of a pending Novartis matter. They do provide context for planning responses in a field where claim scope may depend on molecular structure, biological activity, therapeutic use, or formulation. Practitioners should separate client-specific status from broader firm-level activity when assessing immediate deadlines and examination strategy.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=34332 apps, methodology: how we score firms)

84.5%
Allowance Rate
n=34332
+0.65σ
Allowance Rate (norm)
n=34332
3.8
OAs to Allowance
n=20756
+0.02σ
OAs to Allow (norm)
n=20756
1083 days
Time to Allowance
n=20756
+9.0pp
Interview Lift
n=34332
32.5%
RCE Rate
n=34332
2.7%
Appeal Rate
n=34332

Rejection Performance (% of received rejections ultimately overcome)

76.3%
§101 Overcome
n=2444
77.1%
§102 Overcome
n=9062
77.7%
§103 Overcome
n=15328
77.8%
§112 Overcome
n=10507

Specialization & Scale

A61K, H01M, G06F
Top CPC Subclasses
13%
Top-3 CPC Share
n=34332
90
Practitioners
n=34332
381.5
Apps / Practitioner
n=34332

Portfolio Summary

14
Total Pending OAs
11
Non-Final OAs
3
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 4 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

4
Overdue
0
Due this week
0
Due this month
0
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 4 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (4)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

8
Hard (57%)
3
Medium (21%)
3
Easy (21%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 + other1 (7%)
§112 only2 (14%)
Double-patenting only1 (7%)
Double-patenting + other3 (21%)
Multi-statute (no §101)7 (50%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

14
Life Sciences
100% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

140 h
Manual time on pending OAs
28 h
Time saved (low, 20%)
49 h
Time saved (mid, 35%)
1.2 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
BENAVIDES, JENNIFER ANN 2 50.8% +47.3%
WEIDNER, ADAM M 1 63.7% +33.6%
REDDIG, PETER J 1 58.0% +40.2%
STAVROU, CONSTANTINA E 1 42.4% +35.6%
OUSPENSKI, ILIA I 1 77.3% +20.6%
SKELDING, ZACHARY S 1 59.8% +41.1%
HUYNH, PHUONG N 1 65.8% +53.6%
GROOMS, TIFFANY NICOLE 1 57.8% +46.3%
RAHMAN, MASUDUR 1 72.9% +31.7%
BATES, KEENAN ALEXANDER 1 44.9% +79.8%

Hard Cases (8)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
16435257 TREATMENT OF CANCER USING ANTI-CD19 CHIMERIC ANTIGEN RECEPTOR BRISTOL, LYNN ANNE 132d overdue
16317943 TREATMENT AND PREVENTION OF CYTOKINE RELEASE SYNDROME USING A CHIMERIC ANTIGEN RECEPTOR IN COMBINATION WITH A KINASE INHIBITOR LU, CHENG 38d overdue
18680465 ANTIBODY MOLECULES TO PD-1 AND USES THEREOF WEIDNER, ADAM M —
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY REDDIG, PETER J —
18288345 VIRAL VECTOR PRODUCTION SYSTEM STAVROU, CONSTANTINA E —
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF SKELDING, ZACHARY S —
18009568 ZBTB32 INHIBITORS AND USES THEREOF RAHMAN, MASUDUR —
17602730 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS BATES, KEENAN ALEXANDER —

Interview Candidates (11)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18178886 SPECIFIC SITES FOR MODIFYING ANTIBODIES TO MAKE IMMUNOCONJUGATES HUYNH, PHUONG N 15d overdue
18680465 ANTIBODY MOLECULES TO PD-1 AND USES THEREOF WEIDNER, ADAM M —
18672871 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF BENAVIDES, JENNIFER ANN —
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY REDDIG, PETER J —
18288345 VIRAL VECTOR PRODUCTION SYSTEM STAVROU, CONSTANTINA E —
18454457 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF BENAVIDES, JENNIFER ANN —
18326373 METHODS FOR TREATING HEMATOLOGIC CANCERS OUSPENSKI, ILIA I —
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF SKELDING, ZACHARY S —

Client Portfolio (4 clients)

Top Art Units

Art UnitApps
16753
16442
16461
16321
16411
16371
16331
16311
16431
16421

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
18680465 ANTIBODY MOLECULES TO PD-1 AND USES THEREOF President and Fellows of Harvard College WEIDNER, ADAM M 1675 §101§103§112Other Non-Final OA — Pending May 31, 2024
18672871 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF Novartis AG BENAVIDES, JENNIFER ANN 1675 §102§103§112DP Non-Final OA — Pending May 23, 2024
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY The Trustees of the University of Pennsylvania REDDIG, PETER J 1646 §102§103§112Other Non-Final OA — Pending Jan 23, 2024
18288345 VIRAL VECTOR PRODUCTION SYSTEM Novartis AG STAVROU, CONSTANTINA E 1632 §102§103§112 Non-Final OA — Pending Oct 25, 2023
18454457 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF Novartis AG BENAVIDES, JENNIFER ANN 1675 §102§103§112DP Non-Final OA — Pending Aug 23, 2023
18326373 METHODS FOR TREATING HEMATOLOGIC CANCERS The Medical College of Wisconsin, Inc. OUSPENSKI, ILIA I 1644 §112Other Non-Final OA — Pending May 31, 2023
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF Novartis AG SKELDING, ZACHARY S 1644 §102§112Other Non-Final OA — Pending Mar 16, 2023
18178886 SPECIFIC SITES FOR MODIFYING ANTIBODIES TO MAKE IMMUNOCONJUGATES Novartis AG HUYNH, PHUONG N 1641 §112Other Non-Final OA 15d overdue Pending Mar 06, 2023
18162236 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS The Trustees of the University of Pennsylvania GROOMS, TIFFANY NICOLE 1637 §103§112DP Final Rejection — Pending Jan 31, 2023
18009568 ZBTB32 INHIBITORS AND USES THEREOF Novartis AG RAHMAN, MASUDUR 1633 §102§103 Final Rejection — Pending Dec 09, 2022
17602730 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS The Trustees of the University of Pennsylvania BATES, KEENAN ALEXANDER 1631 §102§103§112 Non-Final OA — Pending Oct 08, 2021
16435257 TREATMENT OF CANCER USING ANTI-CD19 CHIMERIC ANTIGEN RECEPTOR The Trustees of the University of Pennsylvania BRISTOL, LYNN ANNE 1643 §103§112Other Non-Final OA 132d overdue Pending Jun 07, 2019
16317943 TREATMENT AND PREVENTION OF CYTOKINE RELEASE SYNDROME USING A CHIMERIC ANTIGEN RECEPTOR IN COMBINATION WITH A KINASE INHIBITOR The Trustees of the University of Pennsylvania LU, CHENG 1642 §103§112 Non-Final OA 38d overdue Pending Jan 15, 2019
16093758 COMPOSITIONS AND METHODS FOR SELECTIVE PROTEIN EXPRESSION The Trustees of the University of Pennsylvania MARTINEZ, TARA L 1654 DP Final Rejection 16d overdue Pending Oct 15, 2018

Managing K&L Gates - Novartis's Patent Prosecution?

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Frequently Asked Questions

What is K&L Gates - Novartis's patent allowance rate?

84.5% of resolved applications prosecuted by K&L Gates - Novartis were allowed, across 34,332 applications in USPTO records.

How many office actions does K&L Gates - Novartis average before allowance?

3.82 office actions per allowed application on average.

How many pending office actions does K&L Gates - Novartis have?

14 pending office actions as of October 2026, for 4 clients, before 13 examiners in 11 art units.

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