Prosecution Insights
Last updated: October 04, 2026

K&L Gates - Novartis

Technology area: Biotechnology & Pharmaceuticals

14 pending office actions • 4 clients • 12 examiners • 11 art units • 0 of 14 (0%) have an AI response strategy ready • 8 patents granted in the last 365 days

Analysis

K&L Gates - Novartis operates in Biotechnology & Pharmaceuticals. It has 34213 career applications. The firm has a resolved allowance rate of 84.55 percent. It averages 3.82 office actions per allowance. There are 11 pending office actions.

The 84.55 percent allowance rate is based on 34213 career applications. The average of 3.82 office actions per allowance indicates the prosecution effort for successful outcomes. The 11 pending office actions show the current state of the firm's biotechnology practice.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=34213 apps, methodology: how we score firms)

84.6%
Allowance Rate
n=34213
+0.65σ
Allowance Rate (norm)
n=34213
3.8
OAs to Allowance
n=20667
+0.03σ
OAs to Allow (norm)
n=20667
1082 days
Time to Allowance
n=20667
+8.9pp
Interview Lift
n=34213
32.5%
RCE Rate
n=34213
2.7%
Appeal Rate
n=34213

Rejection Performance (% of received rejections ultimately overcome)

76.2%
§101 Overcome
n=2437
77.2%
§102 Overcome
n=9011
77.9%
§103 Overcome
n=15242
77.9%
§112 Overcome
n=10440

Specialization & Scale

A61K, H01M, G06F
Top CPC Subclasses
13%
Top-3 CPC Share
n=34213
90
Practitioners
n=34213
380.1
Apps / Practitioner
n=34213

Portfolio Summary

14
Total Pending OAs
10
Non-Final OAs
4
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 4 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

3
Overdue
0
Due this week
0
Due this month
1
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 4 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (3)Due ≤ 60 days (1)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

8
Hard (57%)
4
Medium (29%)
2
Easy (14%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only1 (7%)
§103 only1 (7%)
§112 only1 (7%)
Double-patenting only1 (7%)
Double-patenting + other3 (21%)
Multi-statute (no §101)7 (50%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

14
Life Sciences
100% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

140 h
Manual time on pending OAs
28 h
Time saved (low, 20%)
49 h
Time saved (mid, 35%)
1.2 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
BENAVIDES, JENNIFER ANN 2 51.2% +47.0%
REDDIG, PETER J 2 57.9% +40.2%
STAVROU, CONSTANTINA E 1 43.7% +36.9%
OUSPENSKI, ILIA I 1 77.5% +20.4%
SKELDING, ZACHARY S 1 59.7% +41.2%
GROOMS, TIFFANY NICOLE 1 57.8% +46.3%
GIBBS, TERRA C 1 63.7% +10.3%
RAHMAN, MASUDUR 1 72.7% +31.7%
BATES, KEENAN ALEXANDER 1 45.5% +79.5%
BRISTOL, LYNN ANNE 1 63.4% +39.8%

Hard Cases (8)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
16435257 TREATMENT OF CANCER USING ANTI-CD19 CHIMERIC ANTIGEN RECEPTOR BRISTOL, LYNN ANNE 132d overdue
16317943 TREATMENT AND PREVENTION OF CYTOKINE RELEASE SYNDROME USING A CHIMERIC ANTIGEN RECEPTOR IN COMBINATION WITH A KINASE INHIBITOR LU, CHENG 38d overdue
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY REDDIG, PETER J —
18288345 VIRAL VECTOR PRODUCTION SYSTEM STAVROU, CONSTANTINA E —
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF SKELDING, ZACHARY S —
18149520 METHODS AND COMPOSITIONS FOR REDUCING IMMUNOSUPPRESSION BY TUMOR CELLS GIBBS, TERRA C —
18009568 ZBTB32 INHIBITORS AND USES THEREOF RAHMAN, MASUDUR —
17602730 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS BATES, KEENAN ALEXANDER —

Interview Candidates (12)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
16435257 TREATMENT OF CANCER USING ANTI-CD19 CHIMERIC ANTIGEN RECEPTOR BRISTOL, LYNN ANNE 132d overdue
18339565 CD20 THERAPIES, CD22 THERAPIES, AND COMBINATION THERAPIES WITH A CD19 CHIMERIC ANTIGEN RECEPTOR (CAR)-EXPRESSING CELL REDDIG, PETER J 55d
18672871 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF BENAVIDES, JENNIFER ANN —
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY REDDIG, PETER J —
18288345 VIRAL VECTOR PRODUCTION SYSTEM STAVROU, CONSTANTINA E —
18454457 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF BENAVIDES, JENNIFER ANN —
18326373 METHODS FOR TREATING HEMATOLOGIC CANCERS OUSPENSKI, ILIA I —
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF SKELDING, ZACHARY S —

Client Portfolio (4 clients)

Top Art Units

Art UnitApps
16752
16462
16442
16321
16371
16351
16331
16311
16431
16421

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
18672871 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF Novartis AG BENAVIDES, JENNIFER ANN 1675 §102§103§112DP Non-Final OA — Pending May 23, 2024
18420525 TARGETING CYTOTOXIC CELLS WITH CHIMERIC RECEPTORS FOR ADOPTIVE IMMUNOTHERAPY The Trustees of the University of Pennsylvania REDDIG, PETER J 1646 §102§103§112Other Non-Final OA — Pending Jan 23, 2024
18288345 VIRAL VECTOR PRODUCTION SYSTEM Novartis AG STAVROU, CONSTANTINA E 1632 §102§103§112 Non-Final OA — Pending Oct 25, 2023
18454457 ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF Novartis AG BENAVIDES, JENNIFER ANN 1675 §102§103§112DP Non-Final OA — Pending Aug 23, 2023
18339565 CD20 THERAPIES, CD22 THERAPIES, AND COMBINATION THERAPIES WITH A CD19 CHIMERIC ANTIGEN RECEPTOR (CAR)-EXPRESSING CELL The Trustees of the University of Pennsylvania REDDIG, PETER J 1646 §103Other Final Rejection 55d Pending Jun 22, 2023
18326373 METHODS FOR TREATING HEMATOLOGIC CANCERS The Medical College of Wisconsin, Inc. OUSPENSKI, ILIA I 1644 §112Other Non-Final OA — Pending May 31, 2023
18184860 BCMA CHIMERIC ANTIGEN RECEPTORS AND USES THEREOF Novartis AG SKELDING, ZACHARY S 1644 §102§112Other Non-Final OA — Pending Mar 16, 2023
18162236 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS The Trustees of the University of Pennsylvania GROOMS, TIFFANY NICOLE 1637 §103§112DP Final Rejection — Pending Jan 31, 2023
18149520 METHODS AND COMPOSITIONS FOR REDUCING IMMUNOSUPPRESSION BY TUMOR CELLS The General Hospital Corporation GIBBS, TERRA C 1635 §101 Non-Final OA — Pending Jan 03, 2023
18009568 ZBTB32 INHIBITORS AND USES THEREOF Novartis AG RAHMAN, MASUDUR 1633 §102§103 Final Rejection — Pending Dec 09, 2022
17602730 METHODS OF MAKING CHIMERIC ANTIGEN RECEPTOR-EXPRESSING CELLS The Trustees of the University of Pennsylvania BATES, KEENAN ALEXANDER 1631 §102§103§112 Non-Final OA — Pending Oct 08, 2021
16435257 TREATMENT OF CANCER USING ANTI-CD19 CHIMERIC ANTIGEN RECEPTOR The Trustees of the University of Pennsylvania BRISTOL, LYNN ANNE 1643 §103§112Other Non-Final OA 132d overdue Pending Jun 07, 2019
16317943 TREATMENT AND PREVENTION OF CYTOKINE RELEASE SYNDROME USING A CHIMERIC ANTIGEN RECEPTOR IN COMBINATION WITH A KINASE INHIBITOR The Trustees of the University of Pennsylvania LU, CHENG 1642 §103§112 Non-Final OA 38d overdue Pending Jan 15, 2019
16093758 COMPOSITIONS AND METHODS FOR SELECTIVE PROTEIN EXPRESSION The Trustees of the University of Pennsylvania MARTINEZ, TARA L 1654 DP Final Rejection 16d overdue Pending Oct 15, 2018

Managing K&L Gates - Novartis's Patent Prosecution?

IP Author helps law firms respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.

Start Free Trial

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month