Prosecution Insights
Prosecution Insights
7 pending office actions • 1 client • 7 examiners • 6 art units • 0 of 7 (0%) have an AI response strategy ready • 20 patents granted in the last 365 days
Based on the USPTO statutory response window for each pending office action. 4 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 4 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 5 (71%) |
| Double-patenting only | 1 (14%) |
| Double-patenting + other | 1 (14%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| TRAN, HAI | 1 | 61.9% | +32.1% |
| MILLER, JAMES H | 1 | 40.1% | +33.4% |
| BUI, JONATHAN A | 1 | 81.4% | +24.3% |
| KANERVO, VIRPI H | 1 | 47.5% | +47.8% |
| NGUYEN, LIZ P | 1 | 61.1% | +6.4% |
| LIU, I JUNG | 1 | 62.1% | +33.8% |
| MADAMBA, CLIFFORD B | 1 | 44.3% | +14.7% |
Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18947317 | MULTICASTING DATA OF DATA STREAMS | BUI, JONATHAN A | — |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 5 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18471541 | Trading Circles | MADAMBA, CLIFFORD B | 17d overdue |
| 18536529 | Order Entry Actions | LIU, I JUNG | 7d |
| 18931583 | Authorization of a Trading Strategy Algorithm | KANERVO, VIRPI H | 27d |
| 18807002 | Flexible Price-Volume Indicator | NGUYEN, LIZ P | 40d |
| 19210506 | Distributed Spreading Tools and Methods | TRAN, HAI | — |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 6 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18471541 | Trading Circles | MADAMBA, CLIFFORD B | 17d overdue |
| 18536529 | Order Entry Actions | LIU, I JUNG | 7d |
| 18931583 | Authorization of a Trading Strategy Algorithm | KANERVO, VIRPI H | 27d |
| 19210506 | Distributed Spreading Tools and Methods | TRAN, HAI | — |
| 19001109 | Dynamic Strategy Management Tool | MILLER, JAMES H | — |
| 18947317 | MULTICASTING DATA OF DATA STREAMS | BUI, JONATHAN A | — |
| Client (Assignee) | Pending OAs |
|---|---|
| TRADING TECHNOLOGIES INTERNATIONAL, INC. | 7 |
| Art Unit | Apps |
|---|---|
| 3694 | 1 |
| 2443 | 1 |
| 3691 | 1 |
| 3696 | 1 |
| 3695 | 1 |
| 3692 | 1 |
| App # | Title | Client | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|---|
| 19210506 | Distributed Spreading Tools and Methods | Trading Technologies International, Inc. | TRAN, HAI | §101 | Non-Final OA | — | Pending | May 16, 2025 | |
| 19001109 | Dynamic Strategy Management Tool | Trading Technologies International, Inc. | MILLER, JAMES H | 3694 | DPOther | Non-Final OA | — | Pending | Dec 24, 2024 |
| 18947317 | MULTICASTING DATA OF DATA STREAMS | Trading Technologies International, Inc. | BUI, JONATHAN A | 2443 | DP | Non-Final OA | — | Pending | Nov 14, 2024 |
| 18931583 | Authorization of a Trading Strategy Algorithm | Trading Technologies International, Inc. | KANERVO, VIRPI H | 3691 | §101 | Non-Final OA | 27d | Pending | Oct 30, 2024 |
| 18807002 | Flexible Price-Volume Indicator | Trading Technologies International, Inc. | NGUYEN, LIZ P | 3696 | §101 | Final Rejection | 40d | Pending | Aug 16, 2024 |
| 18536529 | Order Entry Actions | Trading Technologies International, Inc. | LIU, I JUNG | 3695 | §101 | Non-Final OA | 7d | Pending | Dec 12, 2023 |
| 18471541 | Trading Circles | Trading Technologies International, Inc. | MADAMBA, CLIFFORD B | 3692 | §101 | Final Rejection | 17d overdue | Pending | Sep 21, 2023 |
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