Prosecution Insights
Last updated: October 25, 2026

Polsinelli And Duke University

Technology area: Biotechnology & Pharmaceuticals

13 pending office actions • 5 clients • 12 examiners • 10 art units • 0 of 13 (0%) have an AI response strategy ready • 16 patents granted in the last 365 days

Analysis

POLSINELLI and DUKE UNIVERSITY has 13 pending office actions in Biotechnology & Pharmaceuticals and 493 career applications. The current workload sits within a focused institutional application history in the same technology area.

The resolved allowance rate is 71.57%, and the average is 4.19 office actions per allowance. The outcome rate indicates that allowance was achieved in a smaller share of resolved matters than an outcome record with a higher rate would show, while the action average reflects substantial examination activity before allowance. Clients can use this profile to assess biotechnology prosecution where complex or persistent office-action work may be part of the process.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Quality Metrics (n=493 apps, methodology: how we score firms)

71.6%
Allowance Rate
n=493
+0.60σ
Allowance Rate (norm)
n=493
4.2
OAs to Allowance
n=146
+0.06σ
OAs to Allow (norm)
n=146
1183 days
Time to Allowance
n=146
+26.9pp
Interview Lift
n=493
37.2%
RCE Rate
n=493
1.8%
Appeal Rate
n=493

Rejection Performance (% of received rejections ultimately overcome)

52.4%
§101 Overcome
n=21
59.0%
§102 Overcome
n=95
63.8%
§103 Overcome
n=130
64.9%
§112 Overcome
n=131

Specialization & Scale

A61K, A61P, C12N
Top CPC Subclasses
58%
Top-3 CPC Share
n=493
0
Practitioners
n=493
—
Apps / Practitioner
n=493 (min 20)

Portfolio Summary

13
Total Pending OAs
6
Non-Final OAs
7
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 5 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

2
Overdue
0
Due this week
3
Due this month
0
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 5 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (2)Due ≤ 30 days (3)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

8
Hard (62%)
4
Medium (31%)
1
Easy (8%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 + other3 (23%)
§103 only2 (15%)
§112 only1 (8%)
Double-patenting + other2 (15%)
Multi-statute (no §101)5 (38%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

12
Life Sciences
92% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
1
Business / Other
8% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

130 h
Manual time on pending OAs
26 h
Time saved (low, 20%)
46 h
Time saved (mid, 35%)
1.1 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
GRABER, JAMES J 2 46.5% +57.6%
MI, QIUWEN 1 68.4% +50.0%
JACKSON, SHAWQUIA 1 78.0% -3.4%
ZOU, NIANXIANG 1 64.0% +25.0%
NOTTINGHAM, KYLE GREGORY 1 61.7% +31.9%
CHENG, KAREN 1 76.4% +26.6%
ARMATO JR, DENNIS IGNATIUS 1 42.9% +80.0%
KELLY-O'NEILL, YOLANDA LYNNETTE 1 31.8% +23.7%
DENT, ALANA HARRIS 1 44.1% +32.2%
CORDAS, EMILY ANN 1 50.9% +57.4%

Hard Cases (8)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18575412 Compositions For and Methods of Promoting Respiratory Health ARMATO JR, DENNIS IGNATIUS 4d overdue
17919997 COMPOSITIONS AND METHODS FOR FORMATION AND SECRETION OF EXTRACELLULAR VESICLES AND AAV PARTICLES SIFFORD, JEFFREY MARK 2d overdue
17637760 COMPOSITIONS AND METHODS FOR THE TREATMENT OF PATHOLOGICAL PAIN AND ITCH GRABER, JAMES J 15d
18024091 METHODS FOR REPROGRAMMING TARGET CELLS CORDAS, EMILY ANN 27d
18849279 COMPOSITIONS FOR AND METHODS OF MODULATING RNA STABILITY JACKSON, SHAWQUIA —
18883669 Compositions For and Methods of Treating Influenza ZOU, NIANXIANG —
18626187 ANTIBIOTICS COMPRISING LPXH-TARGETING COMPOUNDS AND METHODS OF MAKING AND USING THE SAME CHENG, KAREN —
18547332 Compositions For and Methods of Improving Gene Therapy GRABER, JAMES J —

Interview Candidates (10)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18575412 Compositions For and Methods of Promoting Respiratory Health ARMATO JR, DENNIS IGNATIUS 4d overdue
17637760 COMPOSITIONS AND METHODS FOR THE TREATMENT OF PATHOLOGICAL PAIN AND ITCH GRABER, JAMES J 15d
18312719 SYSTEMS AND METHODS FOR PROMOTING REMYELINATION WITH FACTORS DERIVED FROM UMBILICAL CORD BLOOD MACROPHAGES DENT, ALANA HARRIS 20d
18024091 METHODS FOR REPROGRAMMING TARGET CELLS CORDAS, EMILY ANN 27d
18927395 MODULAR BIOMATERIAL PLATFORM LOCAL, INJECTABLE DELIVERY OF A DRUG AND METHODS OF MAKING AND USING SAME MI, QIUWEN —
18883669 Compositions For and Methods of Treating Influenza ZOU, NIANXIANG —
18662751 COMPOSITIONS AND METHODS FOR THE TREATMENT OF CANCER NOTTINGHAM, KYLE GREGORY —
18626187 ANTIBIOTICS COMPRISING LPXH-TARGETING COMPOUNDS AND METHODS OF MAKING AND USING THE SAME CHENG, KAREN —

Client Portfolio (5 clients)

Top Art Units

Art UnitApps
16712
16312
16261
16211
16231
16511
16921
16431
16321
16241

Pending Office Actions

App #TitleClientExaminerArt UnitStatutesStatusDue inAIFiled
18927395 MODULAR BIOMATERIAL PLATFORM LOCAL, INJECTABLE DELIVERY OF A DRUG AND METHODS OF MAKING AND USING SAME Duke University MI, QIUWEN §112 Non-Final OA — Pending Oct 25, 2024
18849279 COMPOSITIONS FOR AND METHODS OF MODULATING RNA STABILITY Duke University JACKSON, SHAWQUIA 1626 §102§112 Non-Final OA — Pending Sep 20, 2024
18883669 Compositions For and Methods of Treating Influenza President and Fellows of Harvard College ZOU, NIANXIANG 1671 §101§102§103§112 Non-Final OA — Pending Sep 12, 2024
18662751 COMPOSITIONS AND METHODS FOR THE TREATMENT OF CANCER Sisu Pharma, Inc. NOTTINGHAM, KYLE GREGORY 1621 §102DP Non-Final OA — Pending May 13, 2024
18626187 ANTIBIOTICS COMPRISING LPXH-TARGETING COMPOUNDS AND METHODS OF MAKING AND USING THE SAME Duke University CHENG, KAREN 1623 §102§103 Non-Final OA — Pending Apr 03, 2024
18575412 Compositions For and Methods of Promoting Respiratory Health Ann & Robert H. Lurie Children's Hospital of Chicago ARMATO JR, DENNIS IGNATIUS 1651 §101§102§103§112 Final Rejection 4d overdue Pending Dec 29, 2023
18547332 Compositions For and Methods of Improving Gene Therapy Duke University GRABER, JAMES J 1631 §102§103 Non-Final OA — Pending Aug 21, 2023
18200156 Methods and Compositions for the Treatment of Steatosis-Associated Disorders National University Of Singapore KELLY-O'NEILL, YOLANDA LYNNETTE 1692 §103 Final Rejection — Pending May 22, 2023
18312719 SYSTEMS AND METHODS FOR PROMOTING REMYELINATION WITH FACTORS DERIVED FROM UMBILICAL CORD BLOOD MACROPHAGES Duke University DENT, ALANA HARRIS 1643 §102§103DP Final Rejection 20d Pending May 05, 2023
18024091 METHODS FOR REPROGRAMMING TARGET CELLS Duke University CORDAS, EMILY ANN 1632 §102§103 Final Rejection 27d Pending Mar 01, 2023
17919997 COMPOSITIONS AND METHODS FOR FORMATION AND SECRETION OF EXTRACELLULAR VESICLES AND AAV PARTICLES Duke University SIFFORD, JEFFREY MARK 1671 §101§102§103§112 Final Rejection 2d overdue Pending Oct 19, 2022
17912429 COMPOSITIONS AND METHODS FOR TREATMENT OF PATHOLOGIC PAIN ASSOCIATED WITH MALIGNANT GROWTH DISORDER Duke University MOORE, SUSANNA 1624 §103 Final Rejection — Pending Sep 16, 2022
17637760 COMPOSITIONS AND METHODS FOR THE TREATMENT OF PATHOLOGICAL PAIN AND ITCH Duke University GRABER, JAMES J 1631 §103§112 Final Rejection 15d Pending Feb 23, 2022

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Frequently Asked Questions

What is Polsinelli And Duke University's patent allowance rate?

71.6% of resolved applications prosecuted by Polsinelli And Duke University were allowed, across 493 applications in USPTO records.

How many office actions does Polsinelli And Duke University average before allowance?

4.19 office actions per allowed application on average.

How many pending office actions does Polsinelli And Duke University have?

13 pending office actions as of October 2026, for 5 clients, before 12 examiners in 10 art units.

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