Prosecution Insights
Last updated: July 17, 2026
Application No. 17/353,356

VAPOR DEPOSITION OF TUNGSTEN FILMS

Final Rejection §103
Filed
Jun 21, 2021
Priority
Jun 24, 2020 — provisional 63/043,279
Examiner
TADAYYON ESLAMI, TABASSOM
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
ASM IP Holding B.V.
OA Round
11 (Final)
49%
Grant Probability
Moderate
12-13
OA Rounds
0m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
389 granted / 790 resolved
-15.8% vs TC avg
Strong +27% interview lift
Without
With
+26.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
40 currently pending
Career history
849
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
93.3%
+53.3% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
2.2%
-37.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 790 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 13-17, and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Adam Jandi et al U.S. Patent Application: 2018/0053660, here after Jandi), further in view of (U. S. Phillip S.H. Chen et al (U. S. Patent Application: 2021/0062331, here after Chen), Miika Leinikka et al (U. S. Patent Application: 2005/0212139, here after Leinikka). Claim 13 is rejected. Jandi teaches a process of deposition (ALD or CVD) for forming a thin film comprising metal(elemental) tungsten on a substrate comprising a gap in a reaction space (e.g. chamber), the process comprising a plurality of deposition cycles (CVD, or ALD process comprising a plurality of deposition cycles) [0078] which in fact require providing substrate in reaction space, and performing plurality of deposition cycle until the gap is filled with elemental tungsten (bulk tungsten) [0091]. Jandi teaches each deposition cycle comprising: contacting the substrate (comprising a gap) with a first reactant comprising a tungsten precursor comprising W(CO)6[0091]; contacting the substrate with a reducing gas(H2) to form elemental(metal), and repeating the cycle to filling the gap with elemental metal tungsten [0091]. Jandi does not teach oxidation of tungsten and then reducing it. Chen teaches depositing elemental metal tungsten comprising depositing tungsten oxide and then reducing tungsten oxide to metal by hydrogen or carbon monoxide, where pulsing oxidant (H2O) helps reducing carbon content of film [abstract]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a process of forming a thin film comprising tungsten that Jandi teaches by method of Chen, because it helps reducing carbon content of the film. Chen teaches a process of ALD/CVD for forming a thin film comprising each cycle of: contacting the substrate with a first reactant comprising a tungsten precursor comprising W(CO)6[abstract, 0011]; tungsten from the tungsten oxide [0013, 0015, 0018], contacting the substrate with a second reactant such as water vapor H2O which in fact, form tungsten oxide [0012, 0015], and contacting the substrate with a reducing gas(H2) to form elemental(metal) tungsten from the tungsten oxide [0013, 0015, 0018]. Chen does not clearly teach contacting the substrate with carbon monoxide. Leinikka teaches reducing tungsten oxide to metal by hydrogen or carbon monoxide [0052]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a process of forming a thin film comprising tungsten where the reducing gas (third reactant) is (additional flow of) carbon monoxide, because it can also reduce tungsten oxide to elemental tungsten metal. Claim 14 is rejected as in ALD process, after exposing substrate to each reactant, an inert gas purges in chamber and therefor the deposition cycle comprises removing excess tungsten precursor and reaction byproducts, from the reaction space after contacting the substrate with the tungsten precursor and prior to contacting the substrate with the second (H20) and the third reactants (CO) [also look at Chen 0039, 0041]. Claim 15 is rejected for the same reason claim 13 is rejected. Jandi teaches filling gap with elemental tungsten, and the rejection of claim 13 is based on only reactants that are used in the deposition cycle are the first reactant (tungsten precursor), second reactant (water vapor) and third reactant (carbon monoxide). Leinikka teaches reactant are hydrogen or carbon monoxide [0052]. Chen teaches the process can be CVD, therefore the first and the second process can overlap. Claim 16 is rejected. Chen teaches the substrate is contacted with the first reactant (tungsten precursor), and the second (water vapor) or the third reactant (hydrogen or carbon monoxide) [See claim 13 rejections above]. Chen teaches the process can be CVD, therefore the second and the third process can overlap. Claim 17 is rejected for the same reason claim 13 is rejected and the fact that the process is ALD process. The deposition cycle comprises, in order: contacting the substrate with the vapor phase tungsten precursor, and simultaneously with second (HO) and third (CO) reactants. Claim 19 is rejected as Chen teaches deposition temperature is 250C [claim 4]. Claims 1-2, 5, 7-8, 21-22, and 24 are rejected under 35 U.S.C. 103 as being unpatentable over Xinyu Fu et al (U. S. Patent Application: 2017/0062224, here after Fu), further in view of Masayuki Kitamura et al (U.S. Patent Application: 2020/0294793, here after Kitamura-2), and Hanit Fisher et al (U. S. Patent Application: 2021/0384035, here after Fisher). Claim 1 is rejected. Fu teaches a deposition process for forming a thin film comprising metal(elemental) tungsten on a substrate in a reaction space, the process comprising a plurality of deposition cycles wherein each deposition cycle comprises: contacting the substrate with a first reactant comprising a tungsten oxyhalide, wherein the oxyhalide adsorbs on the substrate [0006, 0013, 0016, 0026, 0027 last 3 lines] which in fact forms adsorbed tungsten oxyhalide; contacting the substrate with a third reactant comprising hydrogen, wherein the deposition cycle is repeated to form the elemental tungsten thin film [0026, 0029, 0054, 0057]. Fu does not teach contacting with carbon monoxide gas. Kitamura-2 teaches a method of deposition of a film comprising elemental tungsten were reducing gas is hydrogen [0028-0030], and teaches to easily remove by products due to reaction of tungsten precursor, introducing carbon monoxide to the chamber prior to introducing hydrogen gas [0034-0036, 0038]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a process of forming a thin film comprising tungsten on a substrate as Fu teaches where a gas comprising CO is introduced to chamber prior to hydrogen reducing gas, because it helps removing by product better. Kitamura-2 also teaches after contacting the substrate with process gas (metal precursor), contacting it with carbon monoxide [0038], which in fact reacts and removing oxygen from the adsorbed metal(tungsten) precursor, and producing a tungsten halide remaining(adsorbed) on the substrate and carbon dioxide; Kitamura-2 teaches CO is added in purging gas [0036] and therefore, the produced CO from the reaction space will be removed with purge gas as well. Kitamura-2 teaches contacting the substrate (including the tungsten halide) with a third reactant comprising H2(reducing gas) after the contacting the substrate with the second reactant [fig. 3], which in fact removing a halide from the tungsten halide, producing hydrogen chloride and the elemental tungsten thin film (formation of elemental tungsten and when the precursor is tungsten oxychloride, then the hydrogen halide is HCI), which in fact is removed by purging from the reaction space. Fu does not teach annealing process. Fisher teaches forming tungsten film and also teaches annealing the film to modify the film properties [0071]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a process of forming a thin film comprising tungsten on a substrate as Fu and Kitamura-2 teach where the tungsten film in annealed after deposition because it helps to improve the film properties. Claim 2 is rejected as Fu teaches deposition is via CVD using gas phase reactions of two or more chemical species. [0016], therefore two or more of contacting the substrate with the first reactant, contacting the substrate including the adsorbed tungsten oxyhalide with a second reactant, and contacting the substrate including the tungsten halide with a third reactant comprising H2-overlap Claim 5 is rejected as Fu teaches the tungsten precursor comprises WOCI4 [Fu 0054]. Claim 7 is rejected as Fu teaches the resulting film would have too much oxygen incorporation [0059], therefore substrate have to be contacted with an oxygen reactant (due to dissociation of precursor). Claims 7-8 are rejected. Kitamura-2 teaches contacting the substrate with an oxygen reactant comprising ozone (O3), N2O, NO2 [0021]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a process of forming a thin film comprising tungsten on a substrate as Fu, and Kitamura-2 teach where the substrate exposes to(O3), N2O, NO2, because they are also reducing gases. Claim 21 is rejected. Fu teaches film resistivity is less than 50 umΩcm [0044], which includes less than 30 umΩcm the claimed range. Claim 22 is rejected for the same reason claim 1 is rejected. Fu teaches deposition is via CVD using gas phase reactions of two or more chemical species. [0016], therefore two or more of contacting the substrate with the first reactant, contacting the substrate including the adsorbed tungsten oxyhalide with a second reactant, and contacting the substrate including the tungsten halide with a third reactant comprising H2-overlap. Fu also comprising following inert gas through the reaction space between pulses of reactants (purging the reaction space of produced carbon dioxide and hydrogen chloride from reaction) [e.g., Fu 0040, 0053]. Fisher teaches annealing is done in oxygen environment [0071]. Claim 24 is rejected as Fisher teaches annealing is done at high temperature(1000C) under hydrogen peroxide gas and oxygen and hydrogen gas [0071] which obviously results in decomposition of hydrogen peroxide to form water. Response to Arguments Applicant's arguments filed 04/01/26 have been fully considered but they are not persuasive. The applicant argues the references do not teach filling a gap with tungsten, however, Jandi teaches filling the gap with bulk tungsten with sequential CVD or ALD (see claim rejection above, 0078), where in each sequential CVD or ALD cycles CO gas is used. The applicant argues Kitamura does not teach adsorbed tungsten oxyhalide, however Fu teaches the precursor is oxyhalide and therefor after adsorption of oxyhalide on surface of substrate carbon monoxide inherently remove oxygen from it and leave tungsten halide on surface. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TABASSOM TADAYYON ESLAMI whose telephone number is (571)270-1885. The examiner can normally be reached M-F 9:30-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gordon Baldwin can be reached at 5712725166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TABASSOM TADAYYON ESLAMI/Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

Show 35 earlier events
Nov 14, 2025
Request for Continued Examination
Nov 18, 2025
Response after Non-Final Action
Jan 02, 2026
Non-Final Rejection mailed — §103
Mar 20, 2026
Interview Requested
Mar 27, 2026
Applicant Interview (Telephonic)
Mar 27, 2026
Examiner Interview Summary
Apr 01, 2026
Response Filed
Jun 05, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12661924
COVERING ELEMENT, METHOD FOR DECORATING A COVERING ELEMENT, AND MACHINE FOR DECORATING A COVERING ELEMENT
4y 3m to grant Granted Jun 23, 2026
Patent 12666891
AREA SELECTIVE CARBON-BASED FILM DEPOSITION
2y 3m to grant Granted Jun 23, 2026
Patent 12633502
ARC-BEAM SCANNING FOR SUPPRESSING ANODE OVERGROWTH IN PICVD SYSTEM
2y 9m to grant Granted May 19, 2026
Patent 12614712
Method for the Production of an Electrode for a Battery Cell of an Electrical Energy Storage Device, Electrode and Generator
1y 8m to grant Granted Apr 28, 2026
Patent 12599968
METHOD OF PRODUCING AN ADDITIVE MANUFACTURED OBJECT
5y 6m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

12-13
Expected OA Rounds
49%
Grant Probability
76%
With Interview (+26.7%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 790 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month