Prosecution Insights
Last updated: August 17, 2026
Application No. 17/560,332

SRAM BIT CELLS

Non-Final OA §103§112
Filed
Dec 23, 2021
Examiner
MULERO FLORES, ERIC MANUEL
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Globalfoundries U S Inc.
OA Round
9 (Non-Final)
84%
Grant Probability
Favorable
9-10
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
58 granted / 69 resolved
+16.1% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
30 currently pending
Career history
102
Total Applications
across all art units

Statute-Specific Performance

§103
58.3%
+18.3% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
15.9%
-24.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 69 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 4/14/2026 has been entered. Response to Amendment Applicant’s amendments filed 4/14/2026 have been entered and considered. The amendments to claims 1, 11, 13, 18, 20, and 23 and the cancellation of claims 22 are acknowledged. In view of the amendments to claims 1, 20, and 23, the rejections under 35 U.S.C 112(b) of claims 1, 20, and 23 and the objection to claim 20 have been withdrawn. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 11, and 20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 112 Claim 9 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 9 recites the limitation "the halo implants in the p-well". There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-2, 6, 9-10, and 21-22 are rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto US 20100252888 A1 (hereinafter referred to as Iwamoto), in view of Kronholz et al. US 20120156864 A1 (hereinafter referred to as Kronholz), in view of Kronholz et al. US 20120202326 A1 (hereinafter referred to as Kronholz’26), in view of Chiang et al. US 20110248351 A1 (hereinafter referred to as Chiang). Regarding claim 1, Iwamoto teaches A structure (“semiconductor device 3” para. 0095 FIG. 14) comprising: a p-FET gate structure (“PMOSFET” para. 0095 FIG. 14) comprising a stack of p-FET work function materials (“metal electrode layer 22 is made of a metal M1” includes TiN or TiAlN, para. 0095, which are known p-type workfunction materials as evidenced in para. 0034 of Chien et al. US 20210119033 A1 and “metal electrode layer 34 is made of a metal M2P” which are p-type workfunction materials, para. 0040 FIG. 17), an n-well (“N well 13” para. 0045) and a high-k gate dielectric material (“gate insulating film 27” that is a high-dielectric insulator stack, para. 0041) directly contacting the p-FET work function materials, each of which are over the n-well; an n-FET gate structure (“NMOSFET” para. 0095) comprising the stack of p-FET work function materials (“NMOSFET” includes “metal electrode layer 22” and “metal electrode layer 34”) directly contacting an underlying gate dielectric material (“gate insulating film 25” para. 0041) which is directly contacting a p-well (“P well 12” para. 0045); the n-well also directly abutting the p-well at a junction (as seen in FIG. 14, there is a junction of the “P well 12” and “N well 13” under the “element-isolating oxide film 11” para. 0045); polysilicon material (“p-type polysilicon electrode layer 70” para. 0077) directly contacting the stack of p-FET work function materials of the p-FET gate and the p-FET work function materials of the n-FET gate structure such that the p-FET work function materials are between and directly contacting the polysilicon material and the high-k gate dielectric material for the p-FET gate structure (“p-type polysilicon electrode layer 70” is formed directly above “metal electrode layer 34” and “gate insulating film 27” is directly below “metal electrode 22”) and the p-FET work function materials of the n-FET gate structure is directly contacting and between the underlying gate dielectric material and the polysilicon material (“p-type polysilicon electrode layer 70” is formed directly above “metal electrode layer 34” and “gate insulating film 25” is directly below “metal electrode 22”); sidewall spacers (“offset spacer 46” para. 0061) directly contacting outer sidewalls of the stack of p-FET work function materials and the polysilicon material of the p-FET gate structure and the p-FET work function materials of the n-FET gate structure (“offset spacer 46” contacts side surfaces of “metal electrode layer 22”, “metal electrode layer 34”, and “p-type polysilicon electrode layer 70” in the “NMOSFET” and “PMOSFET”) and the underlying gate dielectric material and the polysilicon material of the n-FET gate structure (“offset spacer 46” contacts side surfaces of “p-type polysilicon electrode layer 70” and “gate insulating film 25” in “NMOSFET”), wherein the high-k gate dielectric material is confined between and directly contact the sidewall spacers (“gate insulating film 27” is between both sides of “offset spacer 46”); a trench isolation structure (“element-isolating oxide film 11” para. 0045) extending between the junction and within both the p-well of the n-FET, and the n-well of the p-FET and spaced apart from underlying semiconductor material that is devoid of the n-well and the p-well (“semiconductor substrate 10” below “P well” and “N well 13”, para. 0034), and wherein the trench isolation structure contacts and electrically isolates diffusion regions [in] the p-FET gate structure and the n-FET gate structure (“deep SD region 60” in the “NMOSFET” and “deep SD region 66” in the “PMOSFET” labeled 56 in FIG. 14), the diffusion regions are within the n-well and the p-well (“deep SD region 60” is in the “P well 12” and “deep SD region 66” is in the ”N well 13”). However, Iwamoto fails to teach a layer of SiGe material directly contacting the n-well, the high-k gate dielectric material directly contacting the layer of SiGe, wherein the layer of SiGe material is confined between and directly contact the sidewall spacers, halo implants which are within the n- well and directly contact the sidewall spacers and directly contact the layer of SiGe material, the SiGe material is directly underneath and in direct contact with the high-k gate dielectric material Nevertheless, Kronholz teaches a layer of SiGe material (“threshold adjusting semiconductor alloy 208, such as a silicon/germanium alloy” para. 0045 FIG. 2f-2k) directly contacting the n-well (“threshold adjusting semiconductor alloy 208” is above and in contact with “active region 202A”, para. 0045), the high-k gate dielectric material directly contacting the layer of SiGe (“dielectric material 261A” is above and contacts “threshold adjusting semiconductor alloy 208”, para. 0050), wherein the layer of SiGe material is confined between and directly contact the sidewall spacers (“threshold adjusting semiconductor alloy 208” is between the “protective liner material 265”, para. 0054), the SiGe material is directly underneath and in direct contact with the high-k gate dielectric material (“dielectric material 261A” is above and contacts “threshold adjusting semiconductor alloy 208” below). Iwamoto and Kronholz teach gate structures comprising work function materials. The silicon germanium “threshold adjusting semiconductor alloy 208” in Kronholz is used “in order to appropriately adjust the electronic characteristics at and near the surface of the active region 202A” (para. 0045). The “threshold adjusting semiconductor alloy 208” is formed in “gate electrode structure 260A”, which is a p-channel gate structure (para. 0054). One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the SiGe layer in the gate structure can enhance the electrical performance for the p-type transistor. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure in Iwamoto with the SiGe layer taught in Kronholz. The Sige layer in the gate structure improves electrical performance for the gate of the p-FET. However, Iwamoto, modified by Kronholz, fails to teach halo implants which are within the n- well and directly contact the sidewall spacers and directly contact the layer of SiGe material Nevertheless, Kronholz’26 teaches halo implants (“Halo implants 70 and 72” para. 0025 FIG. 5) which are within the n- well (from the description “active regions 20 and 22, which are to be understood as semiconductor regions having formed therein and/or receiving an appropriate dopant profile as required for forming transistor elements”, “active region 22” is understood as an n-well for P-channel transistor “transistor 26”, para. 0016) and directly contact the sidewall spacers (“Halo implants 70 and 72” are laterally adjacent and below to “sidewall spacers 58” as shown in FIG. 5, para. 0025). Iwamoto, modified by Kronholz, and Kronholz’26 teach structures comprising a p-FET gate and an n-FET gate. While Iwamoto teaches the formation of “extension regions 50 and 54” under the “NMOSFET” and “PMOSFET”, Kronholz’26 teaches “Halo implants 70 and 72” underlapping “transistor 26” and “Halo implants 80 and 82” underlapping “transistor 24” (para. 0025-0026). The “Halo implants 70 and 72” are shown as being formed deeper into the “Active region 22” and under the gate than “extensions 74 and 76”. The “transistors 24 and 26” have halo regions and extensions with different offsets and therefore define different channel lengths (para. 0030). Furthermore, Chiang teaches halo implants as a method of adjusting channel threshold voltages and states “this implements heavy implantations to achieve the higher threshold voltage devices” (para. 0001), as well as reducing short channel effects, such as punch-through effects (para. 0020). A person of ordinary skill in the art before the effective filing date of the claimed invention would have recognized the “Halo implants 70 and 72” and “extensions 74 and 76” work together in Kronholz’26 as a way of increasing channel threshold voltages and controlling channel length. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the channel threshold voltages and minimize channel defects of the structure in Iwamoto and Kronholz through the halo and extension implantation and as taught in Kronholz’26 and Chiang. Iwamoto, in view of Kronholz, Kornholz’26, and Chiang, further teaches the halo implants directly contact the layer of SiGe material (Iwamoto and Kronholz teach the SiGe “threshold adjusting semiconductor alloy 208” as the lowermost layer of the “PMOSTFET” in contact with “n well 13” in Iwamoto. Forming the “extensions 74 and 76” “Halo implants 70 and 72” as taught in Kronholz’26, the “halo implants 70 and 72” contact the “threshold adjusting semiconductor alloy 208”). Regarding claim 2, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 1, wherein the p-FET gate structure and the n-FET gate structure comprise high-k metal gate structures comprising the stack of p-FET work function materials (“gate electrode 63” of “NMOSFET” and “gate electrode 71” of “PMOSFET” comprise the workfunction materials “metal electrode layer 22” and “metal electrode layer 34”, para. 0095, and respective high-dielectric insulators “gate insulating films 25 and 27”, para. 0041. As such, the examiner considers “gate electrode 63” and “gate electrode 71” as high-k metal gate structures.), wherein the stack of p-FET work function materials is a same stack of work function materials (“gate electrode 63” of “NMOSFET” and “gate electrode 71” of “PMOSFET” comprise the workfunction materials “metal electrode layer 22” and “metal electrode layer 34”). Regarding claim 6, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 2, wherein the n-FET gate structure is devoid of the SiGe layer under the stack of p-FET work function materials (Iwamoto nor Kronholz teach the use of a SiGe layer under the p-FET work function materials). Regarding claim 9, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teach wherein the halo implants in the p-well and the n-well are directly under the sidewall spacers of the p-FET gate structure and the n-FET gate structure (“Halo implants 70 and 72” are laterally adjacent and below to “sidewall spacers 58” and “Halo implants 80 and 82” are adjacent and under “sidewall spacers 56” as shown in FIG. 5, para. 0025. By forming “extensions 74 and 76” and “halo implants 70 and 72” of Kronholz’26 in “P well 12” and under the “NMOSFET” taught between Iwamoto and Kronholz and and “Halo implants 80 and 82” and “extensions 84 and 86” in “N well 13” and under the “PMOSFET”, the halo regions are directly under the “offset spacers 46”.) Regarding claim 10, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 1, wherein the layer of SiGe material is under the p-FET work function material of the p-FET gate structure (“threshold adjusting semiconductor material 208” from Kronholz is under “gate insulating film 27” Iwamoto after combining. Thus, “threshold adjusting semiconductor material 208” is under “metal electrode layer 22” and “metal electrode layer 34”.) and the trench isolation structure extends partially within the p-well of the n-FET and partially within the n-well of the p-FET such that the p-well of the n-FET and the n-well of the p-FET separate the trench isolation structure from the semiconductor substate (as seen in FIG. 14, portions of “P well 12” and “N well 13” are disposed between “element-isolating oxide film 11” and “semiconductor substrate 10”). Regarding claim 21, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 1, further comprising source and drain diffusion regions adjacent to the p-FET gate within the n-well and adjacent to the n-FET gate within the p-well (“deep SD region 60” in the “P well 12” of “NMOSFET” and “deep SD region 66” in the “N well 13” in “PMOSFET” labeled 56 in FIG. 14), the trench isolation structure extending between and contacting a respective one of the source and drain diffusion regions of the p-FET gate and the n-FET gate (“element-isolating oxide film 11” contacts “deep SD region 60” and “deep SD region 66”). Claims 4-5 are rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, as applied to claim 2 above, in view of Chien et al. US 20210119033 A1 (hereinafter referred to as Chien). Regarding claim 4, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teach structure of claim 2, wherein one layer in the stack contains metal based on Al (“metal electrode layer 22” may comprise TiAlN, para. 0038). However, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, fail to teach wherein the stack of p-FET work function materials comprises a stack of metals based on Al. Nevertheless, Chien teaches p-type work function layer materials including TiAlC having a work function greater than 5.2eV (para. 0034). The materials for p-type workfunction in Iwamoto have a work function between 5-6eV (Iwamoto para. 0040). The TiAlC in Chien falls within the preferred range of workfunction for the metal layer in Iwamoto. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that TiAlC is a known material suitable for use as a p-type metal of high workfunction and can be substituted for a material used for “metal electrode layer 34” in Iwamoto. The p-FET work function materials now comprise a stack of Al based materials. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure taught between Iwamoto, Kronholz, Kronholz’26, and Chiang with the aluminum p-type work function material taught in Chien. TiAlC is a known material suitable for use as a p-FET workfunction material with high workfunction. The substitution of TiAlC for the materials taught in Iwamoto achieves the stack of Al based p-FET workfunction materials. Regarding claim 5, Iwamoto, modified by Kronholz, Kronholz’26, Chiang, and Chien, teach the structure of claim 2, wherein the stack of p-FET work function materials comprises TiAlC, TiAl, or TaAlC (the stack of p-type workfunction layers includes TiAlC in the “metal electrode layer 34” as modified by Chien). Claims 11-14, 18-19, and 23 are rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto US 20100252888 A1 (hereinafter referred to as Iwamoto), in view of Kronholz et al. US 20120156864 A1 (hereinafter referred to as Kronholz), in view of Kronholz et al. US 20130032901 A1 (hereinafter referred to as Kronholz’26), further in view of Chiang et al. US 20110248351 A1 (hereinafter referred to as Chiang). Regarding claim 11, Iwamoto teaches A structure (“semiconductor device 2” para. 0087 FIG. 12) comprising: a p-FET gate structure (“PMOSFET” para. 0087 FIG. 12) comprising an n-FET work function metal material (“metal electrode layer 26 is made of a metal M2N”, para. 0087, that inludes n-type workfunction materials like Al and La as evidenced in para. 0071 of Nishi et al. US 20090152652 A1 and para. 0018 of Chen et al. US 20190067117 A1.), gate dielectric material (“gate insulating film 27” para. 0041), the p-FET gate structure being over and directly contacting an n-well (“N well 13” para. 0045), and polysilicon material (“silicon electrode layer 62” made of n-type polysilicon, para. 0087) directly contacting the stack of [n-FET work function materials] (“silicon electrode layer 62” is formed directly above “metal electrode layer 26”); an n-FET gate structure (“NMOSFET” para. 0087) comprising a p-FET work function metal layer (“metal electrode layer 22 is made of a metal M1” para. 0087, comprising TiN or TiAlN, para. 0095, which are known p-type workfunction materials as evidenced in para. 0034 of Chien et al. US 20210119033 A1), and the gate dielectric material (“gate insulating films 25 and 27 are preferably high-dielectric insulating films” and may both comprise HfO.sub.2, para. 0041, so both are understood to be the same.) and the polysilicon material (“silicon electrode layer 62”), the gate dielectric material directly contacting an underlying p-well (“P well 12” para. 0045), the n-well directly abutting and the underlying p-well at a junction (as seen in FIG. 14, there is a junction of the “P well 12” and “N well 13” under the “element-isolating oxide film 11” para. 0045), sidewall spacers (“offset spacer 46” para. 0061) directly contacting outer sidewalls of the n-FET workfunction metal material, the gate dielectric material and the polysilicon material of the p-FET gate structure and the p-FET work metal function material (“offset spacer 46” contacts side surfaces of “metal electrode layer 22”, “metal electrode layer 26”, and “silicon electrode layer 62” in the “PMOSFET”), the gate dielectric material and the polysilicon material of the n-FET gate structure (“offset spacer 46” contacts side surfaces of “gate insulating film 25” and “silicon electrode layer 62” in the “NMOSFET”); a shallow trench isolation structure (“element-isolating oxide film 11” para. 0045) within the junction of the n-well under the p- FET gate structure and the p-well under the n-FET gate structure, with the shallow trench isolation structure extending partially through a thickness of the p-well and the n-well such that the shallow trench isolation structure is spaced apart from semiconductor material devoid of the p-well and the n-well (“semiconductor substrate 10” below “P well” and “N well 13” and spaced apart from “element-isolating oxide film 11”, para. 0034). However, Iwamoto fails to teach the n-FET gate structure comprising p-FET work function metal material different than the n-FET work function metal material, the polysilicon material directly contacting the stack of p-FET work function materials, sidewall spacers directly contacting outer sidewalls of the layer of SiGe, and a halo implant region in a semiconductor substrate under the sidewall spacers of the n-FET gate structure and the p-FET gate structure, the halo implant region is within the n-well and directly contacts the sidewall spacers and directly contact the layer of SiGe, wherein the layer of SiGe is also under underneath and in direct contact with the gate dielectric material and over and in direct contact with the semiconductor substrate. Nevertheless, an alternate embodiment in Iwamoto teaches an n-FET gate structure where a p-FET workfunction material contacts the polysilicon material. The “NMOSFET” in “semiconductor device 3” comprises “metal electrode layer 34” in contact with “p-type polysilicon electrode layer 70”, where “metal electrode layer 34” comprises p-type workfunction material (para. 0040 and 0087 FIG. 14). In both cases, band discontinuity between the uppermost workfunction material and the polysilicon gate is alleviated and contact resistance between the materials is reduced (para. 0013, 0081, 0087, and 0095). The “NMOSFET” in “semiconductor device 3” has a higher gate workfunction compared to the “NMOSFET” gate in “semiconductor device 2” because of the use of “metal electrode layer 34” and “p-type polysilicon electrode layer 70”. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that a higher workfunction for the “NMOSFET” gate can be achieved by using p-type workfunction materials while maintaining a reduced band discontinuity between the p-type workfunction materials and the polysilicon gate electrode. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure taught in an embodiment Iwamoto with the n-FET structure taught in an alternate embodiment of Iwamoto. A higher workfunction for the gate is achieved without compromising the desired contact resistance between the workfunction materials and the polysilicon material. In this manner, the n-FET gate structure comprises p-FET workfunction metal different than the n-FET workfunction metal material in the p-FET gate structure. However, Iwamoto fails to teach sidewall spacers directly contacting outer sidewalls of the layer of SiGe, and a halo implant region in a semiconductor substrate under the sidewall spacers of the n-FET gate structure and the p-FET gate structure, the halo implant region is within the n-well and directly contacts the sidewall spacers and directly contact the layer of SiGe, wherein the layer of SiGe is also under underneath and in direct contact with the gate dielectric material and over and in direct contact with the semiconductor substrate. Nevertheless, Kronholz teaches a layer of SiGe material (“threshold adjusting semiconductor alloy 208, such as a silicon/germanium alloy” para. 0045 FIG. 2f-2k), sidewall spacers directly contacting outer sidewalls of the layer of SiGe (“threshold adjusting semiconductor alloy 208” is between the “protective liner material 265”, para. 0054), wherein the layer of SiGe is also under underneath and in direct contact with the gate dielectric material (“dielectric material 261A” is above and contacts “threshold adjusting semiconductor alloy 208”, para. 0050) and over and in direct contact with the semiconductor substrate (“threshold adjusting semiconductor alloy 208” is above and in contact with “active region 202A” of “semiconductor layer 202”, para. 0045). Iwamoto and Kronholz teach gate structures comprising work function materials. The silicon germanium “threshold adjusting semiconductor alloy 208” in Kronholz is used “in order to appropriately adjust the electronic characteristics at and near the surface of the active region 202A” (para. 0045). The “threshold adjusting semiconductor alloy 208” is formed in “gate electrode structure 260A”, which is a p-channel gate structure (para. 0054). One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the SiGe layer in the gate structure can enhance the electrical performance for the p-type transistor. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure in Iwamoto with the SiGe layer taught in Kronholz. The Sige layer in the gate structure improves electrical performance for the gate of the p-FET. However, Iwamoto, modified by Kronholz, fails to teach a halo implant region in a semiconductor substrate under the sidewall spacers of the n-FET gate structure and the p-FET gate structure, the halo implant region is within the n-well and directly contacts the sidewall spacers and directly contact the layer of SiGe. Nevertheless, Kronholz’26 teaches the halo implant region (“Halo implants 70 and 72” para. 0025 FIG. 5) is within the n-well (from the description “active regions 20 and 22, which are to be understood as semiconductor regions having formed therein and/or receiving an appropriate dopant profile as required for forming transistor elements”, “active region 22” is understood as an n-well for P-channel transistor “transistor 26”, para. 0016) and directly contacts the sidewall spacers (“Halo implants 70 and 72” are laterally adjacent and below to “sidewall spacers 58” as shown in FIG. 5, para. 0025). Iwamoto, modified by Kronholz, and Kronholz’26 teach structures comprising a p-FET gate and an n-FET gate. While Iwamoto teaches the formation of “extension regions 50 and 54” under the “NMOSFET” and “PMOSFET”, Kronholz’26 teaches “Halo implants 70 and 72” underlapping “transistor 26” and “Halo implants 80 and 82” underlapping “transistor 24” (para. 0025-0026). The “Halo implants 70 and 72” are shown as being formed deeper into the “Active region 22” and under the gate than “extensions 74 and 76”. The “transistors 24 and 26” have halo regions and extensions with different offsets and therefore define different channel lengths (para. 0030). Furthermore, Chiang teaches halo implants as a method of adjusting channel threshold voltages and states “this implements heavy implantations to achieve the higher threshold voltage devices” (para. 0001), as well as reducing short channel effects, such as punch-through effects (para. 0020). A person of ordinary skill in the art before the effective filing date of the claimed invention would have recognized the “Halo implants 70 and 72” and “extensions 74 and 76” work together in Kronholz’26 as a way of increasing channel threshold voltages and controlling channel length. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the channel threshold voltages and minimize channel defects of the structure in Iwamoto and Kronholz through the halo and extension implantation and as taught in Kronholz’26 and Chiang. Iwamoto, in view of Kronholz, Kornholz’26, and Chiang, further teaches the halo implants directly contact the layer of SiGe material (Iwamoto and Kronholz teach the SiGe “threshold adjusting semiconductor alloy 208” as the lowermost layer of the “PMOSTFET” in contact with “n well 13” in Iwamoto. Forming the “extensions 74 and 76” “Halo implants 70 and 72” as taught in Kronholz’26, the “halo implants 70 and 72” contact the “threshold adjusting semiconductor alloy 208”). Regarding claim 12, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 11, wherein the p-FET gate structure and the n-FET gate structure comprise high-k metal gate structures (“gate electrode 63” of “NMOSFET” and “gate electrode 71” of “PMOSFET” comprise respective high-dielectric insulators “gate insulating films 25 and 27”, para. 0041. As such, the examiner considers “gate electrode 63” and “gate electrode 71” as high-k metal gate structures.) Regarding claim 13, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 12, wherein the layer of SiGe is under the n-FET work function metal material (“threshold adjusting semiconductor material 208” from Kronholz is under “gate insulating film 27” of Iwamoto after combining. Thus, “threshold adjusting semiconductor material 208” is under “metal electrode layer 26”.) and above the halo implant region (the “Halo implants 70 and 72” from Kronholz’26 are formed under “offset spacer 46” in Iwamoto. As such, “threshold adjusting semiconductor material 208” is formed above the “Halo implants 70 and 72”), with source/drain diffusion regions adjacent to and contacting the halo implant (based on the profile shown for “Halo implants 70 and 72” surrounding the lower surfaces of “extensions 74 and 76”, the examiner understands they will make contact with “deep SD regions 66”). Regarding claim 14, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 13, wherein the p-FET work function metal material comprises a stack of metal (after modifying with the alternate embodiment in Iwamoto the p-FET work function material comprises “metal electrode layer 22” and the “metal electrode layer 34” that are p-type workfunction materials). Regarding claim 18, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 13, wherein the halo implant region is under the p-FET gate structure and in an n-well and the n-FET gate structure in a p-well (“Halo implants 70 and 72” are laterally adjacent and below to “sidewall spacers 58” and “Halo implants 80 and 82” are adjacent and under “sidewall spacers 56” as shown in FIG. 5, para. 0025. By forming “extensions 74 and 76” and “halo implants 70 and 72” of Kronholz’26 in “P well 12” and under the “NMOSFET” taught between Iwamoto and Kronholz and and “Halo implants 80 and 82” and “extensions 84 and 86” in “N well 13” and under the “PMOSFET”, the halo regions are directly under the “offset spacers 46”.); The source/drain regions contact the halo implant region associated with the p-FET gate structure and the n-FET gate structure (based on the profile shown for “Halo implants 70 and 72” surrounding the lower surfaces of “extensions 74 and 76”, the examiner understands they will make contact with “deep SD regions 66” of “PMOSFET” in Iwamoto. Similarly, “halo implants 80 and 82” are understood to contact “deep SD region 60” of “NMOSFET”.); a first isolation trench structure between the n-well and the p-well (“element-isolating oxide film 11”); However, Iwamoto, modified by Kronholz, and Kronholz’26 fails to teach additional isolation trench structures within the p-well and the n-well and isolating the source/drain diffusion regions. Nevertheless, Chiang further teaches additional isolation trench structures (“solation feature 212 is formed in the substrate 210 to isolate various regions, such as first region 214 and second region 215, of the substrate 210. The isolation feature 212 also isolates the first and second device regions 214 and 215 from other devices (not shown).”, para. 0014 FIG. 4) within the p-well and the n-well (“The substrate 210 may include doped regions, such as a p-well, an n-well, or combination thereof’, para. 0013) and isolating the source/drain regions (“HDD regions 228”, para. 0023 FIG. 4. The “isolation features 212” in the left and right side of the device correspond to the ones that “isolate the first and second device regions 214 and 215 from other devices”) Iwamoto, modified by Kronholz and Kronholz’26, and Chiang teach n-FET and p-FET gate structures having doped well regions, spacers, and work function materials (“The gate stacks 220 and 222 include a work function layer”, para. 0017. Also, Chiang discloses in para. 0012 that “the integrated circuit device 200 could include NFETs and PFETs”.). Based on the positions of the “isolation features 212” relative to the “HDD regions 228” at the ends, they are considered to isolate the source/drain regions of the device from other devices. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the use of additional isolation trenches can isolate the source/drain regions from other adjacent devices. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further modify the structure as taught between Iwamoto, Kronholz, and Kronholz’26 with the additional isolation trenches as taught in Chiang. These additional trenches help isolate the source/drain regions from adjacent structures. Regarding claim 19, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teaches the structure of claim 13, wherein the layer of SiGe comprises a thickness of approximately 20A to 500A (“the layer 208 may be provided with a thickness of approximately 12 nm and less”, which is 120A or less, para. 0045 in Kronholz). Regarding claim 23, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang structure of claim 11, wherein the halo implant region directly contacts the gate dielectric material and directly contacts the sidewall spacers (“Halo implants 80 and 82” are adjacent and under “sidewall spacers 56” and “insulation layer 36” as shown in FIG. 5 in “transistor 24”, para. 0025 and 0071. As modified, “extensions 84 and 86” and “halo implants 80 and 82” are formed such that and “halo implants 80 and 82” contact the “gate insulating film 27” and “offset spacer 46” in Iwamoto). Claim 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto, modified by Kronholz, Kronholz’26, and Chaing, as applied to claim 14 above, in view of Chien et al US 20210119033 A1 (hereinafter referred to as Chien). Regarding claim 15, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teach structure of claim 14, wherein one layer in the stack contains metal based on Al (“metal electrode layer 22” may comprise TiAlN, para. 0038). However, Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, fail to teach wherein the stack of p-FET work function materials comprises a stack of metals based on Al. Nevertheless, Chien teaches p-type work function layer materials including TiAlC having a work function greater than 5.2eV (para. 0034). The materials for p-type workfunction in Iwamoto have a work function between 5-6eV (Iwamoto para. 0040). The TiAlC in Chien falls within the preferred range of workfunction for the metal layer in Iwamoto. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that TiAlC is a known material suitable for use as a p-type metal of high workfunction and can be substituted for a material used for “metal electrode layer 34” in Iwamoto. The p-FET work function materials now comprise a stack of Al based materials. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure taught between Iwamoto, Kronholz, Kronholz’26, and Chiang with the aluminum p-type work function material taught in Chien. TiAlC is a known material suitable for use as a p-FET workfunction material with high workfunction. The substitution of TiAlC for the materials taught in Iwamoto achieves the stack of Al based p-FET workfunction materials. Regarding claim 16, Iwamoto, modified by Kronholz, Kronholz’26, Chiang, and Chien, teach the structure of claim 13, wherein the stack of p-FET work function materials comprises TiAlC, TiAl, or TaAlC (the stack of p-type workfunction layers includes TiAlC in the “metal electrode layer 34” as modified by Chien). Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, as applied to claim 13 above, in view of Yu et al. US 20130126976 A1 (hereinafter referred to as Yu). Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, teach the structure of claim 13, wherein the n-FET work function metal material comprises La (“metal electrode layer 26 is made of a metal M2N”, para. 0087, that inludes n-type workfunction materials like La). However, Iwamoto, modified by Kronholz and Chiang fails to teach wherein the n-FET work function metal material comprises La doped oxides. Nevertheless, Yu teaches wherein the n-FET work function material comprises La doped oxides (“n-type work function metal layer 15 composed of TiN, LaO”, para. 0024). Iwamoto, modified by Kronholz, Kronholz’26, and Chiang, and Yu teach n-FET and p-FET structures with workfunction adjusting layers. Yu teaches LaO as an n-type work function layer. As further evidenced in para. 0042 of Park et al. US 20200083220 A1, LaO is a known n-type workfunction material similar to La, TaN, and Nb. One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that LaO is a suitable material that can be used as an n-type workfunction layer. Substitution for LaO achieves the expected result of modifying the workfunction of the “PMOSFET”. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure taught between Iwamoto, Kronholz, Kronholz’26,and Chiang with the La oxide taught in Yu. LaO is a known material suitable for use as an n-FET workfunction material. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Iwamoto US 20100252888 A1 (hereinafter referred to as Iwamoto), in view of Kronholz et al. US 20120156864 A1 (hereinafter referred to as Kronholz), in view of Kronholz et al. US 20130032901 A1 (hereinafter referred to as Kronholz’26), in view of Chiang et al. US 20110248351 A1 (hereinafter referred to as Chiang). Iwamoto teaches A method (a method of forming “semiconductor device 3” para. 0095 FIG. 14) comprising: forming a p-FET gate structure (“PMOSFET” para. 0095 FIG. 14) comprising forming a stack of p-FET work function materials (“metal electrode layer 22 is made of a metal M1” which includes TiN or TiAlN, para. 0095, and “metal electrode layer 34 is made of a metal M2P” which are p-type workfunction materials, para. 0040 FIG. 17), polysilicon material (“p-type polysilicon electrode layer 70” para. 0077) over the p-FET work function materials, and high-k gate dielectric material (“gate insulating film 27” that is a high-dielectric insulator stack, para. 0041) directly contacting the p-FET work function materials, each of which are over an n-well (“N well 13” para. 0045); forming an n-FET gate structure (“NMOSFET” para. 0095) comprising the stack of p-FET work function materials (“NMOSFET” includes “metal electrode layer 22” and “metal electrode layer 34) and the polysilicon material (“p-type polysilicon electrode layer 70”) over a p-well (“P well 12” para. 0045) such that the p-FET work function materials are between and directly contacting the polysilicon material and the high-k gate dielectric material (“p-type polysilicon electrode layer 70” is formed directly above “metal electrode layer 34” and “gate insulating film 27” is directly below “metal electrode layer 22”), wherein the n-well directly abuts the p-well at a junction (as seen in FIG. 14, there is a junction of the “P well 12” and “N well 13” under the “element-isolating oxide film 11” para. 0045); forming sidewall spacers (“offset spacer 46” para. 0061) on and directly contacting outer sidewalls of the stack of p-FET work function materials and the polysilicon material of the p-FET gate structure and the n-FET gate structure (“offset spacer 46” contacts side surfaces of “metal electrode layer 22”, “metal electrode layer 34”, and “p-type polysilicon electrode layer 70” in the “NMOSFET” and “PMOSFET”); and forming a trench isolation structure (“element-isolating oxide film 11” para. 0045) extending between the junction and within both the p- well of the n-FET and the n-well of the p-FET and spaced apart from underlying semiconductor material that is devoid of the n-well and the p-well well (“semiconductor substrate 10” below “P well” and “N well 13”, para. 0034), wherein the trench isolation structure contacts and electrically isolates diffusions regions [in] the p-FET gate structure and the n-FET gate structure (“deep SD region 60” in the “NMOSFET” and “deep SD region 66” in the “PMOSFET” labeled 56 in FIG. 14), the diffusions regions are within the n-well and the p-well (“deep SD region 60” is in the “P well 12” and “deep SD region 66” is in the ”N well 13”). However, Iwamoto fails to teach a layer of SiGe material under the p-FET work function materials, high-k gate dielectric material between and directly contacting the layer of SiGe material and the p-FET work function materials, wherein the layer of SiGe material is also confined between and directly contact the sidewall spacers; and forming a plurality of halo implants which are within the n-well and directly contacts the sidewall spacers and directly contact the layer of SiGe material, the SiGe material is directly underneath and in direct contact with the high-k gate dielectric material. Nevertheless, Kronholz teaches “threshold adjusting semiconductor alloy 208” made of silicon/germanium alloy (para. 0045 FIG. 2f-2k) directly contacting the high-k dielectric “dielectric material 261A” below (para. 0050) and below conductive materials that adjust the work function of “gate electrode structure 260A” of the P-channel transistor (para. 0053). The “threshold adjusting semiconductor alloy 208” is between the “protective liner material 265” (para. 0054). The silicon germanium “threshold adjusting semiconductor alloy 208” in Kronholz is used “in order to appropriately adjust the electronic characteristics at and near the surface of the active region 202A” (para. 0045). The “threshold adjusting semiconductor alloy 208” is formed in “gate electrode structure 260A”, which is a p-channel gate structure (para. 0054). One of ordinary skill in the art before the effective filing date of the claimed invention would have recognized that the SiGe layer below the high-k dielectric in the gate structure can enhance the electrical performance for the p-type transistor. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the structure in Iwamoto with the SiGe layer taught in Kronholz. The SiGe layer in the gate structure improves electrical performance for the gate of the p-FET. However, Iwamoto, modified by Kronholz, fails to teach forming a plurality of halo implants which are within the n-well and directly contacts the sidewall spacers and directly contact the layer of SiGe material. Nevertheless, Kronholz’26 taches Forming a plurality of halo implants (“Halo implants 70 and 72” para. 0025 FIG. 5) which are within the n- well (from the description “active regions 20 and 22, which are to be understood as semiconductor regions having formed therein and/or receiving an appropriate dopant profile as required for forming transistor elements”, “active region 22” is understood as an n-well for P-channel transistor “transistor 26”, para. 0016) and directly contact the sidewall spacers (“Halo implants 70 and 72” are laterally adjacent and below to “sidewall spacers 58” as shown in FIG. 5, para. 0025). Iwamoto, modified by Kronholz, and Kronholz’26 teach structures comprising a p-FET gate and an n-FET gate. While Iwamoto teaches the formation of “extension regions 50 and 54” under the “NMOSFET” and “PMOSFET”, Kronholz’26 teaches “Halo implants 70 and 72” underlapping “transistor 26” and “Halo implants 80 and 82” underlapping “transistor 24” (para. 0025-0026). The “Halo implants 70 and 72” are shown as being formed deeper into the “Active region 22” and under the gate than “extensions 74 and 76”. The “transistors 24 and 26” have halo regions and extensions with different offsets and therefore define different channel lengths (para. 0030). Furthermore, Chiang teaches halo implants as a method of adjusting channel threshold voltages and states “this implements heavy implantations to achieve the higher threshold voltage devices” (para. 0001), as well as reducing short channel effects, such as punch-through effects (para. 0020). A person of ordinary skill in the art before the effective filing date of the claimed invention would have recognized the “Halo implants 70 and 72” and “extensions 74 and 76” work together in Kronholz’26 as a way of increasing channel threshold voltages and controlling channel length. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the channel threshold voltages and minimize channel defects of the structure in Iwamoto and Kronholz through the halo and extension implantation and as taught in Kronholz’26 and Chiang. Iwamoto, in view of Kronholz, Kornholz’26, and Chiang, further teaches the halo implants directly contact the layer of SiGe material (Iwamoto and Kronholz teach the SiGe “threshold adjusting semiconductor alloy 208” as the lowermost layer of the “PMOSTFET” in contact with “n well 13” in Iwamoto. Forming the “extensions 74 and 76” “Halo implants 70 and 72” as taught in Kronholz’26, the “halo implants 70 and 72” contact the “threshold adjusting semiconductor alloy 208”). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC MULERO FLORES whose telephone number is (571)270-0070. The examiner can normally be reached Mon-Fri 8am-5pm (typically). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at (571)272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC MANUEL MULERO FLORES/ Examiner, Art Unit 2898 /Leonard Chang/ Supervisory Patent Examiner, Art Unit 2898
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Prosecution Timeline

Show 26 earlier events
Jan 21, 2026
Response Filed
Mar 04, 2026
Final Rejection mailed — §103, §112
Mar 09, 2026
Applicant Interview (Telephonic)
Mar 09, 2026
Examiner Interview Summary
Apr 14, 2026
Response after Non-Final Action
May 07, 2026
Request for Continued Examination
May 11, 2026
Response after Non-Final Action
Jun 16, 2026
Non-Final Rejection mailed — §103, §112 (current)

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