Prosecution Insights
Last updated: July 17, 2026
Application No. 17/667,013

SELECTIVE DEPOSITION OF TRANSITION METAL-CONTAINING MATERIAL

Non-Final OA §103
Filed
Feb 08, 2022
Priority
Feb 11, 2021 — provisional 63/148,280
Examiner
LIU, MIKKA H
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ASM IP Holding B.V.
OA Round
4 (Non-Final)
92%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
556 granted / 603 resolved
+24.2% vs TC avg
Minimal +4% lift
Without
With
+3.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
30 currently pending
Career history
633
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
50.4%
+10.4% vs TC avg
§102
13.7%
-26.3% vs TC avg
§112
34.7%
-5.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 603 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In response to an Office action mailed on 10/16/2025 (“10/16/2025 OA”), the Applicant amended independent claims 1, 11 and 13 in a reply filed on 01/16/2026. Claim 22 is withdrawn. Currently, claims 1-21 are examined as below. Response to Arguments Applicant’s amendments to claim 17 have overcome the 112(b) rejections as set forth under line item number 1 in the 10/16/2025 OA. Applicant’s amendments to independent claims 1, 11 and 13 have overcome the prior-art rejections as set forth under line item numbers 2-5 in the 10/16/2025 OA. However, previously-cited prior art Hatanpaa still reads on the claims. Details please see below. New reference is introduced. New grounds of rejections under 35 U.S.C. 103 are provided as follows. Information Disclosure Statement Acknowledgment is made of applicant's Information Disclosure Statement (IDS) filed on 03/23/2026. The IDS has been considered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-6, 9-16 and 19-21 are rejected under 35 U.S.C. 103 as being unpatentable over US 2019/0249300 A1 to Hatanpaa et al. (“Hatanpaa”) in view of US 2018/0151345 A1 to Haukka et al. (“Haukka”). PNG media_image1.png 407 514 media_image1.png Greyscale Regarding independent claim 1, Hatanpaa in Figs. 1-2 and 4 teaches a method of selectively depositing a transition metal-containing material 210 (Fig. 2 & ¶ 106, capping layer 210 is a transition metal containing film) on a substrate 202/204/206/208 or 406 (Figs. 2, 4, ¶ 106 & ¶ 113, substrate 202, dielectric material 204, barrier material 206 and metal interconnect material 208, and on the substrate 202/204/206/208, the capping layer 210, which is a transistor metal containing film, is formed by a vapor deposition apparatus (abstract & ¶ 2), which would be vapor deposition apparatus 400 (Fig. 4 & ¶ 113-¶ 123), such that substrate 406 serves as the equivalence of the substrate 202/204/206/208) by a cyclic deposition process (Figs. 1-2, 4, abstract, ¶ 2, ¶ 99, ¶ 105-¶ 106 & ¶ 113, capping layer 210 is a transition metal containing film deposited by a cyclical deposition 100 carried out by a vapor deposition apparatus 400, and the capping layer 210 is deposited on a selective surface (Fig. 2) i.e., selectively deposition), the method comprising: providing the substrate 202/204/206/208 or 406 in a reaction chamber 402 (Figs. 2, 4, ¶ 32, ¶ 39, ¶ 106 & ¶ 113, reaction chamber 402), wherein the substrate 202/204/206/208 or 406 comprises a first surface 206/208 (Fig. 2) comprising a first material 206/208 (¶ 106, barrier material 206 and metal interconnect material 208), and a second surface 204 (Fig. 2) comprising a second material 204 (¶ 106, dielectric material 204); providing a transition metal precursor (Figs. 1, 4, ¶ 92, ¶ 95, ¶ 114 & claim 1 disclose first vapor phase reactant, which is a transition metal precursor including a transition metal halide compound, is stored in a precursor source vessel 410A) comprising a transition metal halide compound (¶ 95 & ¶ 114) in the reaction chamber 402 in vapor phase (¶ 116 & ¶ 118 disclose the transition metal halide compound of the transition metal precursor has a vapor pressure and is transported via a vapor passageway 418. That is, the transition metal precursor is in vapor phase); and providing a second precursor (Figs. 1, 4 & ¶ 120, second vapor phase reactant is transported to the reaction chamber 402) in the reaction chamber 402 in vapor phase (¶ 120) to deposit the transition metal-containing material 210 on the first surface 206/208 relative to the second surface 204 (Figs. 1-2, ¶ 92 & ¶ 105-¶ 106, the capping layer 210 comprised of the transition metal containing film deposited by the cyclical deposition process utilizing the first and second vapor phase reactants is formed on the surface 206/208). However, Hatanpaa does not explicitly disclose the first material comprises a conductive metal oxide selected from one or more of RuOx, NiOx, or NbOx, a carbide selected from one or more of WNCx or NbCx, niobium boride, combination thereof, or a doped metal surface. Haukka recognizes a need for providing a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (¶ 4-¶ 5, ¶ 28 & ¶ 89). Haukka satisfies the need by providing a first surface of a substrate for selective deposition process (¶ 28), and the first surface comprises one or more of RuOx, NiOx, NbOx, WNCx, NbCx, or NbBx (i.e., niobium boride) (¶ 29). Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to use one or more of RuOx, NiOx, NbOx, WNCx, NbCx, or NbBx taught by Haukka for the first material of the first surface taught by Hatanpaa, so as to provide a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (Haukka: ¶ 4-¶ 5, ¶ 28 & ¶ 89). Regarding claim 2, Hatanpaa in Figs. 1-2 and 4 further teaches the transition metal halide compound comprises a bidentate nitrogen-containing ligand (¶ 43, ¶ 107 & ¶ 114). Regarding claim 3, Hatanpaa in Figs. 1-2 and 4 further teaches the transition metal halide compound comprises a transition metal chloride or a transition metal iodide or a transition metal fluoride (¶ 43 & claim 18). Regarding claim 4, Hatanpaa in Figs. 1-2 and 4 further teaches a transition metal in the transition metal halide compound is selected from a group consisting of manganese, iron, cobalt, nickel and copper (¶ 43, ¶ 117, claims 4 & 12). Regarding claim 5, the combination of Hatanppa and Haukka further teaches the first surface 206/208 (Hatanpaa) comprises one or more of RuOx or NiOx (Haukka: ¶ 29; see the rejection of claim 1 as noted above). Regarding claim 6, the combination of Hatanppa and Haukka further teaches the first surface 206/208 (Hatanpaa) comprises one or more of RuOx or NbOx (Haukka: ¶ 29; see the rejection of claim 1 as noted above). Regarding claim 9, Hatanpaa in Figs. 1-2 and 4 further teaches the second precursor comprises an oxygen precursor (¶ 55, second vapor phase reactant comprises oxygen precursor). Regarding claim 10, Hatanpaa in Figs. 1-2 and 4 further teaches the second precursor comprises a nitrogen precursor (¶ 55, second vapor phase reactant comprises nitrogen precursor). Regarding independent claim 11, Hatanpaa in Figs. 1-2 and 4 teaches a method of selectively depositing a transition metal-containing material 210 (Fig. 2 & ¶ 106, capping layer 210 is a transition metal containing film) on a substrate 202/204/206/208 or 406 (Figs. 2, 4, ¶ 106 & ¶ 113, substrate 202, dielectric material 204, barrier material 206 and metal interconnect material 208, and on the substrate 202/204/206/208, the capping layer 210, which is a transistor metal containing film, is formed by a vapor deposition apparatus (abstract & ¶ 2), which would be vapor deposition apparatus 400 (Fig. 4 & ¶ 113-¶ 123), such that substrate 406 serves as the equivalence of the substrate 202/204/206/208) by a cyclic deposition process (Figs. 1-2, 4, abstract, ¶ 2, ¶ 99, ¶ 105-¶ 106 & ¶ 113, capping layer 210 is a transition metal containing film deposited by a cyclical deposition 100 carried out by a vapor deposition apparatus 400, and the capping layer 210 is deposited on a selective surface (Fig. 2) i.e., selectively deposition), the method comprising: providing the substrate 202/204/206/208 or 406 in a reaction chamber 402 (Figs. 2, 4, ¶ 32, ¶ 39, ¶ 106 & ¶ 113, reaction chamber 402, wherein the substrate 202/204/206/208 or 406 comprises a first surface 206/208 (Fig. 2) comprising a first material 206/208 (¶ 106, barrier material 206 and metal interconnect material 208), and a second surface 204 (Fig. 2) comprising a second material 204 (¶ 106, dielectric material 204); providing a transition metal precursor (Figs. 1, 4, ¶ 92, ¶ 95, ¶ 114 & claim 1 disclose first vapor phase reactant, which is a transition metal precursor including a transition metal halide compound, is stored in a precursor source vessel 410A) comprising a transition metal compound (¶ 95 & ¶ 114) in the reaction chamber 402 in vapor phase (¶ 116 & ¶ 118 disclose the transition metal halide compound of the transition metal precursor has a vapor pressure and is transported via a vapor passageway 418. That is, the transition metal precursor is in vapor phase); and providing a second precursor (Figs. 1, 4 & ¶ 120, second vapor phase reactant is transported to the reaction chamber 402) in the reaction chamber 402 in vapor phase (¶ 120) to deposit the transition metal-containing material 210 on the first surface 206/208 relative to the second surface 204 (Figs. 1-2, ¶ 92 & ¶ 105-¶ 106, the capping layer 210 comprised of the transition metal containing film deposited by the cyclical deposition process utilizing the first and second vapor phase reactants is formed on the surface 206/208), wherein the transition metal compound 206/208 comprises an adduct-forming ligand (¶ 43, first vapor phase reactant comprises a transition metal compound with an adduct forming ligand). However, Hatanpaa does not explicitly disclose the first material comprises a conductive metal oxide selected from one or more of RuOx or NiOx, a conductive metal carbide, a conductive metal boride, combination thereof, or a doped metal surface comprising a semimetal. Haukka recognizes a need for providing a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (¶ 4-¶ 5, ¶ 28 & ¶ 89). Haukka satisfies the need by providing a first surface of a substrate for selective deposition process (¶ 28), and the first surface comprises one or more of RuOx or NiOx, a conductive metal carbide (¶ 29, metallic carbide, NbCx, WNCx), a conductive metal boride (¶ 29, metallic boride, NbBx), combination thereof (¶ 29). Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to use one or more of RuOx or NiOx, a conductive metal carbide, a conductive metal boride, combination thereof taught by Haukka for the first material of the first surface taught by Hatanpaa, so as to provide a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (Haukka: ¶ 4-¶ 5, ¶ 28 & ¶ 89). Regarding claim 12, Hatanpaa in Figs. 2 and 4 teaches the transition metal compound comprises at least one of CoCl2(TMEDA), CoBr2(TMEDA), CoI2(TMEDA), CoCl2(TMPDA), or NiCl2(TMPDA) (¶ 52, claims 16 & 20). Regarding independent claim 13, Hatanpaa in Figs. 1-2 and 4 teaches a method of selectively depositing a transition metal layer Fig. 2 & ¶ 106, capping layer 210 is a transition metal containing film and comprises cobalt) on a substrate 202/204/206/208, the capping layer 210, which is a transistor metal containing film, is formed by a vapor deposition apparatus (abstract & ¶ 2), which would be vapor deposition apparatus 400 (Fig. 4 & ¶ 113-¶ 123), such that substrate 406 serves as the equivalence of the substrate 202/204/206/208) by a cyclic deposition process (Figs. 1-2, 4, abstract, ¶ 2, ¶ 99, ¶ 105-¶ 106 & ¶ 113, capping layer 210 is a transition metal film (i.e., cobalt, which is the same transition metal as the Applicant purported in paragraphs 10 and 41 in the specification of the present application) deposited by a cyclical deposition 100 carried out by a vapor deposition apparatus 400, and the capping layer 210 is deposited on a selective surface (Fig. 2) i.e., selectively deposition), the method comprising: providing the substrate 202/204/206/208 or 406 in a reaction chamber 402 (Figs. 2, 4, ¶ 32, ¶ 39, ¶ 106 & ¶ 113, reaction chamber 402), wherein the substrate 202/204/206/208 or 406 comprises a first surface 206/208 (Fig. 2) comprising a first material 206/208 (¶ 106, barrier material 206 and metal interconnect material 208), and a second surface 204 (Fig. 2) comprising a second material 204 (¶ 106, dielectric material 204); providing a transition metal precursor (Figs. 1, 4, ¶ 92, ¶ 95, ¶ 114 & claim 1 disclose first vapor phase reactant, which is a transition metal precursor including a transition metal halide compound, is stored in a precursor source vessel 410A) comprising a transition metal halide compound (¶ 95 & ¶ 114) in the reaction chamber 402 in vapor phase (¶ 116 & ¶ 118 disclose the transition metal halide compound of the transition metal precursor has a vapor pressure and is transported via a vapor passageway 418. That is, the transition metal precursor is in vapor phase); and providing a second precursor (Figs. 1, 4 & ¶ 120, second vapor phase reactant is transported to the reaction chamber 402; ¶ 42, ¶ 55, ¶ 66, ¶ 92 & ¶ 106, second vapor phase reactant comprises an organic precursor, which is a reducing agent, for depositing a transition metal-containing material i.e., capping layer 210) in the reaction chamber 402 in vapor phase (¶ 120), wherein the second precursor comprises a nitrogen free compound (¶ 66, second vapor phase reactant comprises an organic precursor that is nitrogen free, i.e., carboxylic acids, to deposit the transition metal layer 210 on the first surface 206/208 relative to the second surface 204 (Figs. 1-2, ¶ 92 & ¶ 105-¶ 106, the capping layer 210 comprised of the transition metal containing film deposited by the cyclical deposition process utilizing the first and second vapor phase reactants is formed on the surface 206/208). However, Hatanpaa does not explicitly disclose wherein the first material comprises, a conductive metal carbide, a conductive metal boride, a combination thereof, or a doped metal surface comprising a semimetal. Haukka recognizes a need for providing a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (¶ 4-¶ 5, ¶ 28 & ¶ 89). Haukka satisfies the need by providing a first surface of a substrate for selective deposition process (¶ 28), and the first surface comprises, a conductive metal carbide (¶ 29, metallic carbide, NbCx, WNCx), a conductive metal boride (¶ 29, metallic boride, NbBx), a combination thereof (¶ 29). Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to use a conductive metal carbide, a conductive metal boride, a combination thereof taught by Haukka for the first material of the first surface taught by Hatanpaa, so as to provide a surface of certain material on which a selective deposition process can be implemented and such selective deposition process is useful to differentiate amounts of deposition on different surfaces, in order to form uniform layers of material including transition metal (Haukka: ¶ 4-¶ 5, ¶ 28 & ¶ 89). Regarding claim 14, Hatanpaa in Figs. 1-2 and 4 further teaches the second precursor comprises a carboxylic acid (¶ 66; see the rejection of claim 13 as noted above). Regarding claim 15, Hatanpaa in Figs. 2 and 4 further teaches the carboxylic acid is selected from a group consisting of formic acid, acetic acid and propanoic acid (¶ 82-¶ 83). Regarding claim 16, Hatanpaa in Fig. 2 further teaches a substantially continuous transition metal layer 210 (¶ 106, the capping layer 201 is a transition metal film i.e., cobalt) having a thickness from 20 nm to 100 nm (¶ 101), which anticipates the claimed range of at least 20 nm, is deposited on the first surface 206/208 (Fig. 2) with substantially no deposition on the second surface 204 (Fig. 2). Regarding claim 19, Hatanpaa further teaches the method is a thermal deposition method (¶ 92 & ¶ 104, the cyclical deposition process, the deposition temperature is controlled at 275° C, which is a high temperature that makes the method a thermal deposition method). Regarding claim 20, Hatanpaa in Fig. 2 further teaches the transition metal layer 210 is formed at a temperature at 275° C (¶ 92 & ¶ 104), which anticipates the claimed range from about 175°C to about 350°C. Regarding claim 21, Hatanpaa in Fig. 4 further teaches the reaction chamber 402 is purged after providing the transition metal precursor and/or providing the second precursor in the reaction chamber 402 (¶ 96 & ¶ 98). Claims 8 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Hatanpaa and Haukka, and further in view of US 2013/0270703 A1 to Zierath et al. (“Zierath”). Regarding claim 8, Hatanpaa in Fig. 2 teaches the second surface 204 comprises a low-k dielectric material (¶ 106). Hatanpaa further teaches the second surface 204 is a dielectric material (¶ 106). However, the combination of Hatanpaa and Haukka does not explicitly disclose the second surface/dielectric material comprises a high-k dielectric material. Zierath teaches that a dielectric layer including a dielectric material in which an interconnect is formed, can be low-k or high-k (Fig. 3G, ¶ 19 & ¶ 21). In other words, Zierath recognizes that low-k dielectric and high-k dielectric are functional equivalent as being able to function as such dielectric materials. According to Section 2144.06.II, "In order to rely on equivalence as a rationale supporting an obviousness rejection, the equivalency must be recognized in the prior art" In re Ruff, 256 F.2d 590, 118 USPQ 340 (CCPA 1958). The Section 2144.06.II further states that "An express suggestion to substitute one equivalent component or process for another is not necessary to render such substitution obvious. In re Fout, 675 F.2d 297, 213 USPQ 532 (CCPA 1982). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to substitute low-k dielectric taught by Hatanpaa and Haukka with another functionally-equivalent high-k dielectric taught by Zierath. Regarding claim 18, Hatanpaa in Fig. 2 teaches the second surface 204 comprises a low-k dielectric material (¶ 106). Hatanpaa further teaches the second surface 204 is a dielectric material (¶ 106). However, the combination of Hatanpaa and Haukka does not explicitly disclose the second surface/dielectric material comprises a high-k dielectric material. Zierath teaches that a dielectric layer including a dielectric material in which an interconnect is formed, can be low-k or high-k (Fig. 3G, ¶ 19 & ¶ 21). In other words, Zierath recognizes that low-k dielectric and high-k dielectric are functional equivalent as being able to function as such dielectric materials. According to Section 2144.06.II, "In order to rely on equivalence as a rationale supporting an obviousness rejection, the equivalency must be recognized in the prior art" In re Ruff, 256 F.2d 590, 118 USPQ 340 (CCPA 1958). The Section 2144.06.II further states that "An express suggestion to substitute one equivalent component or process for another is not necessary to render such substitution obvious. In re Fout, 675 F.2d 297, 213 USPQ 532 (CCPA 1982). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to substitute low-k dielectric taught by Hatanpaa and Haukka with another functionally-equivalent high-k dielectric taught by Zierath. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: Claims 7 and 17 are objected to as being dependent upon a rejected base claim, but would be allowable if (i) rewritten in independent form to include all of the limitations of the base claim and any intervening claims or (ii) the objected claim and any intervening claims are fully incorporated into the base claim. Claim 7 would be allowable, because the prior art of record, singularly or in combination, fails to disclose or suggest, in combination with the other claimed elements in claim 7, wherein the first surface comprises the doped metal surface doped with a semimetal. Claim 17 would be allowable, because the prior art of record, singularly or in combination, fails to disclose or suggest, in combination with the other claimed elements in claim 17, wherein the first material comprises the doped metal surface comprising the semimetal. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MIKKA LIU whose telephone number is (571)272-2568. The examiner can normally be reached on 9AM-5AM EST M-F. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eliseo Ramos-Feliciano can be reached on 571-272-7925. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.L./Examiner, Art Unit 2817 /ELISEO RAMOS FELICIANO/Supervisory Patent Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Show 4 earlier events
Aug 25, 2025
Response after Non-Final Action
Sep 25, 2025
Request for Continued Examination
Oct 02, 2025
Response after Non-Final Action
Oct 16, 2025
Non-Final Rejection mailed — §103
Jan 16, 2026
Response Filed
Apr 08, 2026
Non-Final Rejection mailed — §103
Jun 30, 2026
Examiner Interview Summary
Jun 30, 2026
Applicant Interview (Telephonic)

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Prosecution Projections

4-5
Expected OA Rounds
92%
Grant Probability
96%
With Interview (+3.7%)
2y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
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