Prosecution Insights
Last updated: July 17, 2026
Application No. 17/691,352

CHEMICALLY AMPLIFIED POSITIVE RESIST COMPOSITION AND RESIST PATTERN FORMING PROCESS

Final Rejection §102§103
Filed
Mar 10, 2022
Priority
Mar 17, 2021 — JP 2021-043151
Examiner
CHU, JOHN S Y
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co., Ltd.
OA Round
4 (Final)
77%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
749 granted / 971 resolved
+12.1% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
1034
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
75.6%
+35.6% vs TC avg
§102
12.8%
-27.2% vs TC avg
§112
6.3%
-33.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 971 resolved cases

Office Action

§102 §103
DETAILED CORRESPONDENCE This Office action is in response to the amendment filed January 26, 2026. Any Bolded text is new to the office action. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3, 5-15, and 17-18 are rejected under 35 U.S.C. 103 as being unpatentable over the combination of HATAKEYAMA et al (2018/0364574), KOTAKE et al (2019/0361348) and HATAKEYAMA et al (2018/0373150) and in view of MASUBUCHI et al (2011/0177453). The claimed invention now recites: PNG media_image1.png 648 692 media_image1.png Greyscale PNG media_image2.png 878 694 media_image2.png Greyscale PNG media_image3.png 716 704 media_image3.png Greyscale PNG media_image4.png 850 710 media_image4.png Greyscale PNG media_image5.png 740 704 media_image5.png Greyscale PNG media_image6.png 784 720 media_image6.png Greyscale HATAKEYAMA et al report a positive photosensitive resin composition comprising a resin comprising a copolymer comprising an acid generating monomer, a phenolic containing monomer, a phenolic containing monomer with acid labile groups and a carboxyl group protected with an acid labile group, see Table 1, Example 11 wherein the following polymer is used: PNG media_image7.png 308 402 media_image7.png Greyscale PNG media_image8.png 444 426 media_image8.png Greyscale HATAKEYAMA et al (2018/0364574) meets the copolymer as recited in claim 1, however it lacks the use of units (A4) and (A8). HATAKEYAMA et al ‘150 report acid generating units having the following structure (a1) and (a2) shown below: PNG media_image9.png 324 432 media_image9.png Greyscale PNG media_image10.png 842 450 media_image10.png Greyscale Applicants are directed to Rf1 to Rf4 defined as hydrogen, fluorine and trifluoromethyl. If Rf1 and Rf2 are selected to be trifluoromethyl, and if Rf3 to Rf4 are hydrogen, the units of (A-4) and (A-8) would be met. The skilled artisan would expect same or similar results when selecting any of hydrogen, fluorine and trifluoromethyl. With respect to the amendments to (B1) and (B2), Polymer 5 in HATAKEYAMA et al ‘150 meets those units, see below: PNG media_image11.png 604 366 media_image11.png Greyscale KOTAKE et al is cited to disclose method steps for forming a photomask blank on a substrate, see para. [0181], below: PNG media_image12.png 188 432 media_image12.png Greyscale Applicants are directed to page 55, para. [0059] wherein a recurring unit (d) in the HATAKEYAMA et al ‘574 reference report the following highlighted structures below which may further be incorporated in the base polymer and meets amendment to claim 1 for formulae (C1) and (C2): PNG media_image13.png 690 442 media_image13.png Greyscale And in para. [0060] a styrene, vinyl naphthalene and vinyl anthracene are reported as a recurring unit (e) which may be incorporated in the base polymer. The disclosed unit (e) meets formula (C3) of amended claim 1 see below: PNG media_image14.png 110 424 media_image14.png Greyscale With respect to claim 17 and 18, a quencher is reported in para. [0077] – [0085] for carboxylic acid onium salts which may be formulate with the photoresist composition to improving the pattern profile and meets the structure of (F1) in claim 18. MASUBUCHI et al is cite to disclose that the linking divalent groups in the structure can be alkylene with the view of HATAKEYAMA et al ‘574 wherein their R2 can be a lactone, hydrocarbylene with fluorine, ester and ether, see page 2, para. [0018] of HATAKEYAMA et al , while MASUBUCHI et al report Z is a substitute or unsubstituted alkylene teaching the skilled artisan that the divalent linking group can be any of those groups in HATAKEYAMA et al ‘574 and MASUBUCHI et al, see below: HATAKEYAMA et al ‘574 wherein Z2 can be a cyclic ester from formula (f2), page 2, para [0018] above with a specific unit on page 61 : PNG media_image15.png 172 324 media_image15.png Greyscale PNG media_image16.png 262 338 media_image16.png Greyscale PNG media_image17.png 440 394 media_image17.png Greyscale It would have been prima facie obvious to one of ordinary skill in the art of photosensitive composition to use trifluoromethyl substituents on the acid generating units at Rf1 to Rf2 and use additional recurring units (d) and (e) as taught in HATAKEYAMA et al ‘574 and further have alkylene groups with esters, lactone and others disclosed in HATAKEYAMA et al and MASUBUCHI et al a method for forming photomask blanks with the reasonable expectation of improved sensitivity, resolution and improved CDU. HATAKEYAMA et al ’150 discloses in Examples 1-8 compositions that contain an acid generating repeating unit with a bromine substituent in X2 , however HATAKEYAMA et al ‘574 and MASUBUCHI et al teach other divalent groups not having bromine. HATAKEYAMA et al ’150 show that the photoresist compositions can contain or lack a PAG compound, see Table 1, page 92, see below: PNG media_image18.png 454 540 media_image18.png Greyscale The skilled artisan seeing that the composition can both contain an extra PAG compounds or not as seen in Examples 1-8 and 9-10 (with a PAG) would be taught to remove the PAG and still expect same or similar results as reported in HATAKEYAMA et al ‘150. The rejection is repeated. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. HATAKEYAMA et al (2017/0351177) disclose carboxylic salt quenchers having iodine substituted aromatic rings, see para. [0053] below: PNG media_image19.png 214 374 media_image19.png Greyscale . THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN S CHU whose telephone number is (571)272-1329. The examiner can normally be reached M-F, IFP-Flex. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Huff, can be reached at telephone number 571-272-1385. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /John S. Chu/ Primary Examiner, Art Unit 1737 J. Chu May 16, 2026
Read full office action

Prosecution Timeline

Show 2 earlier events
Dec 23, 2024
Response Filed
Mar 17, 2025
Final Rejection mailed — §102, §103
Jul 17, 2025
Response after Non-Final Action
Aug 12, 2025
Request for Continued Examination
Aug 14, 2025
Response after Non-Final Action
Aug 26, 2025
Non-Final Rejection mailed — §102, §103
Jan 26, 2026
Response Filed
May 20, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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PHOTOSENSITIVE RESIN COMPOSITION AND MANUFACTURING METHOD OF DISPLAY DEVICE USING THE SAME
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Patent 12663715
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Patent 12645142
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5y 5m to grant Granted Jun 02, 2026
Patent 12625427
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+5.6%)
2y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 971 resolved cases by this examiner. Grant probability derived from career allowance rate.

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