Prosecution Insights
Last updated: April 19, 2026
Application No. 17/742,714

FORMATION METHOD OF SEMICONDUCTOR DEVICE WITH OXIDE SEMICONDUCTOR CHANNEL

Non-Final OA §103
Filed
May 12, 2022
Examiner
CULBERT, CHRISTOPHER A
Art Unit
2815
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
1 (Non-Final)
41%
Grant Probability
Moderate
1-2
OA Rounds
3y 8m
To Grant
46%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allow Rate
137 granted / 333 resolved
-26.9% vs TC avg
Minimal +4% lift
Without
With
+4.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
81 currently pending
Career history
414
Total Applications
across all art units

Statute-Specific Performance

§103
55.8%
+15.8% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 333 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species A2, B2, C2, D1, and II is acknowledged. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dewey et al. (US 2020/0295003 A1) in view of Misaki et al. (US 2021/0119007 A1). Regarding claim 1, Dewey discloses a method for forming a semiconductor device structure, comprising: forming a stack (104 and 106 in Fig. 2A) over a substrate (102), wherein the stack has a plurality of sacrificial layers (104) and a plurality of oxide semiconductor layers (106; ¶ 0020) laid out alternately; partially removing the sacrificial layers to form a recess exposing portions of the oxide semiconductor layers (see Fig. 6B), wherein inner portions of the oxide semiconductor layers exposed by the recess form a plurality of oxide semiconductor nanostructures; and forming a gate stack (124 in Fig. 16B) wrapped around at least one of the oxide semiconductor layers. Dewey does not disclose introducing oxygen into the oxide semiconductor nanostructures. Misaki discloses introducing oxygen into oxide semiconductors (¶ 0150). There was a benefit to introducing oxygen in that it repairs lattice defects (¶ 0150). It would have been obvious to one having ordinary skill in the art before the Application's effective filing date to introduce oxygen into the oxide semiconductor nanostructures of Dewey for this benefit. Regarding claim 2, Misaki further discloses wherein the introducing of oxygen into the oxide semiconductor is performed by annealing the oxide semiconductor under an oxygen-containing atmosphere (¶ 0150). Regarding claim 3, Dewey does not explicitly disclose a reduction in an atomic concentration of oxygen of outer portions of the oxide semiconductor layers. However, Dewey discloses doing an anneal on the gate dielectric 122 (¶ 0023; Fig. 15B) which contacts the outer portions of the oxide semiconductor layers. As such, there will be a reduction in the concentration of oxygen (at least to some extent) in these outer portions as Applicant has stated that an anneal will drive out oxygen in oxide semiconductors. These outer portions of the oxide semiconductor layers sandwich the oxide semiconductor nanostructures (which may be considered the portion the oxide semiconductor interior to the aforementioned outer portions). Regarding claim 4, as discussed in the rejection of claim 3 above, the reducing is oxygen is performed by annealing the outer portions of the oxide semiconductor layers under an atmosphere containing substantially no oxygen (¶ 0023 of Dewey). Regarding claim 5, with regards to the relative timing of the introducing of oxygen and the reduction of oxygen, it would have been obvious to one having ordinary skill in the art at the time the application was filed to perform the step of introducing oxygen before the gate dielectric layer is applied as the gate dielectric layer would block oxygen if present. As the step of reducing oxygen occurs after the gate dielectric layer is applied, as discussed above, the reducing of the atomic concentration of oxygen of the outer portions of the oxide semiconductor layers will be performed after the introducing of oxygen into the oxide semiconductor nanostructures. Regarding claim 6, Dewey does not explicitly disclose a reduction in an atomic concentration of oxygen of outer portions of the oxide semiconductor layers. However, Dewey discloses forming a plurality of oxygen-scavenging layers (122 in Fig. 15B), wherein each of the oxygen-scavenging layers is formed on a respective oxide semiconductor layer of the oxide semiconductor layers doing an anneal on the oxygen-scavenging layers (¶ 0023; Fig. 15B) which contacts the outer portions of the oxide semiconductor layers. As such, there will be a reduction in the concentration of oxygen (at least to some extent) in these outer portions as Applicant has stated that an anneal will drive out oxygen in oxide semiconductors. Regarding claim 7, Dewey further discloses wherein the oxygen-scavenging layers comprise titanium (¶ 0023). Regarding claim 8, Dewey further discloses trimming the oxide semiconductor nanostructures before the gate stack is formed (see transition from Fig. 6B to Fig. 7B). Regarding claim 9, it would have been obvious to one having ordinary skill in the art before the Application's effective filing date to introduce the oxygen into the oxide semiconductor nanostructures after trimming the oxide semiconductor nanostructures as the portions of the oxide semiconductor nanostructures which remain in the final product are only exposed after trimming (see Fig. 9B). Regarding claim 10, Dewey further discloses wherein a lower portion of the gate stack is formed under the oxide semiconductor nanostructures and an upper portion of the gate stack is formed above the oxide semiconductor nanostructures (see Fig. 17B). Regarding claim 11, Dewey further discloses forming a dielectric filling (116 in Fig. 16B) which, in the final form of the product, is wrapped around the oxide semiconductor nanostructures and portions of the gate stack (see Fig. 16B). Regarding claim 12, Dewey discloses a method for forming a semiconductor device structure, comprising: forming a stack (104 and 106 in Fig. 2A) over a substrate (102), wherein the stack has a plurality of sacrificial layers (104) and a plurality of oxide semiconductor layers (106; ¶ 0020) laid out alternately; partially removing the sacrificial layers to form a recess exposing portions of the oxide semiconductor layers (see Fig. 6B), wherein inner portions of the oxide semiconductor layers exposed by the recess form a plurality of oxide semiconductor nanostructures; and forming a gate stack (124 in Fig. 16B) wrapped around at least one of the oxide semiconductor layers. Dewey does not disclose introducing oxygen into the oxide semiconductor nanostructures. Misaki discloses introducing oxygen into oxide semiconductors (¶ 0150). There was a benefit to introducing oxygen in that it repairs lattice defects (¶ 0150). It would have been obvious to one having ordinary skill in the art before the Application's effective filing date to introduce oxygen into the oxide semiconductor nanostructures of Dewey for this benefit. With regards to the relative timing of the introducing of oxygen and forming the gate stack, it would have been obvious to one having ordinary skill in the art at the time the application was filed to perform the step of introducing oxygen before forming the gate stack as the gate stack would block oxygen if present. Regarding claim 13, Dewey does not explicitly disclose changing a second atomic concentration of oxygen of outer portions of the oxide semiconductor layers. However, Dewey discloses doing an anneal on the gate dielectric 122 (¶ 0023; Fig. 15B) which contacts the outer portions of the oxide semiconductor layers. As such, there will be a reduction in the concentration of oxygen (at least to some extent) in these outer portions as Applicant has stated that an anneal will drive out oxygen in oxide semiconductors. Regarding claim 14, with regards to the relative timing of the first and second changing, it would have been obvious to one having ordinary skill in the art at the time the application was filed to perform the step of introducing oxygen before the gate dielectric layer is applied as the gate dielectric layer would block oxygen if present. As the step of reducing oxygen occurs after the gate dielectric layer is applied, as discussed above, the reducing of the atomic concentration of oxygen of the outer portions of the oxide semiconductor layers will be performed after the introducing of oxygen into the oxide semiconductor nanostructures. Regarding claim 15, as discussed above the changing of the first atomic concentration of oxygen is performed under an oxygen-containing atmospheres. Further, as there is no disclosure or reasons for the second changing to by in an oxygen atmosphere, it would have been obvious for it to occur under an atmosphere containing substantially no oxygen. Regarding claim 16, Dewey further discloses trimming the oxide semiconductor nanostructures (see transition from Fig. 6B to Fig. 7B). It would have been obvious to one having ordinary skill in the art before the Application's effective filing date to introduce the oxygen into the oxide semiconductor nanostructures after trimming the oxide semiconductor nanostructures as the portions of the oxide semiconductor nanostructures which remain in the final product are only exposed after trimming (see Fig. 9B). Regarding claim 17, Dewey discloses a method for forming a semiconductor device structure, comprising: forming a semiconductor nanostructure (106 in Fig. 3B) over a substrate (102); trimming an inner portion of the semiconductor nanostructure (see transition from Fig. 6B to Fig. 7B); and forming a gate stack (124 in Fig. 16B) over the inner portion of the semiconductor nanostructure, wherein a portion of the gate stack is between the semiconductor nanostructure and the substrate. Dewey does not disclose introducing oxygen into the inner portion of the semiconductor nanostructures. Misaki discloses introducing oxygen into oxide semiconductors (¶ 0150). There was a benefit to introducing oxygen in that it repairs lattice defects (¶ 0150). It would have been obvious to one having ordinary skill in the art before the Application's effective filing date to introduce oxygen into the oxide semiconductor nanostructures of Dewey for this benefit. Regarding claim 18, Dewey does not explicitly discloses driving oxygen originally in outer portions of the semiconductor nanostructure to leave the outer portions of the semiconductor nanostructure. However, Dewey discloses doing an anneal on the gate dielectric 122 (¶ 0023; Fig. 15B) which contacts the outer portions of the semiconductor nanostructure. As such, there will be a driving of oxygen (at least to some extent) in these outer portions as Applicant has stated that an anneal will drive out oxygen in oxide semiconductors. Regarding claim 19, with regards to the relative timing of the introducing of oxygen and the driving of oxygen, it would have been obvious to one having ordinary skill in the art at the time the application was filed to perform the step of introducing oxygen before the gate dielectric layer is applied as the gate dielectric layer would block oxygen if present. As the step of driving oxygen occurs after the gate dielectric layer is applied, as discussed above, the driving of the atomic concentration of oxygen of the outer portions of the oxide semiconductor layers will be performed after the introducing of oxygen into the oxide semiconductor nanostructures. Regarding claim 20, with regards to the relative timing of the introducing of oxygen and the driving of oxygen, it would have been obvious to one having ordinary skill in the art at the time the application was filed to perform the step of introducing oxygen before the gate dielectric layer is applied as the gate dielectric layer would block oxygen if present. As the step of driving oxygen occurs after the gate dielectric layer is applied, as discussed above, the driving of the atomic concentration of oxygen of the outer portions of the oxide semiconductor layers will be performed after the introducing of oxygen into the oxide semiconductor nanostructures. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER A CULBERT whose telephone number is (571)272-4893. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joshua Benitez can be reached at (571) 270-1435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER A CULBERT/ Examiner, Art Unit 2815
Read full office action

Prosecution Timeline

May 12, 2022
Application Filed
Sep 20, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12557465
PHOTOELECTRIC DEVICE
2y 5m to grant Granted Feb 17, 2026
Patent 12532521
METHOD FOR MANUFACTURING SELF-ALIGNED EXCHANGE GATES AND ASSOCIATED SEMICONDUCTING DEVICE
2y 5m to grant Granted Jan 20, 2026
Patent 12520723
ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
2y 5m to grant Granted Jan 06, 2026
Patent 12512315
METHOD OF MANUFACTURING SEMICONDUCTOR DEVICE
2y 5m to grant Granted Dec 30, 2025
Patent 12501743
MICRO-LED STRUCTURE AND MICRO-LED CHIP INCLUDING SAME
2y 5m to grant Granted Dec 16, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
41%
Grant Probability
46%
With Interview (+4.4%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 333 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month